SR. COMPLIANCE OFFICER

0001849614-21-000004.txt : 20210803 0001849614-21-000004.hdr.sgml : 20210803 20210803121053 ACCESSION NUMBER: 0001849614-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 EFFECTIVENESS DATE: 20210803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENCOMPASS WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0001849614 IRS NUMBER: 471340605 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21106 FILM NUMBER: 211138634 BUSINESS ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 BUSINESS PHONE: 9713713450 MAIL ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001849614 XXXXXXXX 06-30-2021 06-30-2021 ENCOMPASS WEALTH ADVISORS, LLC

15350 SW SEQUOIA PARKWAY SUITE 250 PORTLAND OR 97224

13F HOLDINGS REPORT 028-21106 N MICHELLE ELDRIDGE SR. COMPLIANCE OFFICER 971-371-3446 MICHELLE ELDRIDGE PORTLAND OR 08-03-2021 0 362 406588 false INFORMATION TABLE 2 encompass_13f_q22012.xml iShares S&P 500 Growth Exchange Traded Fund 464287309 32318 444356 SH SOLE 0 0 444356 iShares S&P 500 Value Exchange Traded Fund 464287408 23460 158901 SH SOLE 0 0 158901 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 16505 220491 SH SOLE 0 0 220491 Airbnb Inc Common Stock 009066101 15006 97992 SH SOLE 0 0 97992 Lord Abbett Ultra Short Bond I Mutual Fund 54401E457 14769 1472576 SH SOLE 0 0 1472576 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 14553 128816 SH SOLE 0 0 128816 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 10716 211203 SH SOLE 0 0 211203 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 10335 38460 SH SOLE 0 0 38460 Microsoft Corp Common Stock 594918104 9260 34184 SH SOLE 0 0 34184 BlackRock Core Bond Instl Mutual Fund 09260B309 8851 893164 SH SOLE 0 0 893164 Columbia Contrarian Core Inst2 Mutual Fund 19766M600 7949 220094 SH SOLE 0 0 220094 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 6937 134649 SH SOLE 0 0 134649 American Funds Europacific Growth F2 Mutual Fund 29875E100 5927 83996 SH SOLE 0 0 83996 Vanguard Mega Cap Growth ETF Exchange Traded Fund 921910816 5666 24491 SH SOLE 0 0 24491 Vanguard PRIMECAP Core Inv Mutual Fund 921921508 5458 157708 SH SOLE 0 0 157708 Hartford Floating Rate I Mutual Fund 416649804 5311 633049 SH SOLE 0 0 633049 Apple Inc Common Stock 037833100 5053 36900 SH SOLE 0 0 36900 Principal Global Div Inc Instl Mutual Fund 74254V232 5009 363271 SH SOLE 0 0 363271 Costco Wholesale Corp Common Stock 22160K105 4566 11542 SH SOLE 0 0 11542 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 4463 66627 SH SOLE 0 0 66627 iShares MSCI EAFE Small-Cap Exchange Traded Fund 464288273 4367 58890 SH SOLE 0 0 58890 Vanguard Mega Cap Value ETF Exchange Traded Fund 921910840 4338 43550 SH SOLE 0 0 43550 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 3948 16635 SH SOLE 0 0 16635 RingCentral Inc Common Stock 76680R206 3785 13028 SH SOLE 0 0 13028 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 3781 16784 SH SOLE 0 0 16784 Amazon.com Inc Common Stock 023135106 3507 1019 SH SOLE 0 0 1019 Vanguard CA Interm-Term Tax-Exempt Adm Mutual Fund 922021407 3342 271961 SH SOLE 0 0 271961 Vanguard Small Cap Index Adm Mutual Fund 922908686 3188 29540 SH SOLE 0 0 29540 Vanguard Ltd-Term Tx-Ex Adm Mutual Fund 922907886 3177 282927 SH SOLE 0 0 282927 iShares Core S&P 500 Exchange Traded Fund 464287200 3156 7342 SH SOLE 0 0 7342 Western Asset Core Bond I Mutual Fund 957663305 3142 237493 SH SOLE 0 0 237493 Vanguard REIT ETF Exchange Traded Fund 922908553 3114 30598 SH SOLE 0 0 30598 JPMorgan Ultra-Short Municipal Inc ETF Exchange Traded Fund 46641Q654 3112 60974 SH SOLE 0 0 60974 Texas Instruments Inc Common Stock 882508104 2826 14697 SH SOLE 0 0 14697 Vanguard CA Long-Term Tax-Exempt Adm Mutual Fund 922021506 2722 212381 SH SOLE 0 0 212381 Amgen Inc Common Stock 031162100 2571 10548 SH SOLE 0 0 10548 Roper Technologies Inc Common Stock 776696106 2539 5400 SH SOLE 0 0 5400 AB Income Advisor Mutual Fund 01881M442 2536 315920 SH SOLE 0 0 315920 Vanguard 500 Index Admiral Mutual Fund 922908710 2242 5652 SH SOLE 0 0 5652 Touchstone Mid Cap Growth Y Mutual Fund 89154X534 2176 49970 SH SOLE 0 0 49970 SPDR Gold Shares Exchange Traded Fund 78463V107 2039 12314 SH SOLE 0 0 12314 Progressive Corp Common Stock 743315103 2013 20500 SH SOLE 0 0 20500 Boeing Co Common Stock 097023105 2002 8357 SH SOLE 0 0 8357 Dodge & Cox Stock Mutual Fund 256219106 1909 7970 SH SOLE 0 0 7970 iShares Ultra Short-Term Bond ETF Exchange Traded Fund 46434V878 1881 37240 SH SOLE 0 0 37240 Principal MidCap Institutional Mutual Fund 74253Q747 1815 44408 SH SOLE 0 0 44408 Union Pacific Corp Common Stock 907818108 1787 8128 SH SOLE 0 0 8128 Johnson & Johnson Common Stock 478160104 1764 10709 SH SOLE 0 0 10709 Schwab Bank Sweep Feature Mutual Fund H46868063 1693 1693282 SH SOLE 0 0 1693282 American Funds American Mutual F2 Mutual Fund 027681824 1689 33718 SH SOLE 0 0 33718 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1687 31067 SH SOLE 0 0 31067 Columbia Oregon Itmt Muncpl Bd Inst2 Mutual Fund 19766M691 1599 126753 SH SOLE 0 0 126753 Hartford Multifactor Dev Mkts (exUS) ETF Exchange Traded Fund 518416102 1482 48284 SH SOLE 0 0 48284 American Funds Growth Fund of Amer F2 Mutual Fund 399874825 1466 19597 SH SOLE 0 0 19597 Schwab Bank Sweep Feature Mutual Fund H67346348 1459 1459488 SH SOLE 0 0 1459488 Alphabet Inc A Common Stock 02079K305 1442 590 SH SOLE 0 0 590 Facebook Inc A Common Stock 30303M102 1409 4054 SH SOLE 0 0 4054 Vanguard FTSE All-World ex-US Sm-Cp ETF Exchange Traded Fund 922042718 1391 10201 SH SOLE 0 0 10201 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 1353 34225 SH SOLE 0 0 34225 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 1349 36680 SH SOLE 0 0 36680 Vanguard Wellington Admiral Mutual Fund 921935201 1332 15972 SH SOLE 0 0 15972 Polen Growth Institutional Mutual Fund 360873657 1314 24962 SH SOLE 0 0 24962 Norfolk Southern Corp Common Stock 655844108 1260 4750 SH SOLE 0 0 4750 Cisco Systems Inc Common Stock 17275R102 1259 23755 SH SOLE 0 0 23755 Nike Inc B Common Stock 654106103 1242 8042 SH SOLE 0 0 8042 Alphabet Inc C Common Stock 02079K107 1237 493 SH SOLE 0 0 493 Vanguard Interm-Term Bond Index Adm Mutual Fund 921937801 1230 100975 SH SOLE 0 0 100975 American Funds Capital Income Bldr F2 Mutual Fund 140194101 1211 17747 SH SOLE 0 0 17747 Procter & Gamble Co Common Stock 742718109 1211 8982 SH SOLE 0 0 8982 Mastercard Inc A Common Stock 57636Q104 1189 3257 SH SOLE 0 0 3257 Target Corp Common Stock 87612E106 1172 4849 SH SOLE 0 0 4849 Starbucks Corp Common Stock 855244109 1167 10437 SH SOLE 0 0 10437 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 1163 2370 SH SOLE 0 0 2370 Lam Research Corp Common Stock 512807108 1126 1731 SH SOLE 0 0 1731 Intel Corp Common Stock 458140100 1065 18987 SH SOLE 0 0 18987 Fidelity Money Market Premium Mutual Fund 31617H805 990 990464 SH SOLE 0 0 990464 Moody's Corporation Common Stock 615369105 978 2700 SH SOLE 0 0 2700 American Funds Income Fund of Amer F2 Mutual Fund 453320822 972 37734 SH SOLE 0 0 37734 JP Morgan 6.125 Perp '24 FRN Corporate Bonds 46625HJW1 948 875000 SH SOLE 0 0 875000 Berkshire Hathaway Inc B Common Stock 084670702 938 3377 SH SOLE 0 0 3377 McDonald's Corp Common Stock 580135101 923 4000 SH SOLE 0 0 4000 Polen Growth Investor Mutual Fund 360873665 915 17830 SH SOLE 0 0 17830 Salesforce.com Inc Common Stock 79466L302 910 3728 SH SOLE 0 0 3728 Vanguard Long-Term Tax-Exempt Mutual Fund 922907308 889 72482 SH SOLE 0 0 72482 BlackRock Floating Rate Income Instl Mutual Fund 09260B747 887 89086 SH SOLE 0 0 89086 Vanguard Interm-Term Tx-Ex Inv Mutual Fund 922907209 883 59552 SH SOLE 0 0 59552 Vanguard Ltd-Term Tx-Ex Mutual Fund 922907704 878 78202 SH SOLE 0 0 78202 T. Rowe Price Capital Appreciation Mutual Fund 77954M105 873 23301 SH SOLE 0 0 23301 Columbia Large Cap Growth Inst Mutual Fund 19765P661 859 13356 SH SOLE 0 0 13356 Schwab Value Advantage Money Inv Mutual Fund 808515605 859 859061 SH SOLE 0 0 859061 Medtronic PLC Common Stock G5960L103 855 6893 SH SOLE 0 0 6893 Ecolab Inc Common Stock 278865100 834 4050 SH SOLE 0 0 4050 Fidelity 500 Index Mutual Fund 315911750 805 5384 SH SOLE 0 0 5384 3M Co Common Stock 88579Y101 776 3911 SH SOLE 0 0 3911 Microchip Technology Inc Common Stock 595017104 762 5090 SH SOLE 0 0 5090 Tesla Motors Inc Common Stock 88160R101 758 1116 SH SOLE 0 0 1116 Fidelity Advisor New Insights I Mutual Fund 316071604 751 17756 SH SOLE 0 0 17756 Applied Materials Inc Common Stock 038222105 747 5247 SH SOLE 0 0 5247 Avaya Holdings Corp Common Stock 05351X101 740 27538 SH SOLE 0 0 27538 Vanguard Developed Markets Index Admiral Mutual Fund 921943809 735 44476 SH SOLE 0 0 44476 Touchstone Sands Capital Select Growth Y Mutual Fund 89155H827 728 33169 SH SOLE 0 0 33169 PRIMECAP Odyssey Aggressive Growth Mutual Fund 74160Q202 713 11930 SH SOLE 0 0 11930 EV Tax Advantaged Dividend Inc Closed End Funds 27828G107 708 25649 SH SOLE 0 0 25649 Verizon Communications Inc Common Stock 92343V104 704 12571 SH SOLE 0 0 12571 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 699 1634 SH SOLE 0 0 1634 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 695 17500 SH SOLE 0 0 17500 CarMax Inc Common Stock 143130102 684 5300 SH SOLE 0 0 5300 Fidelity Contrafund K6 Mutual Fund 316071836 683 31776 SH SOLE 0 0 31776 iShares US Real Estate Exchange Traded Fund 464287739 679 6669 SH SOLE 0 0 6669 Bank of America Corporation Common Stock 060505104 673 16332 SH SOLE 0 0 16332 PepsiCo Inc Common Stock 713448108 669 4516 SH SOLE 0 0 4516 Schwab Bank Sweep Feature Mutual Fund H55576397 669 669469 SH SOLE 0 0 669469 Enterprise Products Partners LP Common Stock 293792107 660 27378 SH SOLE 0 0 27378 BlackRock Municipal 2030 Target Term Closed End Funds 09257P105 640 24400 SH SOLE 0 0 24400 Chevron Corp Common Stock 166764100 640 6110 SH SOLE 0 0 6110 Columbia Mid Cap Growth Inst Mutual Fund 19765P232 639 18856 SH SOLE 0 0 18856 Calamos Market Neutral Income I Mutual Fund 128119880 614 43200 SH SOLE 0 0 43200 Vanguard Real Estate Index Admiral Mutual Fund 921908877 605 4198 SH SOLE 0 0 4198 Danaher Corp Common Stock 235851102 603 2250 SH SOLE 0 0 2250 Franklin OR Tax Free Income Adv Mutual Fund 354724502 602 50394 SH SOLE 0 0 50394 Fidelity Contrafund Mutual Fund 316071109 597 31841 SH SOLE 0 0 31841 Franklin Income Adv Mutual Fund 353496847 584 235486 SH SOLE 0 0 235486 Walt Disney Co Common Stock 254687106 583 3320 SH SOLE 0 0 3320 Lord Abbett High Yield I Mutual Fund 54400N409 582 76293 SH SOLE 0 0 76293 Hartford Capital Appreciation Y Mutual Fund 416645604 577 10091 SH SOLE 0 0 10091 NVR Inc Common Stock 62944T105 571 115 SH SOLE 0 0 115 Invesco Main Street Mid Cap Y Mutual Fund 00900R531 560 15899 SH SOLE 0 0 15899 Five9 Inc Common Stock 338307101 559 3049 SH SOLE 0 0 3049 Vanguard Interm-Term Tx-Ex Adm Mutual Fund 922907878 553 37299 SH SOLE 0 0 37299 Amana Growth Institutional Mutual Fund 022865505 529 8231 SH SOLE 0 0 8231 Pfizer Inc Common Stock 717081103 518 13248 SH SOLE 0 0 13248 Schwab Bank Sweep Feature Mutual Fund H56196009 510 510527 SH SOLE 0 0 510527 Fidelity Tax-Exempt Money Market Prm Mutual Fund 316341403 499 499037 SH SOLE 0 0 499037 Columbia Large Cap Growth Inst2 Mutual Fund 19766D378 493 7652 SH SOLE 0 0 7652 PIMCO Income I-3 Mutual Fund 72202E393 487 40315 SH SOLE 0 0 40315 Vanguard Growth ETF Exchange Traded Fund 922908736 486 1697 SH SOLE 0 0 1697 Lord Abbett Short Duration Income I Mutual Fund 543916688 478 113960 SH SOLE 0 0 113960 Visa Inc Class A Common Stock 92826C839 477 2043 SH SOLE 0 0 2043 Fastenal Co Common Stock 311900104 468 9000 SH SOLE 0 0 9000 iShares Gold Trust Exchange Traded Fund 464285204 466 13825 SH SOLE 0 0 13825 American Funds Invmt Co of Amer F2 Mutual Fund 461308827 463 9293 SH SOLE 0 0 9293 PIMCO Income I2 Mutual Fund 72201M719 461 38142 SH SOLE 0 0 38142 Exxon Mobil Corp Common Stock 30231G102 460 7303 SH SOLE 0 0 7303 Schwab Government Money Inv Mutual Fund 808515613 459 459023 SH SOLE 0 0 459023 BlackRock MuniHoldings Fund Closed End Funds 09253N104 442 26400 SH SOLE 0 0 26400 Domestic Equity Annuity Funds H77226633 434 434385 SH SOLE 0 0 434385 Vanguard Total Intl Stock Index Admiral Mutual Fund 921909818 434 12341 SH SOLE 0 0 12341 Berkshire Hathaway Inc A Common Stock 084670108 418 1 SH SOLE 0 0 1 PGIM High Yield R6 Mutual Fund 74440Y884 416 74524 SH SOLE 0 0 74524 Vanguard Total Stock Mkt Idx Adm Mutual Fund 922908728 403 3719 SH SOLE 0 0 3719 Vanguard Long-Term Tax-Exempt Adm Mutual Fund 922907860 402 32806 SH SOLE 0 0 32806 American Century Equity Growth Inv Mutual Fund 02507M600 400 10959 SH SOLE 0 0 10959 C.H. Robinson Worldwide Inc Common Stock 12541W209 396 4235 SH SOLE 0 0 4235 American Funds Growth Fund of Amer 529F2 Mutual Fund 399874742 392 5234 SH SOLE 0 0 5234 Lord Abbett Short Duration Income A Mutual Fund 543916100 390 92813 SH SOLE 0 0 92813 JPMorgan Chase & Co Common Stock 46625H100 385 2480 SH SOLE 0 0 2480 Markel Corp Common Stock 570535104 385 325 SH SOLE 0 0 325 Square Inc Common Stock 852234103 384 1579 SH SOLE 0 0 1579 Chubb Ltd Common Stock H1467J104 382 2407 SH SOLE 0 0 2407 American Century Equity Income Inv Mutual Fund 025076100 379 38627 SH SOLE 0 0 38627 AT&T Inc Common Stock 00206R102 373 12984 SH SOLE 0 0 12984 Enbridge Inc Com Common Stock 29250N105 371 9271 SH SOLE 0 0 9271 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 369 1660 SH SOLE 0 0 1660 Oakmark International Investor Mutual Fund 413838202 367 12402 SH SOLE 0 0 12402 The Home Depot Inc Common Stock 437076102 366 1150 SH SOLE 0 0 1150 Domestic Equity Annuity Funds H77227149 362 362258 SH SOLE 0 0 362258 Johnson Controls International PLC Common Stock G51502105 356 5191 SH SOLE 0 0 5191 Western Asset Short Duration Muni Inc I Mutual Fund 52469F176 356 68876 SH SOLE 0 0 68876 Travel and Leisure Co Common Stock 894164102 347 5845 SH SOLE 0 0 5845 DFA US Sustainability Core 1 Mutual Fund 233203215 344 9975 SH SOLE 0 0 9975 Nuveen Intermediate Duration Muni Term Closed End Funds 670671106 344 23000 SH SOLE 0 0 23000 Vanguard S&P 500 Value ETF Exchange Traded Fund 921932703 343 2406 SH SOLE 0 0 2406 SPDR S&P Emerging Markets Small Cap ETF Exchange Traded Fund 78463X756 342 5586 SH SOLE 0 0 5586 Intuitive Surgical Inc Common Stock 46120E602 333 363 SH SOLE 0 0 363 American Funds American Mutual 529-F-2 Mutual Fund 027681741 331 6605 SH SOLE 0 0 6605 Copart Inc Common Stock 217204106 329 2500 SH SOLE 0 0 2500 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 326 3309 SH SOLE 0 0 3309 KLA Corp Common Stock 482480100 324 1000 SH SOLE 0 0 1000 Vanguard Value ETF Exchange Traded Fund 922908744 324 2360 SH SOLE 0 0 2360 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 306 6744 SH SOLE 0 0 6744 BP PLC ADR Common Stock 055622104 305 11555 SH SOLE 0 0 11555 Vanguard Ultra-Short Bond ETF Exchange Traded Fund 92203C303 300 6000 SH SOLE 0 0 6000 US Bancorp Common Stock 902973304 293 5153 SH SOLE 0 0 5153 Charles Schwab Corp Common Stock 808513105 291 4000 SH SOLE 0 0 4000 Abbott Laboratories Common Stock 002824100 290 2510 SH SOLE 0 0 2510 iShares Russell 1000 Exchange Traded Fund 464287622 290 1200 SH SOLE 0 0 1200 PayPal Holdings Inc Common Stock 70450Y103 289 993 SH SOLE 0 0 993 Vanguard Wellesley Income Admiral Mutual Fund 921938205 289 4064 SH SOLE 0 0 4064 Fidelity Advisor Intl Capital App I Mutual Fund 315920819 282 9044 SH SOLE 0 0 9044 Nuveen S&P 500 Buy-Write Income Closed End Funds 6706ER101 281 19604 SH SOLE 0 0 19604 American Funds Fundamental Invs F2 Mutual Fund 360802821 280 3678 SH SOLE 0 0 3678 Mettler-Toledo International Inc Common Stock 592688105 277 200 SH SOLE 0 0 200 International Business Machines Corp Common Stock 459200101 276 1887 SH SOLE 0 0 1887 Columbia Banking System Inc Common Stock 197236102 274 7128 SH SOLE 0 0 7128 American Funds Europacific Growth 529F2 Mutual Fund 298706763 273 3875 SH SOLE 0 0 3875 California St Pub Wks Brd 5.000 11/01/30 '28 Municipal Bonds 13068L2S3 271 210000 SH SOLE 0 0 210000 Illumina Inc Common Stock 452327109 266 563 SH SOLE 0 0 563 Vanguard Strategic Equity Inv Mutual Fund 922038104 262 5911 SH SOLE 0 0 5911 Los Angeles Calif Dept Wtr & 5.000 07/01/38 '28 Municipal Bonds 5444954S0 261 210000 SH SOLE 0 0 210000 Real Estate Select Sector SPDR Exchange Traded Fund 81369Y860 260 5884 SH SOLE 0 0 5884 Hartford Capital Appreciation I Mutual Fund 416649309 259 5465 SH SOLE 0 0 5465 Tiaa Fsb Jacksonville Fla 2.5 PERCENT 22 Certificate of Deposit 87270LCE1 250 245000 SH SOLE 0 0 245000 Honeywell International Inc Common Stock 438516106 248 1132 SH SOLE 0 0 1132 Hartford Floating Rate High Inc I Mutual Fund 41664M151 241 24946 SH SOLE 0 0 24946 US Global Jets ETF Exchange Traded Fund 26922A842 240 9960 SH SOLE 0 0 9960 BlackRock Global Dividend Instl Mutual Fund 09256H328 234 16337 SH SOLE 0 0 16337 Invesco QQQ Trust Exchange Traded Fund 46090E103 234 661 SH SOLE 0 0 661 JPMorgan Large Cap Growth C Mutual Fund 4812C0522 230 4992 SH SOLE 0 0 4992 Netflix Inc Common Stock 64110L106 220 418 SH SOLE 0 0 418 Linn Cnty Ore Sch Dist No 055 4.000 02/01/23 Municipal Bonds 535885EE3 211 200000 SH SOLE 0 0 200000 Washington Cnty Ore Sch Dist N 5.000 06/15/22 Municipal Bonds 938429J73 209 200000 SH SOLE 0 0 200000 Los Angeles Calif Uni Sch Dist 5.000 07/01/31 '30 Municipal Bonds 544647BN9 208 155000 SH SOLE 0 0 155000 University Calif Revs 5.000 05/15/36 '28 Municipal Bonds 91412HAV5 208 165000 SH SOLE 0 0 165000 iShares Core 1-5 Year USD Bond ETF Exchange Traded Fund 46432F859 207 4055 SH SOLE 0 0 4055 Vanguard S&P 500 Growth ETF Exchange Traded Fund 921932505 207 789 SH SOLE 0 0 789 California Infrastructure & 5.000 05/15/35 '28 Municipal Bonds 13034ATT7 205 165000 SH SOLE 0 0 165000 VanEck Vectors Junior Gold Miners ETF Exchange Traded Fund 92189F791 204 4370 SH SOLE 0 0 4370 AbbVie Inc Common Stock 00287Y109 203 1803 SH SOLE 0 0 1803 Grayscale Bitcoin Trust (BTC) Exchange Traded Fund 389637109 203 6839 SH SOLE 0 0 6839 San Francisco Calif City & 5.000 05/01/29 '26 Municipal Bonds 79766DFS3 203 170000 SH SOLE 0 0 170000 Vanguard Short-Term Tx-Ex Adm Mutual Fund 922907803 201 12628 SH SOLE 0 0 12628 American Funds American Balanced F2 Mutual Fund 024071821 200 6132 SH SOLE 0 0 6132 Portland Ore Urban Renewal & R 5.000 06/15/26 '21 Municipal Bonds 736746VY1 200 200000 SH SOLE 0 0 200000 Uber Technologies Inc Common Stock 90353T100 200 4000 SH SOLE 0 0 4000 Columbia Short Term Bond Inst2 Mutual Fund 19766B299 192 19043 SH SOLE 0 0 19043 Lord Abbett Floating Rate I Mutual Fund 543916134 186 22043 SH SOLE 0 0 22043 Fidelity Tax-Exempt Money Market Mutual Fund 650914609 176 176275 SH SOLE 0 0 176275 PIMCO Income A Mutual Fund 72201F474 172 14226 SH SOLE 0 0 14226 California Health Facs Fing 5.000 11/01/27 Municipal Bonds 13032UMR6 165 130000 SH SOLE 0 0 130000 Metropolitan Wtr Dist Southn 5.000 08/01/21 MATd Municipal Bonds 59266TNM9 165 165000 SH SOLE 0 0 165000 Oregon Health Sciences Univ 07/01/21 MATd Municipal Bonds 685869AW9 160 160000 SH SOLE 0 0 160000 Los Angeles Cnty Calif Met 5.000 07/01/23 Municipal Bonds 54466HCA2 159 145000 SH SOLE 0 0 145000 Los Angeles Calif Uni Sch Dist 5.000 07/01/26 Municipal Bonds 5446465P3 158 130000 SH SOLE 0 0 130000 Los Angeles Calif Dept Wtr & 5.000 07/01/40 '30 Municipal Bonds 544532BL7 156 120000 SH SOLE 0 0 120000 New Residential Invt Corp Com New Common Stock 64828T201 156 14752 SH SOLE 0 0 14752 California Edl Facs Auth Rev 5.000 10/01/37 '28 Municipal Bonds 130179RB2 155 125000 SH SOLE 0 0 125000 San Diego Calif Pub Facs Fing 5.000 08/01/28 Municipal Bonds 79730CKA1 155 120000 SH SOLE 0 0 120000 California St Univ Rev 5.000 11/01/39 '29 Municipal Bonds 13077DHB1 149 115000 SH SOLE 0 0 115000 International Equity Annuity Funds H77226634 144 144441 SH SOLE 0 0 144441 California Health Facs Fing 5.000 11/15/32 '25 Municipal Bonds 13032UBG2 136 115000 SH SOLE 0 0 115000 San Francisco Calif City & 5.000 11/01/33 '26 Municipal Bonds 79765RJ26 134 110000 SH SOLE 0 0 110000 California Edl Facs Auth Rev 5.000 10/01/34 '28 Municipal Bonds 130179QY3 124 100000 SH SOLE 0 0 100000 Lord Abbett Short Duration Income F Mutual Fund 543916464 123 29457 SH SOLE 0 0 29457 EV Tax-Mgd Gbl Div Equity Income Closed End Funds 27829F108 122 12050 SH SOLE 0 0 12050 International Equity Annuity Funds H77227150 121 121683 SH SOLE 0 0 121683 Eaton Vance OR Municipal Income I Mutual Fund 27826Y613 120 13458 SH SOLE 0 0 13458 California St 5.000 10/01/25 Municipal Bonds 13063DJZ2 119 100000 SH SOLE 0 0 100000 California St Dept Wtr Res Wtr 5.000 05/01/22 Municipal Bonds 13066YSX8 119 115000 SH SOLE 0 0 115000 Riverside Calif Swr Rev 5.000 08/01/37 '28 Municipal Bonds 769047JT9 113 90000 SH SOLE 0 0 90000 Federated Hermes Strategic Value Div IS Mutual Fund 314172560 112 19898 SH SOLE 0 0 19898 Greater Albany Sch Dist No 8j 5.000 06/15/23 Municipal Bonds 391554BZ4 109 100000 SH SOLE 0 0 100000 Oregon St Dept Transn Hwy User 5.000 11/15/22 Municipal Bonds 68607DSS5 106 100000 SH SOLE 0 0 100000 Modesto Calif Irr Dist Fing 5.000 10/01/39 '29 Municipal Bonds 607767CC2 102 80000 SH SOLE 0 0 80000 Portland Ore Urban Renewal & R 4.750 06/15/25 '21 Municipal Bonds 736746VX3 100 100000 SH SOLE 0 0 100000 Salem-Keizer Ore Sch Dist No 06/15/22 Municipal Bonds 794173FN9 99 100000 SH SOLE 0 0 100000 California St Pub Wks Brd 5.000 04/01/24 Municipal Bonds 13068LZZ1 84 75000 SH SOLE 0 0 75000 Invesco Senior Floating Rate Y Mutual Fund 00141G831 82 11833 SH SOLE 0 0 11833 Los Angeles Calif Wastewtr Sys 5.000 06/01/34 '28 Municipal Bonds 53945CJS0 76 60000 SH SOLE 0 0 60000 California Edl Facs Auth Rev 5.000 10/01/25 Municipal Bonds 130179QP2 71 60000 SH SOLE 0 0 60000 California St Dept Wtr Res 5.000 12/01/33 '28 Municipal Bonds 13067WQC9 71 55000 SH SOLE 0 0 55000 Los Angeles Calif Dept Arpts 5.000 05/15/41 '31 Municipal Bonds 544445TR0 65 50000 SH SOLE 0 0 50000 Turlock Calif Irr Dist Rev 5.000 01/01/39 '30 Municipal Bonds 900190KH1 64 50000 SH SOLE 0 0 50000 California St 5.000 08/01/24 Municipal Bonds 13063CVL1 62 55000 SH SOLE 0 0 55000 California Edl Facs Auth Rev 5.000 09/01/26 Municipal Bonds 130179LM4 61 50000 SH SOLE 0 0 50000 Domestic Fixed Income Annuity Funds H77226635 60 60820 SH SOLE 0 0 60820 Allegheny Cnty Pa Hosp Dev 4.000 07/15/39 '29 Municipal Bonds 01728A5C6 58 50000 SH SOLE 0 0 50000 Long Island Pwr Auth N Y Elec 3.375 09/01/31 '28 Municipal Bonds 542691BM1 56 50000 SH SOLE 0 0 50000 Ball St Univ Ind Univ Revs 3.250 07/01/32 '28 Municipal Bonds 058508JY9 55 50000 SH SOLE 0 0 50000 Charlotte N C Arpt Rev 3.000 07/01/35 '29 Municipal Bonds 161036PU6 55 50000 SH SOLE 0 0 50000 Metropolitan Atlanta Rapid 3.000 07/01/36 '29 Municipal Bonds 5917454V3 55 50000 SH SOLE 0 0 50000 Smith Cnty Tex 3.000 02/15/27 Municipal Bonds 832033JR6 55 50000 SH SOLE 0 0 50000 Connecticut St Spl Tax Oblig R 3.125 05/01/40 '30 Municipal Bonds 207758A52 54 50000 SH SOLE 0 0 50000 Holmdel Twp N J 2.000 05/01/26 Municipal Bonds 436272FZ6 53 50000 SH SOLE 0 0 50000 Las Vegas Nev 3.000 06/01/34 '27 Municipal Bonds 517697BU1 53 50000 SH SOLE 0 0 50000 Metropolitan Wtr Dist Salt 2.300 07/01/28 '26 Municipal Bonds 592657CH1 53 50000 SH SOLE 0 0 50000 San Diego Calif Pub Facs Fing 5.000 08/01/32 '30 Municipal Bonds 79730CKE3 53 40000 SH SOLE 0 0 40000 University N Mex Univ Revs 2.500 06/01/29 '26 Municipal Bonds 914692Z43 53 50000 SH SOLE 0 0 50000 Holmdel Twp N J 2.000 05/01/24 Municipal Bonds 436272FX1 52 50000 SH SOLE 0 0 50000 Midpeninsula Regl Open Space D 5.000 09/01/23 '22 Municipal Bonds 598022JL6 52 50000 SH SOLE 0 0 50000 Toms River N J Brd Ed 2.000 07/15/25 Municipal Bonds 890125XZ5 52 50000 SH SOLE 0 0 50000 Allegheny Cnty Pa Hosp Dev 3.000 07/15/22 Municipal Bonds 01728A5D4 51 50000 SH SOLE 0 0 50000 Burlington Cnty N J 2.000 05/01/23 Municipal Bonds 121638FA3 51 50000 SH SOLE 0 0 50000 California St Dept Wtr Res 5.000 12/01/34 '28 Municipal Bonds 13067WQD7 51 40000 SH SOLE 0 0 40000 Domestic Fixed Income Annuity Funds H77227151 51 51742 SH SOLE 0 0 51742 El Dorado Calif Irr Dist Ctfs 5.000 03/01/40 '30 Municipal Bonds 283059GB3 51 40000 SH SOLE 0 0 40000 Florida St Brd Ed Pub Ed 3.000 06/01/33 '29 Municipal Bonds 34153QRL2 51 45000 SH SOLE 0 0 45000 Lake Elsinore Calif Rec Auth 4.000 02/01/22 Municipal Bonds 50963UAJ2 51 50000 SH SOLE 0 0 50000 Cook Cnty Ill 5.250 11/15/25 '21 Municipal Bonds 213185FL0 50 50000 SH SOLE 0 0 50000 Goldman Bank USA 2.950 01/24/22 Certificate of Deposit 38148P4G9 50 50000 SH SOLE 0 0 50000 Iowa City Iowa Swr Rev 3.000 07/01/21 MATd Municipal Bonds 462362MB7 50 50000 SH SOLE 0 0 50000 Los Angeles Calif Wastewtr Sys 5.000 06/01/26 Municipal Bonds 53945CKA7 48 40000 SH SOLE 0 0 40000 Oklahoma St Mun Pwr Auth Pwr S 5.000 01/01/30 Municipal Bonds 67910HQX1 45 35000 SH SOLE 0 0 35000 San Diego Calif Pub Facs Fing 5.000 05/15/24 Municipal Bonds 79730AJA7 45 40000 SH SOLE 0 0 40000 California St 5.000 11/01/22 Municipal Bonds 13063DBG2 42 40000 SH SOLE 0 0 40000 University Calif Revs 5.000 05/15/25 Municipal Bonds 91412GZ40 41 35000 SH SOLE 0 0 35000 California St 5.000 03/01/27 '25 Municipal Bonds 13063CQU7 40 35000 SH SOLE 0 0 35000 Colorado Health Facs Auth Rev 5.000 11/15/39 '31 Municipal Bonds 19648FSD7 39 30000 SH SOLE 0 0 30000 Colorado Health Facs Auth Rev 5.000 11/15/41 '31 Municipal Bonds 19648FSF2 39 30000 SH SOLE 0 0 30000 New York State Dormitory Autho 5.000 02/15/33 '30 Municipal Bonds 64990FPL2 39 30000 SH SOLE 0 0 30000 West Va Pkwys Auth Tpk Toll 5.000 06/01/37 '31 Municipal Bonds 956510BR1 39 30000 SH SOLE 0 0 30000 New York N Y 5.000 08/01/28 Municipal Bonds 64966QPQ7 38 30000 SH SOLE 0 0 30000 California St Pub Wks Brd 5.000 03/01/23 Municipal Bonds 13068LE76 37 35000 SH SOLE 0 0 35000 Morris Cnty N J 2.000 02/01/28 Municipal Bonds 618024BR3 37 35000 SH SOLE 0 0 35000 US Treasury 0.625 01/15/26 TIPS 912828N71 37 30000 SH SOLE 0 0 30000 Walmart 2.350 12/15/22 '22 Corporate Bonds 931142DU4 36 35000 SH SOLE 0 0 35000 Connecticut St 5.000 08/15/25 Municipal Bonds 20772J2P6 35 30000 SH SOLE 0 0 30000 UPS 2.450 10/01/22 Corporate Bonds 911312AQ9 35 35000 SH SOLE 0 0 35000 Los Angeles Calif Dept Wtr & 5.000 07/01/40 '31 Municipal Bonds 544532CK8 33 25000 SH SOLE 0 0 25000 California St Dept Wtr Res 5.000 12/01/28 Municipal Bonds 13067WPX4 32 25000 SH SOLE 0 0 25000 California St Pub Wks Brd 5.000 11/01/28 Municipal Bonds 13068L6N0 32 25000 SH SOLE 0 0 25000 California Health Facs Fing 5.000 11/15/32 '27 Municipal Bonds 13032UQK7 31 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Met 5.000 07/01/27 Municipal Bonds 54466HGX8 31 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Met 5.000 07/01/28 '27 Municipal Bonds 54466HEQ5 31 25000 SH SOLE 0 0 25000 Procter Gamble 3.100 08/15/23 Corporate Bonds 742718EB1 31 30000 SH SOLE 0 0 30000 San Rafael Calif Jt Pwrs Fing 5.000 06/01/33 '28 Municipal Bonds 799317CE0 31 25000 SH SOLE 0 0 25000 California St 5.000 08/01/27 '26 Municipal Bonds 13063C4P2 30 25000 SH SOLE 0 0 25000 California St Univ Rev 5.000 11/01/26 '26 Municipal Bonds 13077C3Z5 30 25000 SH SOLE 0 0 25000 University Conn 5.000 01/15/32 '27 Municipal Bonds 914233L33 30 25000 SH SOLE 0 0 25000 University Iowa Facs Corp Rev 2.000 06/01/36 '30 Municipal Bonds 914364XN9 30 30000 SH SOLE 0 0 30000 California St Pub Wks Brd 5.000 12/01/25 Municipal Bonds 13068LXH3 29 25000 SH SOLE 0 0 25000 Los Angeles Calif Dept Wtr & 5.000 07/01/25 '25 Municipal Bonds 5444954Y7 29 25000 SH SOLE 0 0 25000 Pasadena Calif Ctfs Partn 5.000 02/01/32 '25 Municipal Bonds 702204NR5 28 25000 SH SOLE 0 0 25000 Riverside Cnty Calif Transn Co 5.000 06/01/24 Municipal Bonds 769125HG3 28 25000 SH SOLE 0 0 25000 Tahoe Truckee Calif Uni Sch 5.000 08/01/24 Municipal Bonds 873884NC0 28 25000 SH SOLE 0 0 25000 Upper Santa Clara Vy Jt Pwrs 5.000 08/01/24 Municipal Bonds 916544BC2 28 25000 SH SOLE 0 0 25000 Campbell Calif Un High Sch 5.000 08/01/23 Municipal Bonds 134159UT7 27 25000 SH SOLE 0 0 25000 Marion Cnty Ore 5.500 06/01/23 Municipal Bonds 569127BF9 27 25000 SH SOLE 0 0 25000 King Cnty Wash Sch Dist No 414 2.500 12/01/23 Municipal Bonds 495260C58 26 25000 SH SOLE 0 0 25000 Los Angeles Calif Dept Arpts 5.000 05/15/33 '30 Municipal Bonds 544445QC6 26 20000 SH SOLE 0 0 20000 Los Angeles Calif Mun Impt Cor 5.000 05/01/22 Municipal Bonds 544587A32 26 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Regl 5.000 11/15/25 '22 Municipal Bonds 54465YAG5 26 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Regl 5.000 11/15/28 '22 Municipal Bonds 54465YAK6 26 25000 SH SOLE 0 0 25000 Mt Diablo Calif Uni Sch Dist 4.000 08/01/23 Municipal Bonds 621196F74 26 25000 SH SOLE 0 0 25000 Murrieta Vy Calif Uni Sch Dist 5.000 09/01/22 Municipal Bonds 626905JT1 26 25000 SH SOLE 0 0 25000 Portland Ore Swr Sys Rev 3.000 10/01/28 '24 Municipal Bonds 736742VT1 26 25000 SH SOLE 0 0 25000 Vista Calif Uni Sch Dist 5.000 08/01/27 '22 Municipal Bonds 928346NF8 26 25000 SH SOLE 0 0 25000 Callon 6.250 04/15/23 CALd Corporate Bonds 144577AH6 25 25000 SH SOLE 0 0 25000 Connecticut St Health & Edl F 5.000 06/01/40 '30 Municipal Bonds 20775DHE5 25 20000 SH SOLE 0 0 20000 New York N Y City Transitional 5.000 07/15/31 '28 Municipal Bonds 64972HF98 25 20000 SH SOLE 0 0 20000 Hayward Calif Redev Successor 5.000 09/01/27 '26 Municipal Bonds 421248AM7 23 20000 SH SOLE 0 0 20000 Fidelity California AMT Tax-Free MM I Mutual Fund 31606Y108 22 22224 SH SOLE 0 0 22224 California St Univ Rev 5.000 11/01/22 Municipal Bonds 13077CB60 21 20000 SH SOLE 0 0 20000 Portland Ore Cmnty College Dis 3.000 06/15/28 '23 Municipal Bonds 736688JF0 21 20000 SH SOLE 0 0 20000 Portland Ore Rev 3.000 09/01/30 '22 Municipal Bonds 736740NY3 20 20000 SH SOLE 0 0 20000 GoldMining Inc Common Stock 38149E119 16 11300 SH SOLE 0 0 11300 Portland Ore Cmnty College Dis 5.000 06/15/23 Municipal Bonds 736688JA1 16 15000 SH SOLE 0 0 15000 First Mining Gold Corp Common Stock 320890106 15 41300 SH SOLE 0 0 41300 Oregon St 3.250 08/01/38 '23 Municipal Bonds 68608UTZ9 15 15000 SH SOLE 0 0 15000 Winston Gold Corp Common Stock 97562T102 14 204000 SH SOLE 0 0 204000 Local Ore Cap Assets Program 3.500 06/01/34 '22 Municipal Bonds 53957KFN2 10 10000 SH SOLE 0 0 10000 Portland Ore Swr Sys Rev 3.000 06/01/30 '25 Municipal Bonds 736742XK8 10 10000 SH SOLE 0 0 10000 Silver One Resources Inc Common Stock 828062109 8 16400 SH SOLE 0 0 16400 Norsemont Mining Inc Common Stock 65652P108 5 13000 SH SOLE 0 0 13000 Silver Elephant Mining Corp Common Stock 82770L109 5 25000 SH SOLE 0 0 25000 Marifil Mines Ltd Common Stock 56781Y102 1 39000 SH SOLE 0 0 39000 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0714B SB Inv IONtl CMO/MBS/ABS 31396PZY0 0 1019100 SH SOLE 0 0 1019100 Ginnie Mae 2 G2SF 001901 8.000 11/20/24 CMO/MBS/ABS 36202CDE0 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 002714 6.500 02/20/29 CMO/MBS/ABS 36202DAP6 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 003081 7.000 05/20/31 CMO/MBS/ABS 36202DM65 0 45000 SH SOLE 0 0 45000 Lehman Bros Hldg 6.500 10/25/27 MTN DFTd Corporate Bonds 525ESCFR5 0 70000 SH SOLE 0 0 70000 Lehman Bros Hldg Inc Escrow Structured Notes 525ESCW62 0 21500 SH SOLE 0 0 21500