0001213900-23-042487.txt : 20230523 0001213900-23-042487.hdr.sgml : 20230523 20230523183030 ACCESSION NUMBER: 0001213900-23-042487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rangan Padmanabhan CENTRAL INDEX KEY: 0001944956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40611 FILM NUMBER: 23950123 MAIL ADDRESS: STREET 1: C/O NAUTICUS ROBOTICS, INC. STREET 2: 17146 FEATHER CRAFT LN #450 CITY: WEBSTER STATE: TX ZIP: 77598 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nauticus Robotics, Inc. CENTRAL INDEX KEY: 0001849820 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 281-942-9069 MAIL ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 FORMER COMPANY: FORMER CONFORMED NAME: cleantech Acquisition Corp. DATE OF NAME CHANGE: 20210308 4 1 ownership.xml X0407 4 2023-05-16 0 0001849820 Nauticus Robotics, Inc. KITT 0001944956 Rangan Padmanabhan 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-05-16 4 M 0 72010 A 84842 D Common Stock 2023-05-19 4 F 0 19463 1.85 D 65379 D RSU 2023-05-16 4 M 0 72010 0.00 D Common Stock 72010 72011 D Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. On December 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal installments on each of May 16, 2023 and May 16, 2024. /s/ Rangan Padmanabhan, by M. Dilshad Kasmani as Attorney-in-Fact 2023-05-23