0001387131-22-011663.txt : 20221122 0001387131-22-011663.hdr.sgml : 20221122 20221122101345 ACCESSION NUMBER: 0001387131-22-011663 CONFORMED SUBMISSION TYPE: 485BXT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHP ETF Trust CENTRAL INDEX KEY: 0001848758 IRS NUMBER: 861805230 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1940 Act SEC FILE NUMBER: 811-23645 FILM NUMBER: 221408147 BUSINESS ADDRESS: STREET 1: 2434 ELLIS STREET STREET 2: SUITE 804 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 914.443.5008 MAIL ADDRESS: STREET 1: 2434 ELLIS STREET STREET 2: SUITE 804 CITY: DALLAS STATE: TX ZIP: 75204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHP ETF Trust CENTRAL INDEX KEY: 0001848758 IRS NUMBER: 861805230 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1933 Act SEC FILE NUMBER: 333-253997 FILM NUMBER: 221408146 BUSINESS ADDRESS: STREET 1: 2434 ELLIS STREET STREET 2: SUITE 804 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 914.443.5008 MAIL ADDRESS: STREET 1: 2434 ELLIS STREET STREET 2: SUITE 804 CITY: DALLAS STATE: TX ZIP: 75204 0001848758 S000077577 Kurv Apple (AAPL) 2x Long ETF C000238065 Kurv Apple (AAPL) 2x Long ETF 0001848758 S000077578 Kurv Freeport (FCX) 2x Short ETF C000238066 Kurv Freeport (FCX) 2x Short ETF 0001848758 S000077579 Kurv Goldman Sachs (GS) 2x Long ETF C000238067 Kurv Goldman Sachs (GS) 2x Long ETF 0001848758 S000077580 Kurv Goldman Sachs (GS) 2x Short ETF C000238068 Kurv Goldman Sachs (GS) 2x Short ETF 0001848758 S000077581 Kurv Google (GOOGL) 2x Long ETF C000238069 Kurv Google (GOOGL) 2x Long ETF 0001848758 S000077582 Kurv Google (GOOGL) 2x Short ETF C000238070 Kurv Google (GOOGL) 2x Short ETF 0001848758 S000077583 Kurv JP Morgan (JPM) 2x Long ETF C000238071 Kurv JP Morgan (JPM) 2x Long ETF 0001848758 S000077584 Kurv JP Morgan (JPM) 2x Short ETF C000238072 Kurv JP Morgan (JPM) 2x Short ETF 0001848758 S000077585 Kurv Morgan Stanley (MS) 2x Long ETF C000238073 Kurv Morgan Stanley (MS) 2x Long ETF 0001848758 S000077586 Kurv Morgan Stanley (MS) 2x Short ETF C000238074 Kurv Morgan Stanley (MS) 2x Short ETF 0001848758 S000077587 Kurv Newmont (NEM) 2x Long ETF C000238075 Kurv Newmont (NEM) 2x Long ETF 0001848758 S000077588 Kurv Apple (AAPL) 2x Short ETF C000238076 Kurv Apple (AAPL) 2x Short ETF 0001848758 S000077589 Kurv Newmont (NEM) 2x Short ETF C000238077 Kurv Newmont (NEM) 2x Short ETF 0001848758 S000077590 Kurv Bank of America (BAC) 2x Long ETF C000238078 Kurv Bank of America (BAC) 2x Long ETF 0001848758 S000077591 Kurv Bank of America (BAC) 2x Short ETF C000238079 Kurv Bank of America (BAC) 2x Short ETF 0001848758 S000077592 Kurv Dow (DOW) 2x Long ETF C000238080 Kurv Dow (DOW) 2x Long ETF 0001848758 S000077593 Kurv Dow (DOW) 2x Short ETF C000238081 Kurv Dow (DOW) 2x Short ETF 0001848758 S000077594 Kurv ExxonMobil (XOM) 2x Long ETF C000238082 Kurv ExxonMobil (XOM) 2x Long ETF 0001848758 S000077595 Kurv ExxonMobil (XOM) 2x Short ETF C000238083 Kurv ExxonMobil (XOM) 2x Short ETF 0001848758 S000077596 Kurv Freeport (FCX) 2x Long ETF C000238084 Kurv Freeport (FCX) 2x Long ETF 485BXT 1 kurv-485bxt_112222.htm DESIGNATION OF NEW EFFECTIVE DATE

As filed with the Securities and Exchange Commission on November 22, 2022

 

Securities Act File No. 333-253997

Investment Company Act File No. 811-23645

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

     
    ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933  
      ☐ Pre-Effective Amendment No.__  
         ☒ Post-Effective Amendment No. 16  
  AND/OR  
    ☒ REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940  
  ☒ Amendment No. 18                     

 

SHP ETF TRUST

(Exact Name of Registrant as Specified in its Charter)

 

 

14785 Preston Road, Suite 1000

Dallas, TX 75254

(Address of Principal Executive Offices)

Registrant’s Telephone Number, including Area Code: 914.443.5008

 

The Corporation Trust Company

Corporation Trust Center

1209 Orange Street

Wilmington, Delaware 19801

(Name and address of agent for service)

 

 

Copy to:

Josef M. Valdman

SHP ETF Trust

14785 Preston Road, Suite 1000

Dallas, TX 75254

 

Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M Street, N.W., Suite 700
Washington, D.C. 20036

 

Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of the Registration Statement.

It is proposed that this filing will become effective:

☐ Immediately upon filing pursuant to paragraph (b)

☒ On November 30, 2022 pursuant to paragraph (b)

☐ 60 days after filing pursuant to paragraph (a)(1)

☐ On (date) pursuant to paragraph (a)(1)

☐ 75 days after filing pursuant to paragraph (a)(2)

☐ On (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

☒ This post-effective amendment designates a new effective date for a previously filed post-effective amendment

 

  

 

 

Parts A, B and C filed in Post-Effective Amendment No. 5 to the Registration Statement of SHP ETF Trust on behalf of Kurv ExxonMobil (XOM) 2x Long ETF, Kurv ExxonMobil (XOM) 2x Short ETF, Kurv JP Morgan (JPM) 2x Long ETF, Kurv JP Morgan (JPM) 2x Short ETF, Kurv Bank of America (BAC) 2x Long ETF, Kurv Bank of America (BAC) 2x Short ETF, Kurv Apple (AAPL) 2x Long ETF, Kurv Apple (AAPL) 2x Short ETF, Kurv Google (GOOGL) 2x Long ETF, Kurv Google (GOOGL) 2x Short ETF, Kurv Goldman Sachs (GS) 2x Long ETF, Kurv Goldman Sachs (GS) 2x Short ETF, Kurv Morgan Stanley (MS) 2x Long ETF, Kurv Morgan Stanley (MS) 2x Short ETF, Kurv Newmont (NEM) 2x Long ETF, Kurv Newmont (NEM) 2x Short ETF, Kurv Dow (DOW) 2x Long ETF, Kurv Dow (DOW) 2x Short ETF, Kurv Freeport (FCX) 2x Long ETF, and Kurv Freeport (FCX) 2x Short ETF as filed with the Securities and Exchange Commission pursuant to Rule 485(a) under the Securities Act of 1933 on July 8, 2022 (Accession Number 0001387131-22-007529), are herein incorporated by reference. This filing is being made pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 to extend the effectiveness of the Registration Statement until November 30, 2022.

 

  

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Westport, and State of Connecticut, on the 22nd day of November 2022.

 

  SHP ETF Trust  
     
  By: /s/ Garett Paolella  
  Name:  Garrett Paolella  
  Title: President, Principal Executive Officer, and Trustee  
       

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following person in the capacities and on the date indicated.

 

Signature   Title   Date
         
/s/ Josef M. Valdman   Trustee and Chairman     November 22, 2022
Josef M. Valdman        
         
/s/ Garrett Paolella   President, Principal Executive Officer, and Trustee   November 22, 2022
Garrett Paolella        
         
*   Trustee   November 22, 2022
Sharon Cheever        
         
*   Trustee   November 22, 2022
Richard Keary        
         
*   Trustee   November 22, 2022
John Jacobs        
         
*   Trustee   November 22, 2022
Robert Sherry        
         
/s/ Josh Hunter   Treasurer and Principal Financial Officer   November 22, 2022
Josh Hunter        
         

 

*By: /s/ Garrett Paolella  

  Garrett Paolella

 

* Attorney-in-Fact – Signed pursuant to a Power of Attorney dated February 1, 2022 for Ms. Sharon Cheever, Mr. John Jacobs, and Mr. Robert Sherry, and a Power of Attorney dated May 20, 2022 for Mr. Richard Keary, and filed with Registrant’s registration statement on Form N-1A dated May 24, 2022 and herein incorporated by reference..