SR. COMPLIANCE OFFICER

0001849614-22-000003.txt : 20220803 0001849614-22-000003.hdr.sgml : 20220803 20220803145519 ACCESSION NUMBER: 0001849614-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 EFFECTIVENESS DATE: 20220803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENCOMPASS WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0001849614 IRS NUMBER: 471340605 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21106 FILM NUMBER: 221132201 BUSINESS ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 BUSINESS PHONE: 9713713450 MAIL ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001849614 XXXXXXXX 06-30-2022 06-30-2022 ENCOMPASS WEALTH ADVISORS, LLC

15350 SW SEQUOIA PARKWAY SUITE 250 PORTLAND OR 97224

13F HOLDINGS REPORT 028-21106 N MICHELLE ELDRIDGE SR. COMPLIANCE OFFICER 971-371-3446 MICHELLE ELDRIDGE PORTLAND OR 08-03-2022 0 239 282709 false INFORMATION TABLE 2 encompass_13f_q22022.xml iShares S&P 500 Growth Exchange Traded Fund 464287309 23420 388077 SH SOLE 0 0 388077 iShares S&P 500 Value Exchange Traded Fund 464287408 20675 150410 SH SOLE 0 0 150410 Lord Abbett Ultra Short Bond I Mutual Fund 54401E457 12920 1315639 SH SOLE 0 0 1315639 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 11869 201686 SH SOLE 0 0 201686 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 10958 118581 SH SOLE 0 0 118581 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 9832 196279 SH SOLE 0 0 196279 Airbnb Inc Common Stock 009066101 7856 88191 SH SOLE 0 0 88191 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 7854 34718 SH SOLE 0 0 34718 Microsoft Corp Common Stock 594918104 6225 24237 SH SOLE 0 0 24237 BlackRock Core Bond Instl Mutual Fund 09260B309 5711 664792 SH SOLE 0 0 664792 Columbia Contrarian Core Inst2 Mutual Fund 19766M600 5470 197843 SH SOLE 0 0 197843 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 5218 127890 SH SOLE 0 0 127890 Apple Inc Common Stock 037833100 5193 37983 SH SOLE 0 0 37983 Hartford Floating Rate I Mutual Fund 416649804 5176 680114 SH SOLE 0 0 680114 American Funds Europacific Growth F2 Mutual Fund 29875E100 3946 82080 SH SOLE 0 0 82080 Vanguard PRIMECAP Core Inv Mutual Fund 921921508 3931 139661 SH SOLE 0 0 139661 Principal Diversified Income Instl Mutual Fund 74254V232 3713 309910 SH SOLE 0 0 309910 Costco Wholesale Corp Common Stock 22160K105 3615 7542 SH SOLE 0 0 7542 Vanguard Mega Cap Value ETF Exchange Traded Fund 921910840 3444 35806 SH SOLE 0 0 35806 JPMorgan Ultra-Short Municipal Inc ETF Exchange Traded Fund 46641Q654 3375 66625 SH SOLE 0 0 66625 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 3131 63825 SH SOLE 0 0 63825 iShares MSCI EAFE Small-Cap Exchange Traded Fund 464288273 3056 55978 SH SOLE 0 0 55978 Vanguard REIT ETF Exchange Traded Fund 922908553 2455 26941 SH SOLE 0 0 26941 Vanguard Mega Cap Growth ETF Exchange Traded Fund 921910816 2393 13170 SH SOLE 0 0 13170 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 2257 11456 SH SOLE 0 0 11456 Amazon.com Inc Common Stock 023135106 2212 20830 SH SOLE 0 0 20830 iShares Core S&P 500 Exchange Traded Fund 464287200 2179 5747 SH SOLE 0 0 5747 Roper Technologies Inc Common Stock 776696106 2139 5419 SH SOLE 0 0 5419 Vanguard 500 Index Admiral Mutual Fund 922908710 1995 5710 SH SOLE 0 0 5710 Western Asset Core Bond I Mutual Fund 957663305 1966 176165 SH SOLE 0 0 176165 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 1907 10830 SH SOLE 0 0 10830 Dodge & Cox Stock I Mutual Fund 256219106 1772 8202 SH SOLE 0 0 8202 AB Income Advisor Mutual Fund 01881M442 1739 257575 SH SOLE 0 0 257575 Vanguard Small Cap Index Adm Mutual Fund 922908686 1703 20183 SH SOLE 0 0 20183 American Funds American Mutual F2 Mutual Fund 027681824 1628 33719 SH SOLE 0 0 33719 Texas Instruments Inc Common Stock 882508104 1590 10350 SH SOLE 0 0 10350 Amgen Inc Common Stock 031162100 1585 6514 SH SOLE 0 0 6514 Vanguard Ltd-Term Tx-Ex Adm Mutual Fund 922907886 1551 144707 SH SOLE 0 0 144707 Columbia Oregon Itmt Muncpl Bd Inst2 Mutual Fund 19766M691 1462 126760 SH SOLE 0 0 126760 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1432 34372 SH SOLE 0 0 34372 Union Pacific Corp Common Stock 907818108 1411 6618 SH SOLE 0 0 6618 Principal MidCap Institutional Mutual Fund 74253Q747 1284 41779 SH SOLE 0 0 41779 Alphabet Inc A Common Stock 02079K305 1237 568 SH SOLE 0 0 568 Touchstone Mid Cap Growth Y Mutual Fund 89154X534 1233 43220 SH SOLE 0 0 43220 SPDR Gold Shares Exchange Traded Fund 78463V107 1231 7305 SH SOLE 0 0 7305 iShares Ultra Short-Term Bond ETF Exchange Traded Fund 46434V878 1221 24400 SH SOLE 0 0 24400 Vanguard Wellington Admiral Mutual Fund 921935201 1185 17025 SH SOLE 0 0 17025 Johnson & Johnson Common Stock 478160104 1148 6470 SH SOLE 0 0 6470 Vanguard FTSE All-World ex-US Sm-Cp ETF Exchange Traded Fund 922042718 1110 10754 SH SOLE 0 0 10754 Hartford Multifactor Dev Mkts (exUS) ETF Exchange Traded Fund 518416102 1109 44539 SH SOLE 0 0 44539 American Funds Growth Fund of Amer F2 Mutual Fund 399874825 1102 21327 SH SOLE 0 0 21327 American Funds Capital Income Bldr F2 Mutual Fund 140194101 1099 17589 SH SOLE 0 0 17589 Vanguard Interm-Term Bond Index Adm Mutual Fund 921937801 1089 103550 SH SOLE 0 0 103550 Berkshire Hathaway Inc B Common Stock 084670702 1037 3797 SH SOLE 0 0 3797 Boeing Co Common Stock 097023105 1013 7407 SH SOLE 0 0 7407 Schwab Bank Sweep Feature Mutual Fund H55576397 1004 1004438 SH SOLE 0 0 1004438 Mastercard Inc A Common Stock 57636Q104 944 2993 SH SOLE 0 0 2993 Procter & Gamble Co Common Stock 742718109 941 6544 SH SOLE 0 0 6544 Vanguard CA Interm-Term Tax-Exempt Adm Mutual Fund 922021407 917 82516 SH SOLE 0 0 82516 BlackRock Floating Rate Income Instl Mutual Fund 09260B747 897 97087 SH SOLE 0 0 97087 Schwab Value Advantage Money Inv Mutual Fund 808515605 859 859367 SH SOLE 0 0 859367 JP Morgan 6.125 Perp '24 FRN Corporate Bonds 46625HJW1 858 905000 SH SOLE 0 0 905000 Polen Growth Institutional Mutual Fund 360873657 858 23986 SH SOLE 0 0 23986 T. Rowe Price Capital Appreciation Mutual Fund 77954M105 807 25489 SH SOLE 0 0 25489 Intel Corp Common Stock 458140100 778 20801 SH SOLE 0 0 20801 Schwab Bank Sweep Feature Mutual Fund H67346348 754 754372 SH SOLE 0 0 754372 Vanguard CA Long-Term Tax-Exempt Adm Mutual Fund 922021506 751 67641 SH SOLE 0 0 67641 Cisco Systems Inc Common Stock 17275R102 706 16551 SH SOLE 0 0 16551 Lam Research Corp Common Stock 512807108 687 1612 SH SOLE 0 0 1612 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 679 17500 SH SOLE 0 0 17500 Alphabet Inc C Common Stock 02079K107 678 310 SH SOLE 0 0 310 Polen Growth Investor Mutual Fund 360873665 674 19399 SH SOLE 0 0 19399 Columbia Large Cap Growth Inst Mutual Fund 19765P661 661 14497 SH SOLE 0 0 14497 Visa Inc Class A Common Stock 92826C839 661 3355 SH SOLE 0 0 3355 American Funds Income Fund of Amer F2 Mutual Fund 453320822 657 28462 SH SOLE 0 0 28462 iShares Russell 1000 Growth Exchange Traded Fund 464287614 648 2963 SH SOLE 0 0 2963 Verizon Communications Inc Common Stock 92343V104 646 12729 SH SOLE 0 0 12729 EV Tax Advantaged Dividend Inc Closed End Funds 27828G107 633 26505 SH SOLE 0 0 26505 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 630 1671 SH SOLE 0 0 1671 iShares Russell 1000 Value Exchange Traded Fund 464287598 627 4322 SH SOLE 0 0 4322 Norfolk Southern Corp Common Stock 655844108 625 2750 SH SOLE 0 0 2750 Ecolab Inc Common Stock 278865100 623 4050 SH SOLE 0 0 4050 Nike Inc B Common Stock 654106103 622 6083 SH SOLE 0 0 6083 Starbucks Corp Common Stock 855244109 616 8064 SH SOLE 0 0 8064 Moody's Corporation Common Stock 615369105 612 2250 SH SOLE 0 0 2250 NVR Inc Common Stock 62944T105 601 150 SH SOLE 0 0 150 Schwab Bank Sweep Feature Mutual Fund H46868063 599 599346 SH SOLE 0 0 599346 iShares MSCI ACWI ex US ETF Exchange Traded Fund 464288240 598 13285 SH SOLE 0 0 13285 Vanguard Developed Markets Index Admiral Mutual Fund 921943809 594 45435 SH SOLE 0 0 45435 Calamos Market Neutral Income I Mutual Fund 128119880 585 43401 SH SOLE 0 0 43401 Danaher Corp Common Stock 235851102 581 2292 SH SOLE 0 0 2292 Pfizer Inc Common Stock 717081103 579 11042 SH SOLE 0 0 11042 Chevron Corp Common Stock 166764100 578 3992 SH SOLE 0 0 3992 Meta Platforms Inc Class A Common Stock 30303M102 556 3450 SH SOLE 0 0 3450 Vanguard Total Stock Mkt Idx Adm Mutual Fund 922908728 543 5921 SH SOLE 0 0 5921 BlackRock Municipal 2030 Target Term Closed End Funds 09257P105 540 24400 SH SOLE 0 0 24400 Vanguard Real Estate Index Admiral Mutual Fund 921908877 538 4172 SH SOLE 0 0 4172 Fidelity Contrafund K6 Mutual Fund 316071836 537 32064 SH SOLE 0 0 32064 Franklin Income Adv Mutual Fund 353496847 533 235789 SH SOLE 0 0 235789 Medtronic PLC Common Stock G5960L103 529 5889 SH SOLE 0 0 5889 iShares US Real Estate Exchange Traded Fund 464287739 525 5710 SH SOLE 0 0 5710 PRIMECAP Odyssey Aggressive Growth Mutual Fund 74160Q202 512 13285 SH SOLE 0 0 13285 Tesla Motors Inc Common Stock 88160R101 502 746 SH SOLE 0 0 746 American Funds Growth Fund of Amer 529F2 Mutual Fund 399874742 501 9686 SH SOLE 0 0 9686 American Funds American Mutual 529-F-2 Mutual Fund 027681741 499 10331 SH SOLE 0 0 10331 Fidelity Tax-Exempt Money Market Prm Mutual Fund 316341403 499 499038 SH SOLE 0 0 499038 Salesforce Inc Common Stock 79466L302 498 3017 SH SOLE 0 0 3017 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 480 1160 SH SOLE 0 0 1160 iShares Gold Trust Exchange Traded Fund 464285204 474 13825 SH SOLE 0 0 13825 Chubb Ltd Common Stock H1467J104 473 2407 SH SOLE 0 0 2407 Bank of America Corporation Common Stock 060505104 466 14976 SH SOLE 0 0 14976 Progressive Corp Common Stock 743315103 465 4000 SH SOLE 0 0 4000 Applied Materials Inc Common Stock 038222105 459 5048 SH SOLE 0 0 5048 Fastenal Co Common Stock 311900104 449 9000 SH SOLE 0 0 9000 Fidelity Contrafund Mutual Fund 316071109 442 33202 SH SOLE 0 0 33202 Amana Growth Institutional Mutual Fund 022865505 440 7771 SH SOLE 0 0 7771 PIMCO Income I-3 Mutual Fund 72202E393 440 41468 SH SOLE 0 0 41468 Copart Inc Common Stock 217204106 435 4000 SH SOLE 0 0 4000 The Home Depot Inc Common Stock 437076102 433 1580 SH SOLE 0 0 1580 Exxon Mobil Corp Common Stock 30231G102 430 5024 SH SOLE 0 0 5024 C.H. Robinson Worldwide Inc Common Stock 12541W209 426 4201 SH SOLE 0 0 4201 Walt Disney Co Common Stock 254687106 425 4500 SH SOLE 0 0 4500 Markel Corp Common Stock 570535104 420 325 SH SOLE 0 0 325 Hartford Capital Appreciation Y Mutual Fund 416645604 419 10009 SH SOLE 0 0 10009 Berkshire Hathaway Inc A Common Stock 084670108 409 1 SH SOLE 0 0 1 Vanguard Tax-Exempt Bond ETF Exchange Traded Fund 922907746 394 7900 SH SOLE 0 0 7900 Lord Abbett High Yield I Mutual Fund 54400N409 389 62833 SH SOLE 0 0 62833 Columbia Large Cap Growth Inst2 Mutual Fund 19766D378 380 8306 SH SOLE 0 0 8306 Invesco Main Street Mid Cap Y Mutual Fund 00900R531 377 14723 SH SOLE 0 0 14723 iShares Russell Mid-Cap Exchange Traded Fund 464287499 373 5761 SH SOLE 0 0 5761 American Century Equity Income Inv Mutual Fund 025076100 369 41095 SH SOLE 0 0 41095 PGIM High Yield R6 Mutual Fund 74440Y884 368 79765 SH SOLE 0 0 79765 American Funds Washington Mutual F2 Mutual Fund 939330825 365 7198 SH SOLE 0 0 7198 Vanguard Ltd-Term Tx-Ex Mutual Fund 922907704 365 34090 SH SOLE 0 0 34090 Vanguard Interm-Term Tx-Ex Inv Mutual Fund 922907209 354 26390 SH SOLE 0 0 26390 Fidelity Advisor New Insights I Mutual Fund 316071604 350 11778 SH SOLE 0 0 11778 BlackRock MuniHoldings Fund Closed End Funds 09253N104 348 27394 SH SOLE 0 0 27394 Vanguard Long-Term Tax-Exempt Mutual Fund 922907308 348 32656 SH SOLE 0 0 32656 Vanguard Total Intl Stock Index Admiral Mutual Fund 921909818 348 12603 SH SOLE 0 0 12603 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 347 4145 SH SOLE 0 0 4145 iShares Russell 2000 Exchange Traded Fund 464287655 342 2020 SH SOLE 0 0 2020 American Funds Europacific Growth 529F2 Mutual Fund 298706763 341 7086 SH SOLE 0 0 7086 Western Asset Short Duration Muni Inc I Mutual Fund 52469F176 341 68877 SH SOLE 0 0 68877 American Funds Invmt Co of Amer F2 Mutual Fund 461308827 333 8149 SH SOLE 0 0 8149 RingCentral Inc Common Stock 76680R206 329 6300 SH SOLE 0 0 6300 Vanguard S&P 500 Value ETF Exchange Traded Fund 921932703 320 2407 SH SOLE 0 0 2407 KLA Corp Common Stock 482480100 319 1000 SH SOLE 0 0 1000 BP PLC ADR Common Stock 055622104 318 11230 SH SOLE 0 0 11230 CarMax Inc Common Stock 143130102 317 3500 SH SOLE 0 0 3500 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 317 1682 SH SOLE 0 0 1682 Invesco QQQ Trust Exchange Traded Fund 46090E103 316 1127 SH SOLE 0 0 1127 Vanguard Value ETF Exchange Traded Fund 922908744 311 2360 SH SOLE 0 0 2360 AT&T Inc Common Stock 00206R102 300 14321 SH SOLE 0 0 14321 Nuveen Intermediate Duration Muni Term Closed End Funds 670671106 299 23000 SH SOLE 0 0 23000 International Business Machines Corp Common Stock 459200101 297 2102 SH SOLE 0 0 2102 DFA US Sustainability Core 1 Mutual Fund 233203215 290 9975 SH SOLE 0 0 9975 AbbVie Inc Common Stock 00287Y109 288 1880 SH SOLE 0 0 1880 Oakmark International Investor Mutual Fund 413838202 284 12560 SH SOLE 0 0 12560 Lord Abbett Short Duration Income A Mutual Fund 543916100 283 72121 SH SOLE 0 0 72121 Five9 Inc Common Stock 338307101 278 3049 SH SOLE 0 0 3049 Vanguard Growth ETF Exchange Traded Fund 922908736 270 1210 SH SOLE 0 0 1210 Target Corp Common Stock 87612E106 261 1850 SH SOLE 0 0 1850 Nuveen S&P 500 Buy-Write Income Closed End Funds 6706ER101 258 20822 SH SOLE 0 0 20822 3M Co Common Stock 88579Y101 257 1987 SH SOLE 0 0 1987 Illumina Inc Common Stock 452327109 255 1381 SH SOLE 0 0 1381 Charles Schwab Corp Common Stock 808513105 253 4000 SH SOLE 0 0 4000 Vanguard Wellesley Income Admiral Mutual Fund 921938205 253 4064 SH SOLE 0 0 4064 Abbott Laboratories Common Stock 002824100 252 2321 SH SOLE 0 0 2321 Fidelity California AMT Tax-Free MM I Mutual Fund 31606Y108 252 252123 SH SOLE 0 0 252123 JPMorgan Chase & Co Common Stock 46625H100 250 2219 SH SOLE 0 0 2219 Columbia Select Mid Cap Gro Fd I Mutual Fund 19765P232 242 12921 SH SOLE 0 0 12921 iShares Russell 1000 Exchange Traded Fund 464287622 241 1160 SH SOLE 0 0 1160 Franklin OR Tax Free Income Adv Mutual Fund 354724502 236 22416 SH SOLE 0 0 22416 American Funds Fundamental Invs F2 Mutual Fund 360802821 234 3990 SH SOLE 0 0 3990 Microchip Technology Inc Common Stock 595017104 233 4020 SH SOLE 0 0 4020 Mettler-Toledo International Inc Common Stock 592688105 230 200 SH SOLE 0 0 200 PIMCO Income I2 Mutual Fund 72201M719 230 21704 SH SOLE 0 0 21704 US Treasury 2.500 01/31/24 Treasury bill/note 9128285Z9 228 230000 SH SOLE 0 0 230000 Vanguard Strategic Equity Inv Mutual Fund 922038104 228 7229 SH SOLE 0 0 7229 T. Rowe Price Group Inc Common Stock 74144T108 227 2000 SH SOLE 0 0 2000 Travel&Leisure Co Common Stock 894164102 227 5845 SH SOLE 0 0 5845 Intuitive Surgical Inc Common Stock 46120E602 226 1125 SH SOLE 0 0 1125 US Treasury 2.625 06/30/23 Treasury bill/note 9128284U1 224 225000 SH SOLE 0 0 225000 iShares Core 1-5 Year USD Bond ETF Exchange Traded Fund 46432F859 223 4715 SH SOLE 0 0 4715 USAA Intermediate-Term Bond Mutual Fund 903288835 215 23079 SH SOLE 0 0 23079 Lord Abbett Short Duration Income I Mutual Fund 543916688 213 54330 SH SOLE 0 0 54330 American Funds SMALLCAP World 529-F-2 Mutual Fund 831681747 212 3872 SH SOLE 0 0 3872 Touchstone Sands Capital Select Growth Y Mutual Fund 89155H827 211 21367 SH SOLE 0 0 21367 Affirm Holdings Inc Common Stock 00827B106 205 11345 SH SOLE 0 0 11345 Fidelity Capital & Income Mutual Fund 316062108 205 22800 SH SOLE 0 0 22800 Columbia Banking System Inc Common Stock 197236102 204 7119 SH SOLE 0 0 7119 Linn Cnty Ore Sch Dist No 055 4.000 02/01/23 Municipal Bonds 535885EE3 203 200000 SH SOLE 0 0 200000 US Bancorp Common Stock 902973304 203 4405 SH SOLE 0 0 4405 Fth Thrd Bk 2.250 12/30/22 Certificate of Deposit 316777XU0 200 200000 SH SOLE 0 0 200000 Merck & Co Inc Common Stock 58933Y105 200 2193 SH SOLE 0 0 2193 Vanguard Short-Term Tx-Ex Adm Mutual Fund 922907803 199 12719 SH SOLE 0 0 12719 Fidelity Money Market Premium Mutual Fund 31617H805 197 197375 SH SOLE 0 0 197375 BlackRock Global Dividend Instl Mutual Fund 09256H328 181 16763 SH SOLE 0 0 16763 Columbia Short Term Bond Inst2 Mutual Fund 19766B299 181 19044 SH SOLE 0 0 19044 American Funds Strategic Bond Fund;529F2 Mutual Fund 02631E748 172 16903 SH SOLE 0 0 16903 Fidelity New Markets Income Mutual Fund 315910836 146 12745 SH SOLE 0 0 12745 Lord Abbett Floating Rate I Mutual Fund 543916134 146 18717 SH SOLE 0 0 18717 New Residential Invt Corp Com New Common Stock 64828T201 140 15021 SH SOLE 0 0 15021 Fidelity Global ex US Index Mutual Fund 316146315 130 10381 SH SOLE 0 0 10381 Fidelity Advisor Equity Growth C Mutual Fund 315805754 104 10307 SH SOLE 0 0 10307 Greater Albany Sch Dist No 8j 5.000 06/15/23 Municipal Bonds 391554BZ4 103 100000 SH SOLE 0 0 100000 Oregon St Dept Transn Hwy User 5.000 11/15/22 Municipal Bonds 68607DSS5 101 100000 SH SOLE 0 0 100000 Ally Bank 2.850 12/29/23 Certificate of Deposit 02007GUA9 100 100000 SH SOLE 0 0 100000 BEAL BANK USA 2.8PERCENT23CD FDIC INS DUE 07/05/23US Certificate of Deposit 07371DBM8 100 100000 SH SOLE 0 0 100000 Capitl One NA 3.300 07/01/24 Certificate of Deposit 14042RSH5 100 100000 SH SOLE 0 0 100000 Fidelity Municipal Money Market Mutual Fund 316048107 100 100021 SH SOLE 0 0 100021 EV Tax-Mgd Gbl Div Equity Income Closed End Funds 27829F108 96 12446 SH SOLE 0 0 12446 Lord Abbett Short Duration Income F Mutual Fund 543916464 92 23409 SH SOLE 0 0 23409 Invesco Senior Floating Rate Y Mutual Fund 00141G831 68 10272 SH SOLE 0 0 10272 Avaya Holdings Corp Common Stock 05351X101 43 19085 SH SOLE 0 0 19085 US Treasury 0.625 01/15/26 TIPS 912828N71 37 30000 SH SOLE 0 0 30000 UPS 2.450 10/01/22 Corporate Bonds 911312AQ9 35 35000 SH SOLE 0 0 35000 Walmart 2.350 12/15/22 '22 Corporate Bonds 931142DU4 35 35000 SH SOLE 0 0 35000 Procter Gamble 3.100 08/15/23 Corporate Bonds 742718EB1 30 30000 SH SOLE 0 0 30000 Marion Cnty Ore 5.500 06/01/23 Municipal Bonds 569127BF9 26 25000 SH SOLE 0 0 25000 Portland Ore Swr Sys Rev 3.000 10/01/28 '24 Municipal Bonds 736742VT1 25 25000 SH SOLE 0 0 25000 Portland Ore Cmnty College Dis 3.000 06/15/28 '23 Municipal Bonds 736688JF0 20 20000 SH SOLE 0 0 20000 Portland Ore Rev 3.000 09/01/30 '22 Municipal Bonds 736740NY3 20 20000 SH SOLE 0 0 20000 Oregon St 3.250 08/01/38 '23 Municipal Bonds 68608UTZ9 15 15000 SH SOLE 0 0 15000 Portland Ore Cmnty College Dis 5.000 06/15/23 Municipal Bonds 736688JA1 15 15000 SH SOLE 0 0 15000 Portland Ore Urban Renewal & R 4.750 06/15/25 '22 Municipal Bonds 736746VX3 15 15000 SH SOLE 0 0 15000 GoldMining Inc Common Stock 38149E101 11 11300 SH SOLE 0 0 11300 Local Ore Cap Assets Program 3.500 06/01/34 '22 Municipal Bonds 53957KFN2 10 10000 SH SOLE 0 0 10000 Portland Ore Swr Sys Rev 3.000 06/01/30 '25 Municipal Bonds 736742XK8 10 10000 SH SOLE 0 0 10000 First Mining Gold Corp Common Stock 320890106 7 41300 SH SOLE 0 0 41300 Norsemont Mining Inc Common Stock 65652P108 5 13000 SH SOLE 0 0 13000 Winston Gold Corp Common Stock 97562T102 4 204000 SH SOLE 0 0 204000 Silver One Resources Inc Common Stock 828062109 3 16400 SH SOLE 0 0 16400 International Iconic Gold Exploration Corp Common Stock 45968V106 1 39000 SH SOLE 0 0 39000 Ginnie Mae 2 G2SF 001901 8.000 11/20/24 CMO/MBS/ABS 36202CDE0 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 002714 6.500 02/20/29 CMO/MBS/ABS 36202DAP6 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 003081 7.000 05/20/31 CMO/MBS/ABS 36202DM65 0 45000 SH SOLE 0 0 45000 Lehman Bros Hldg 6.500 10/25/27 MTN DFTd Corporate Bonds 525ESCFR5 0 70000 SH SOLE 0 0 70000 Lehman Bros Hldg Inc Escrow Structured Notes 525ESCW62 0 21500 SH SOLE 0 0 21500