0001213900-24-000969.txt : 20240103
0001213900-24-000969.hdr.sgml : 20240103
20240103214511
ACCESSION NUMBER: 0001213900-24-000969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yamokoski John
CENTRAL INDEX KEY: 0001944944
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40611
FILM NUMBER: 24509642
MAIL ADDRESS:
STREET 1: C/O NAUTICUS ROBOTICS, INC.
STREET 2: 17146 FEATHER CRAFT LN #450
CITY: WEBSTER
STATE: TX
ZIP: 77598
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nauticus Robotics, Inc.
CENTRAL INDEX KEY: 0001849820
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17146 FEATHERCRAFT LANE
STREET 2: SUITE 450
CITY: WEBSTER
STATE: TX
ZIP: 77598
BUSINESS PHONE: 281-942-9069
MAIL ADDRESS:
STREET 1: 17146 FEATHERCRAFT LANE
STREET 2: SUITE 450
CITY: WEBSTER
STATE: TX
ZIP: 77598
FORMER COMPANY:
FORMER CONFORMED NAME: cleantech Acquisition Corp.
DATE OF NAME CHANGE: 20210308
4
1
ownership.xml
X0508
4
2023-12-31
0
0001849820
Nauticus Robotics, Inc.
KITT
0001944944
Yamokoski John
C/O NAUTICUS ROBOTICS, INC.
17146 FEATHERCRAFT LANE SUITE 450
WEBSTER
TX
77598
0
1
0
0
Chief Technology Officer
0
Common Stock
2023-12-31
4
M
0
40398
A
757367
D
Common Stock
2024-01-02
4
S
0
10824
0.64
D
746543
D
Performance RSU
2023-12-31
4
M
0
79212
0.00
D
Common Stock
79212
79212
D
Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.
/s/ John Yamokoski
2024-01-03