0001999371-24-001121.txt : 20240129 0001999371-24-001121.hdr.sgml : 20240129 20240129173005 ACCESSION NUMBER: 0001999371-24-001121 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOS ETF Trust CENTRAL INDEX KEY: 0001848758 ORGANIZATION NAME: IRS NUMBER: 861805230 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-40596 FILM NUMBER: 24575068 BUSINESS ADDRESS: STREET 1: 13 RIVERSIDE AVE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 914.443.5008 MAIL ADDRESS: STREET 1: 13 RIVERSIDE AVE CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: SHP ETF Trust DATE OF NAME CHANGE: 20210302 8-A12B 1 neos-8a12b_012924.htm FORM 8A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

NEOS ETF TRUST

(Exact name of registrant as specified in its charter)

Delaware   See below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     
13 Riverside Avenue,
Westport, CT		   06880
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered		   Name of each exchange on which each class is to be registered   I.R.S. Employer Identification No.

Shares of beneficial interest, no par value, of:


NEOS Nasdaq-100® High Income ETF

 

 

  

 

 

 

NASDAQ

 

 

 

  

 

 

 

93-4823810

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-253997

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, no par value, of the above referenced series of NEOS ETF Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 102 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on January 25, 2024. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

1.Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on March 8, 2021.
2.Registrant’s Amended Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.
3.Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.

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SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Westport, and State of Connecticut, on the 29th day of January 2024.

  NEOS ETF Trust
  (Registrant)
     
  By:  /s/ Garrett Paolella
  Name:   Garrett Paolella
  Title: President, Principal Executive Officer, and Trustee

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