0001213900-24-014212.txt : 20240214
0001213900-24-014212.hdr.sgml : 20240214
20240214180444
ACCESSION NUMBER: 0001213900-24-014212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240212
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottschalk Jane
CENTRAL INDEX KEY: 0002009182
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41930
FILM NUMBER: 24641066
MAIL ADDRESS:
STREET 1: 307 CANALOT STUDIOS
STREET 2: 222 KENSAL ROAD
CITY: LONDON
STATE: X0
ZIP: W10 5BN
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perfect Moment Ltd.
CENTRAL INDEX KEY: 0001849221
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 861437114
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 307 CANALOT STUDIOS
STREET 2: 222 KENSAL ROAD
CITY: LONDON
STATE: X0
ZIP: W10 5BN
BUSINESS PHONE: 4402045588849
MAIL ADDRESS:
STREET 1: 307 CANALOT STUDIOS
STREET 2: 222 KENSAL ROAD
CITY: LONDON
STATE: X0
ZIP: W10 5BN
4
1
ownership.xml
X0508
4
2024-02-12
0
0001849221
Perfect Moment Ltd.
PMNT
0002009182
Gottschalk Jane
307 CANALOT STUDIOS,
222 KENSAL ROAD
LONDON
X0
W10 5BN
UNITED KINGDOM
1
1
1
0
Chief Creative Officer
0
Common Stock
2024-02-12
4
C
0
2624341
A
3650957
I
By Spouse indirectly through Fermain Limited
Common Stock
2024-02-12
4
C
0
19646
A
3670603
I
By Spouse indirectly through Joachim Gottschalk & Associates Ltd.
Common Stock
2024-02-12
4
C
0
51513
A
3722116
I
By Spouse indirectly through Joachim Gottschalk & Associates Ltd.
Common Stock
2024-02-12
4
P
0
16600
6.00
A
3738716
D
Common Stock
2024-02-12
4
P
0
16600
6.00
A
3755316
I
By Spouse
Series A Convertible Preferred Stock
2024-02-12
4
C
0
2624341
0
D
Common Stock
2624341
0
I
By Spouse indirectly through Fermain Limited
Series A Convertible Preferred Stock
2024-02-12
4
C
0
19646
0
D
Common Stock
19646
0
I
By Spouse indirectly through Joachim Gottschalk & Associates Ltd.
8% Senior Subordinated Secured Convertible Promissory Note
4.80
2024-02-12
4
C
0
247264.16
0
D
Common Stock
51513
0
I
By Spouse indirectly through Joachim Gottschalk & Associates Ltd.
The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.
The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).
Represents shares of Common Stock purchased in the IPO.
/s/ Jane Gottschalk
2024-02-14