0001213900-22-055764.txt : 20220913
0001213900-22-055764.hdr.sgml : 20220913
20220913215139
ACCESSION NUMBER: 0001213900-22-055764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220909
FILED AS OF DATE: 20220913
DATE AS OF CHANGE: 20220913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sharkawy Adam
CENTRAL INDEX KEY: 0001945167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40611
FILM NUMBER: 221241983
MAIL ADDRESS:
STREET 1: C/O NAUTICUS ROBOTICS, INC.
STREET 2: 17146 FEATHER CRAFT LN #450
CITY: WEBSTER
STATE: TX
ZIP: 77598
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nauticus Robotics, Inc.
CENTRAL INDEX KEY: 0001849820
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17146 FEATHERCRAFT LANE
STREET 2: SUITE 450
CITY: WEBSTER
STATE: TX
ZIP: 77598
BUSINESS PHONE: 281-942-9069
MAIL ADDRESS:
STREET 1: 17146 FEATHERCRAFT LANE
STREET 2: SUITE 450
CITY: WEBSTER
STATE: TX
ZIP: 77598
FORMER COMPANY:
FORMER CONFORMED NAME: cleantech Acquisition Corp.
DATE OF NAME CHANGE: 20210308
4
1
ownership.xml
X0306
4
2022-09-09
0
0001849820
Nauticus Robotics, Inc.
KITT
0001945167
Sharkawy Adam
17146 FEATHERCRAFT LANE
SUITE 450
WEBSTER
TX
77598
1
0
0
0
Common Stock
2022-09-09
4
A
0
2249835
0
A
2249835
I
By Material Impact Fund II, L.P.
Private Warrant
20.00
2022-09-09
4
A
0
408160
A
2022-09-09
2032-09-09
Common Stock
408160
408160
I
By Material Impact Fund II, L.P.
Debentures
15.00
2022-09-09
4
A
0
408160
A
2022-09-09
2026-09-09
Common Stock
408160
408160
I
By Material Impact Fund II, L.P.
The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc. consummated on September 9, 2022.
Shares held by Material Impact Fund II, L.P. ("MIF II"). Material Impact Partners II, LLC ("MIP II") is the general partner of MIF II and may be deemed to have voting and investment power with respect to the securities held by MIF II. The Reporting Person, a member of the Issuer's board of directors, and Carmichael Roberts are the managing members of MIP II and may be deemed to share voting and investment power with respect to the securities held by MIF II. Each of MIF II, MIP II, the Reporting Person and the Reporting Person disclaim beneficial ownership of such shares and this report shall not be deemed an admission that any of them is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The Private Warrants were acquired pursuant to the terms of the Securities Purchase Agreement dated as of December 16, 2021 with CLAQ, and Nauticus Robotics, Inc. (the "Purchase Agreement").
The Debentures were acquired pursuant to the terms of the Purchase Agreement.
/s/ Adam Sharkawy, by M. Dilshad Kasmani as Attorney-in-Fact
2022-09-13