0000929638-25-001413.txt : 20250331 0000929638-25-001413.hdr.sgml : 20250331 20250331185347 ACCESSION NUMBER: 0000929638-25-001413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250327 FILED AS OF DATE: 20250331 DATE AS OF CHANGE: 20250331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Partners LLC CENTRAL INDEX KEY: 0001580144 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03083 FILM NUMBER: 25795876 BUSINESS ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLP Funds Master Fund LP CENTRAL INDEX KEY: 0002052009 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03083 FILM NUMBER: 25795875 BUSINESS ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 804-363-4458 MAIL ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fund 1 Investments, LLC CENTRAL INDEX KEY: 0001959730 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03083 FILM NUMBER: 25795877 BUSINESS ADDRESS: STREET 1: 100 CARR 115 STREET 2: UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 804-363-4458 MAIL ADDRESS: STREET 1: 100 CARR 115 STREET 2: UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESCO INC CENTRAL INDEX KEY: 0000018498 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] ORGANIZATION NAME: 07 Trade & Services EIN: 620211340 STATE OF INCORPORATION: TN FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 535 MARRIOTT DRIVE STREET 2: 12TH FLOOR CITY: NASHVILLE STATE: TN ZIP: 37214 BUSINESS PHONE: 6153677000 MAIL ADDRESS: STREET 1: 535 MARRIOTT DRIVE STREET 2: 12TH FLOOR CITY: NASHVILLE STATE: TN ZIP: 37214 4 1 form4.xml X0508 4 2025-03-27 true 0000018498 GENESCO INC GCO 0001959730 Fund 1 Investments, LLC 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO true 0001580144 Pleasant Lake Partners LLC 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO true 0002052009 PLP Funds Master Fund LP 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO true false Common Stock 2025-03-28 4 S 0 12000 20.7299 D 1097850 I See Footnotes Cash-Settled Total Return Swap 2025-03-27 4 P 1 10000 22.4832 A 2028-02-14 Common Stock 10000 953109 I See Footnotes Shares reported herein are held for the benefit of PLP Funds Master Fund LP, a private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $22.4832 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. /s/ Fund 1 Investments, LLC by: Benjamin C. Cable, Chief Operating Officer 2025-03-31 /s/ Pleasant Lake Partners LLC by: Fund 1 Investments, LLC, its Managing Member, by Benjamin C. Cable, Chief Operating Officer 2025-03-31 /s/ PLP Funds Master Fund LP, by Pleasant Lake Partners LLC, its Investment Adviser, by Fund 1 Investments, LLC, its Managing Member, by Benjamin C. Cable, Chief Operating Officer 2025-03-31