0000899243-23-010762.txt : 20230405
0000899243-23-010762.hdr.sgml : 20230405
20230405165640
ACCESSION NUMBER: 0000899243-23-010762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu Mei Mei
CENTRAL INDEX KEY: 0001890585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41058
FILM NUMBER: 23803281
MAIL ADDRESS:
STREET 1: C/O VAXXINITY, INC.
STREET 2: 1717 MAIN ST STE. 3388
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vaxxinity, Inc.
CENTRAL INDEX KEY: 0001851657
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 862083865
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 ODYSSEY WAY
CITY: EXPLORATION PARK
STATE: FL
ZIP: 32953
BUSINESS PHONE: (254) 244-5739
MAIL ADDRESS:
STREET 1: 505 ODYSSEY WAY
CITY: EXPLORATION PARK
STATE: FL
ZIP: 32953
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-03-07
0
0001851657
Vaxxinity, Inc.
VAXX
0001890585
Hu Mei Mei
C/O VAXXINITY, INC.
505 ODYSSEY WAY
MERRITT ISLAND
FL
32953
1
1
1
0
See Remarks
0
Stock Option (right to buy)
2.29
2023-03-07
4
A
0
620000
0.00
A
2033-03-07
Class A Common Stock
620000
620000
D
Stock Option (right to buy)
2.29
2023-03-07
4
A
0
73928
0.00
A
2033-03-07
Class A Common Stock
73928
73928
D
The options were issued to the Reporting Person pursuant to the Issuer's 2021 Omnibus Incentive Compensation Plan. Such options vest in 48 equal monthly installments beginning on March 7, 2023.
The options were issued to the Reporting Person pursuant to the Issuer's 2021 Omnibus Incentive Compensation Plan. Such options are fully vested upon issuance. This one-time option grant was made in lieu of an annual cash bonus payment to Ms. Hu.
Chief Executive Officer and President.
/s/ Rene Paula Molina as Attorney-in-Fact for Mei Mei Hu
2023-04-05