Chief Compliance Officer

0001849055-21-000001.txt : 20210304 0001849055-21-000001.hdr.sgml : 20210304 20210304155648 ACCESSION NUMBER: 0001849055-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 EFFECTIVENESS DATE: 20210304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Navis Wealth Advisors, LLC CENTRAL INDEX KEY: 0001849055 IRS NUMBER: 854148913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21090 FILM NUMBER: 21714048 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-602 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-848-8300 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-602 CITY: RYE BROOK STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001849055 XXXXXXXX 12-31-2020 12-31-2020 Navis Wealth Advisors, LLC

800 WESTCHESTER AVENUE SUITE S-602 RYE BROOK NY 10573

13F HOLDINGS REPORT 028-21090 N Paul Fegan Chief Compliance Officer 914-848-8300 Paul Fegan Rye Brook NY 03-04-2021 0 163 110756 false INFORMATION TABLE 2 Navis13FQ42020.xml EXELIXIS INC COM Stock 30161Q104 20 1000 SH SOLE 0 0 1000 HONEYWELL INTL INC COM Stock 438516106 21 101 SH SOLE 0 0 101 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 22 125 SH SOLE 0 0 125 DURECT CORP COM Stock 266605104 22 10500 SH SOLE 0 0 10500 ISHARES RUSSELL 2000 ETF ETF 464287655 22 111 SH SOLE 0 0 111 NEXTERA ENERGY INC COM Stock 65339F101 23 300 SH SOLE 0 0 300 ADVISORSHARES PURE CANNABIS ETF ETF 00768Y495 1825 107378 SH SOLE 0 0 107378 TWITTER INC COM Stock 90184L102 24 450 SH SOLE 0 0 450 FEDERAL SIGNAL CORP COM Stock 313855108 25 742 SH SOLE 0 0 742 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 26 5400 SH SOLE 0 0 5400 MONDELEZ INTL INC CL A Stock 609207105 26 443 SH SOLE 0 0 443 DIGITAL TURBINE INC COM NEW Stock 25400W102 28 500 SH SOLE 0 0 500 CISCO SYS INC COM Stock 17275R102 30 668 SH SOLE 0 0 668 CHEFS WHSE INC COM Stock 163086101 32 1250 SH SOLE 0 0 1250 ANTHEM INC COM Stock 036752103 128 400 SH SOLE 0 0 400 TOTAL SE SPONSORED ADS ADR 89151E109 33 778 SH SOLE 0 0 778 LUMINAR TECHNOLOGIES INC COM CL A Stock 550424105 34 1000 SH SOLE 0 0 1000 MONGODB INC CL A Stock 60937P106 36 100 SH SOLE 0 0 100 PIERIS PHARMACEUTICALS INC COM Stock 720795103 40 16000 SH SOLE 0 0 16000 BAXTER INTL INC COM Stock 071813109 46 578 SH SOLE 0 0 578 FEDEX CORP COM Stock 31428X106 47 180 SH SOLE 0 0 180 PROFOUND MED CORP COM NEW Stock 74319B502 49 2400 SH SOLE 0 0 2400 OTIS WORLDWIDE CORP COM Stock 68902V107 54 803 SH SOLE 0 0 803 DOW INC COM Stock 260557103 59 1055 SH SOLE 0 0 1055 CARRIER GLOBAL CORPORATION COM Stock 14448C104 60 1603 SH SOLE 0 0 1603 CAMPING WORLD HLDGS INC CL A Stock 13462K109 62 2376 SH SOLE 0 0 2376 CORNING INC COM Stock 219350105 32 883 SH SOLE 0 0 883 COSTCO WHSL CORP NEW COM Stock 22160K105 139 369 SH SOLE 0 0 369 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 419 14219 SH SOLE 0 0 14219 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 71 210 SH SOLE 0 0 210 CAESARS ENTERTAINMENT INC NEW COM Stock 12769G100 74 990 SH SOLE 0 0 990 NAVIENT CORPORATION COM Stock 63938C108 74 7500 SH SOLE 0 0 7500 ICICI BANK LIMITED ADR ADR 45104G104 76 5139 SH SOLE 0 0 5139 FLAHERTY & CRUMRINE PFD SECS I COM CEF 338478100 234 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM Stock 437076102 67 251 SH SOLE 0 0 251 UNION PAC CORP COM Stock 907818108 81 390 SH SOLE 0 0 390 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 82 1213 SH SOLE 0 0 1213 ADVANCED MICRO DEVICES INC COM Stock 007903107 85 930 SH SOLE 0 0 930 DISNEY WALT CO COM Stock 254687106 86 477 SH SOLE 0 0 477 DIAGEO PLC SPON ADR NEW ADR 25243Q205 90 568 SH SOLE 0 0 568 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 93 400 SH SOLE 0 0 400 PRUDENTIAL FINL INC COM Stock 744320102 94 1200 SH SOLE 0 0 1200 LEMONADE INC COM Stock 52567D107 98 800 SH SOLE 0 0 800 AFLAC INC COM Stock 001055102 102 2300 SH SOLE 0 0 2300 MGM RESORTS INTERNATIONAL COM Stock 552953101 104 3308 SH SOLE 0 0 3308 NVIDIA CORPORATION COM Stock 67066G104 104 200 SH SOLE 0 0 200 ABBVIE INC COM Stock 00287Y109 107 1000 SH SOLE 0 0 1000 ALLY FINL INC COM Stock 02005N100 107 3000 SH SOLE 0 0 3000 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 109 1200 SH SOLE 0 0 1200 ISHARES MSCI BRAZIL ETF ETF 464286400 111 3000 SH SOLE 0 0 3000 PFIZER INC COM Stock 717081103 112 3050 SH SOLE 0 0 3050 GILEAD SCIENCES INC COM Stock 375558103 117 2000 SH SOLE 0 0 2000 JPMORGAN EQUITY PREMIUM INCOME ETF ETF 46641Q332 117 2100 SH SOLE 0 0 2100 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 118 5000 SH SOLE 0 0 5000 EATON VANCE TX ADV GLBL DIV FD COM CEF 27828S101 120 6600 SH SOLE 0 0 6600 FLAHERTY & CRUMRINE TOTAL RETU COM CEF 338479108 121 5098 SH SOLE 0 0 5098 BOEING CO COM Stock 097023105 122 570 SH SOLE 0 0 570 IRON MTN INC NEW COM REIT 46284V101 122 4125 SH SOLE 0 0 4125 LILLY ELI & CO COM Stock 532457108 124 735 SH SOLE 0 0 735 INVESCO KBW BANK ETF ETF 46138E628 348 6900 SH SOLE 0 0 6900 VIACOMCBS INC CL B Stock 92556H206 130 3500 SH SOLE 0 0 3500 AMERICAN EXPRESS CO COM Stock 025816109 131 1084 SH SOLE 0 0 1084 SYNDAX PHARMACEUTICALS INC COM Stock 87164F105 133 6000 SH SOLE 0 0 6000 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 482 2000 SH SOLE 0 0 2000 ISHARES SELECT DIVIDEND ETF ETF 464287168 240 2500 SH SOLE 0 0 2500 JPMORGAN CHASE & CO COM Stock 46625H100 642 5055 SH SOLE 0 0 5055 VILLAGE FARMS INTL INC COM Stock 92707Y108 142 14000 SH SOLE 0 0 14000 STONECO LTD COM CL A Stock G85158106 143 1700 SH SOLE 0 0 1700 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 145 7400 SH SOLE 0 0 7400 CVS HEALTH CORP COM Stock 126650100 146 2145 SH SOLE 0 0 2145 AIRBNB INC COM CL A Stock 009066101 147 1000 SH SOLE 0 0 1000 CAPITAL ONE FINL CORP COM Stock 14040H105 148 1500 SH SOLE 0 0 1500 FACEBOOK INC CL A Stock 30303M102 154 562 SH SOLE 0 0 562 SPDR DOW JONES REIT ETF ETF 78464A607 154 1771 SH SOLE 0 0 1771 NUCOR CORP COM Stock 670346105 156 2925 SH SOLE 0 0 2925 INVESCO DYNAMIC LEISURE AND ENTERTAINMENT ETF ETF 46137V720 160 3994 SH SOLE 0 0 3994 PROSHARES PET CARE ETF ETF 74348A145 177 2472 SH SOLE 0 0 2472 MORGAN STANLEY COM NEW Stock 617446448 206 3000 SH SOLE 0 0 3000 MICROSOFT CORP COM Stock 594918104 223 1001 SH SOLE 0 0 1001 LAS VEGAS SANDS CORP COM Stock 517834107 77 1300 SH SOLE 0 0 1300 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 238 2000 SH SOLE 0 0 2000 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 238 3327 SH SOLE 0 0 3327 NORFOLK SOUTHN CORP COM Stock 655844108 24 100 SH SOLE 0 0 100 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 244 3000 SH SOLE 0 0 3000 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 247 7500 SH SOLE 0 0 7500 ARBOR REALTY TRUST INC COM REIT 038923108 248 17507 SH SOLE 0 0 17507 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF ETF 46431W838 251 5000 SH SOLE 0 0 5000 PEPSICO INC COM Stock 713448108 254 1716 SH SOLE 0 0 1716 UBER TECHNOLOGIES INC COM Stock 90353T100 255 5000 SH SOLE 0 0 5000 PENNYMAC MTG INVT TR COM REIT 70931T103 260 14788 SH SOLE 0 0 14788 JOHNSON & JOHNSON COM Stock 478160104 265 1685 SH SOLE 0 0 1685 AGNC INVT CORP COM REIT 00123Q104 265 17000 SH SOLE 0 0 17000 SCHWAB U.S. REIT ETF ETF 808524847 273 7182 SH SOLE 0 0 7182 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF ETF 69374H741 280 7816 SH SOLE 0 0 7816 PROSHARES ONLINE RETAIL ETF ETF 74347B169 288 3791 SH SOLE 0 0 3791 ISHARES GLOBAL ENERGY ETF ETF 464287341 292 14372 SH SOLE 0 0 14372 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 295 10000 SH SOLE 0 0 10000 APPLE INC COM Stock 037833100 302 2275 SH SOLE 0 0 2275 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 314 2491 SH SOLE 0 0 2491 ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 464288794 318 4000 SH SOLE 0 0 4000 REAVES UTIL INCOME FD COM SH BEN INT CEF 756158101 328 10000 SH SOLE 0 0 10000 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 342 7500 SH SOLE 0 0 7500 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 348 1 SH SOLE 0 0 1 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 5092 49901 SH SOLE 0 0 49901 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 348 10000 SH SOLE 0 0 10000 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 362 5000 SH SOLE 0 0 5000 AMAZON COM INC COM Stock 023135106 365 112 SH SOLE 0 0 112 INVESCO WILDERHILL CLEAN ENERGY ETF ETF 46137V134 393 3799 SH SOLE 0 0 3799 ISHARES RESIDENTIAL AND MULTISECTOR REAL ESTATE ETF ETF 464288562 398 5871 SH SOLE 0 0 5871 ARK FINTECH INNOVATION ETF ETF 00214Q708 398 8000 SH SOLE 0 0 8000 SPDR S&P 500 ETF ETF 78462F103 11865 31735 SH SOLE 0 0 31735 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 447 2000 SH SOLE 0 0 2000 SPDR S&P BIOTECH ETF ETF 78464A870 931 6610 SH SOLE 0 0 6610 VANECK VECTORS BIOTECH ETF ETF 92189F726 482 2839 SH SOLE 0 0 2839 BK OF AMERICA CORP COM Stock 060505104 485 15997 SH SOLE 0 0 15997 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 487 4290 SH SOLE 0 0 4290 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 518 8991 SH SOLE 0 0 8991 ISHARES MSCI EAFE VALUE ETF ETF 464288877 547 11597 SH SOLE 0 0 11597 ISHARES U.S. FINANCIALS ETF ETF 464287788 556 8328 SH SOLE 0 0 8328 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 564 9000 SH SOLE 0 0 9000 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 586 5808 SH SOLE 0 0 5808 GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 37954Y483 596 26162 SH SOLE 0 0 26162 ISHARES MSCI EAFE ETF ETF 464287465 628 8602 SH SOLE 0 0 8602 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF ETF 00214Q203 628 8236 SH SOLE 0 0 8236 US BANCORP DEL COM NEW Stock 902973304 140 3000 SH SOLE 0 0 3000 VANGUARD UTILITIES INDEX FUND ETF 92204A876 651 4745 SH SOLE 0 0 4745 GOLDMAN SACHS GROUP INC COM Stock 38141G104 719 2725 SH SOLE 0 0 2725 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 727 2535 SH SOLE 0 0 2535 ALPHABET INC CAP STK CL C Stock 02079K107 727 415 SH SOLE 0 0 415 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 797 55544 SH SOLE 0 0 55544 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 808 40000 SH SOLE 0 0 40000 INVESCO PREFERRED ETF ETF 46138E511 839 55000 SH SOLE 0 0 55000 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 841 7417 SH SOLE 0 0 7417 SPDR GOLD SHARES ETF 78463V107 847 4748 SH SOLE 0 0 4748 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 874 5971 SH SOLE 0 0 5971 SPDR S&P INSURANCE ETF ETF 78464A789 876 26076 SH SOLE 0 0 26076 VANECK VECTORS GAMING ETF ETF 92189F882 71 1507 SH SOLE 0 0 1507 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 972 6889 SH SOLE 0 0 6889 ADVISORSHARES PURE US CANNABIS ETF ETF 00768Y453 1023 28027 SH SOLE 0 0 28027 ISHARES SILVER TRUST ETF 46428Q109 1028 41859 SH SOLE 0 0 41859 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 1080 26499 SH SOLE 0 0 26499 ETFMG PRIME MOBILE PAYMENTS ETF ETF 26924G409 1118 16812 SH SOLE 0 0 16812 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 1332 16674 SH SOLE 0 0 16674 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 1348 35000 SH SOLE 0 0 35000 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 1386 20550 SH SOLE 0 0 20550 ISHARES CORE S&P 500 ETF ETF 464287200 1413 3765 SH SOLE 0 0 3765 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 1541 16520 SH SOLE 0 0 16520 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK FUND ETF 315912808 1671 3331 SH SOLE 0 0 3331 VERIZON COMMUNICATIONS INC COM Stock 92343V104 71 1209 SH SOLE 0 0 1209 WILEY JOHN & SONS INC CL A Stock 968223206 1844 40393 SH SOLE 0 0 40393 CITIGROUP INC COM NEW Stock 172967424 1887 30609 SH SOLE 0 0 30609 ISHARES S&P SMALL-CAP FUND ETF 464287804 2345 25512 SH SOLE 0 0 25512 ALPS CLEAN ENERGY ETF ETF 00162Q460 2573 32099 SH SOLE 0 0 32099 ARK INNOVATION ETF ETF 00214Q104 2827 22709 SH SOLE 0 0 22709 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 3026 27991 SH SOLE 0 0 27991 JANUS HENDERSON SHORT DURATION INCOME ETF ETF 47103U886 3588 71101 SH SOLE 0 0 71101 INVESCO QQQ TRUST ETF 46090E103 4410 14056 SH SOLE 0 0 14056 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 4495 88495 SH SOLE 0 0 88495 WHIRLPOOL CORP COM Stock 963320106 140 775 SH SOLE 0 0 775 VANGUARD S&P 500 ETF ETF 922908363 5121 14900 SH SOLE 0 0 14900 BLACKROCK SHORT MATURITY BOND ETF ETF 46431W507 5820 116003 SH SOLE 0 0 116003 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 6065 119913 SH SOLE 0 0 119913 WYNN RESORTS LTD COM Stock 983134107 80 705 SH SOLE 0 0 705