0001213900-24-000968.txt : 20240103 0001213900-24-000968.hdr.sgml : 20240103 20240103214454 ACCESSION NUMBER: 0001213900-24-000968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radford Nicolaus CENTRAL INDEX KEY: 0001944857 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40611 FILM NUMBER: 24509639 MAIL ADDRESS: STREET 1: C/O NAUTICUS ROBOTICS, INC. STREET 2: 17146 FEATHER CRAFT LN #450 CITY: WEBSTER STATE: TX ZIP: 77598 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nauticus Robotics, Inc. CENTRAL INDEX KEY: 0001849820 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 281-942-9069 MAIL ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 FORMER COMPANY: FORMER CONFORMED NAME: cleantech Acquisition Corp. DATE OF NAME CHANGE: 20210308 4 1 ownership.xml X0508 4 2023-12-31 0 0001849820 Nauticus Robotics, Inc. KITT 0001944857 Radford Nicolaus C/O NAUTICUS ROBOTICS, INC. 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-12-31 4 M 0 73451 A 3044588 D Common Stock 2024-01-02 4 S 0 19667 0.64 D 3024921 D Performance RSU 2023-12-31 4 M 0 144021 0.00 D Common Stock 144021 144021 D Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue. /s/ Nicholas Radford 2024-01-03