0001213900-23-037037.txt : 20230505 0001213900-23-037037.hdr.sgml : 20230505 20230505211325 ACCESSION NUMBER: 0001213900-23-037037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230503 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radford Nicolaus CENTRAL INDEX KEY: 0001944857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40611 FILM NUMBER: 23895665 MAIL ADDRESS: STREET 1: C/O NAUTICUS ROBOTICS, INC. STREET 2: 17146 FEATHER CRAFT LN #450 CITY: WEBSTER STATE: TX ZIP: 77598 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nauticus Robotics, Inc. CENTRAL INDEX KEY: 0001849820 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 281-942-9069 MAIL ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 FORMER COMPANY: FORMER CONFORMED NAME: cleantech Acquisition Corp. DATE OF NAME CHANGE: 20210308 4 1 ownership.xml X0407 4 2023-05-03 0 0001849820 Nauticus Robotics, Inc. KITT 0001944857 Radford Nicolaus 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-05-03 4 M 0 19853 A 2976309 D RSU 2023-05-03 4 M 0 19853 0.00 D Common Stock 19853 0 D Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. On April 3, the reporting person was granted 19,853 RSUs, all of which vested on May 3, 2023. /s/ Nicolaus Radford, by M. Dilshad Kasmani as Attorney-in-Fact 2023-05-05