The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,836 | 16,970 | SH | SOLE | NONE | 16,970 | 0 | 0 | |
ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | 472 | 11,825 | SH | SOLE | NONE | 11,825 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 1,824 | 15,875 | SH | SOLE | NONE | 15,875 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,115 | 24,665 | SH | SOLE | NONE | 24,665 | 0 | 0 | |
ALPHABET INC C | CAP STK CL C | 02079K107 | 3,444 | 1,665 | SH | SOLE | NONE | 1,665 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 306 | 99 | SH | SOLE | NONE | 99 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 964 | 18,140 | SH | SOLE | NONE | 18,140 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,158 | 4,658 | SH | SOLE | NONE | 4,658 | 0 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 229 | 16,721 | SH | SOLE | NONE | 16,721 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,864 | 15,260 | SH | SOLE | NONE | 15,260 | 0 | 0 | |
ATT INC | COM | 00206R102 | 1,562 | 51,628 | SH | SOLE | NONE | 51,628 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 960 | 20,310 | SH | SOLE | NONE | 20,310 | 0 | 0 | |
CANON INC | SPONSORED ADR | 138006309 | 1,261 | 55,420 | SH | SOLE | NONE | 55,420 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 739 | 12,178 | SH | SOLE | NONE | 12,178 | 0 | 0 | |
CBOE GLOBAL MKTS INC | COM | 12503M108 | 1,078 | 10,925 | SH | SOLE | NONE | 10,925 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 461 | 8,534 | SH | SOLE | NONE | 8,534 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 402 | 1,667 | SH | SOLE | NONE | 1,667 | 0 | 0 | |
CNA FINL CORP | COM | 126117100 | 1,267 | 28,405 | SH | SOLE | NONE | 28,405 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 854 | 10,939 | SH | SOLE | NONE | 10,939 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,484 | 27,440 | SH | SOLE | NONE | 27,440 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 2,430 | 32,302 | SH | SOLE | NONE | 32,302 | 0 | 0 | |
DISCOVERY INC COM SER A | COM SER A | 25470F104 | 558 | 12,860 | SH | SOLE | NONE | 12,860 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 308 | 2,230 | SH | SOLE | NONE | 2,230 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 285 | 3,345 | SH | SOLE | NONE | 3,345 | 0 | 0 | |
EXPEDITORS INTL WASH INC | COM | 302130109 | 1,060 | 9,850 | SH | SOLE | NONE | 9,850 | 0 | 0 | |
FIRST AMERN FINL CORP | COM | 31847R102 | 388 | 6,865 | SH | SOLE | NONE | 6,865 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 656 | 7,515 | SH | SOLE | NONE | 7,515 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 2,506 | 41,795 | SH | SOLE | NONE | 41,795 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 369 | 37,260 | SH | SOLE | NONE | 37,260 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,099 | 30,804 | SH | SOLE | NONE | 30,804 | 0 | 0 | |
GRACE W R CO DEL NEW | COM | 38388F108 | 337 | 5,645 | SH | SOLE | NONE | 5,645 | 0 | 0 | |
HONDA MOTOR LTD | AMERN SHS | 438128308 | 1,749 | 57,934 | SH | SOLE | NONE | 57,934 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 320 | 14,940 | SH | SOLE | NONE | 14,940 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,563 | 190,345 | SH | SOLE | NONE | 190,345 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3,772 | 58,948 | SH | SOLE | NONE | 58,948 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 894 | 16,550 | SH | SOLE | NONE | 16,550 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 413 | 1,297 | SH | SOLE | NONE | 1,297 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 1,090 | 29,475 | SH | SOLE | NONE | 29,475 | 0 | 0 | |
ISHARES INC | MSCI EURZONE ETF | 464286608 | 1,024 | 22,065 | SH | SOLE | NONE | 22,065 | 0 | 0 | |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 1,284 | 18,752 | SH | SOLE | NONE | 18,752 | 0 | 0 | |
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 2,758 | 50,456 | SH | SOLE | NONE | 50,456 | 0 | 0 | |
ISHARES TR | EAFE SML CP ETF | 464288273 | 2,845 | 39,609 | SH | SOLE | NONE | 39,609 | 0 | 0 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 288 | 3,340 | SH | SOLE | NONE | 3,340 | 0 | 0 | |
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 1,667 | 28,155 | SH | SOLE | NONE | 28,155 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 339 | 4,469 | SH | SOLE | NONE | 4,469 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 403 | 1,826 | SH | SOLE | NONE | 1,826 | 0 | 0 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 950 | 10,834 | SH | SOLE | NONE | 10,834 | 0 | 0 | |
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 799 | 85,931 | SH | SOLE | NONE | 85,931 | 0 | 0 | |
JOHNSON JOHNSON | COM | 478160104 | 1,201 | 7,313 | SH | SOLE | NONE | 7,313 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 432 | 25,965 | SH | SOLE | NONE | 25,965 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 389 | 6,413 | SH | SOLE | NONE | 6,413 | 0 | 0 | |
LCI INDS | COM | 50189K103 | 755 | 5,710 | SH | SOLE | NONE | 5,710 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 2,129 | 10,920 | SH | SOLE | NONE | 10,920 | 0 | 0 | |
MEXICO FD INC | COM | 592835102 | 630 | 44,590 | SH | SOLE | NONE | 44,590 | 0 | 0 | |
MURPHY OIL CORP | COM | 626717102 | 333 | 20,300 | SH | SOLE | NONE | 20,300 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 224 | 3,090 | SH | SOLE | NONE | 3,090 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 950 | 48,086 | SH | SOLE | NONE | 48,086 | 0 | 0 | |
NEW IRELAND FD INC | COM | 645673104 | 877 | 77,773 | SH | SOLE | NONE | 77,773 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 214 | 8,000 | SH | SOLE | NONE | 8,000 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 794 | 5,655 | SH | SOLE | NONE | 5,655 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 109 | 27,732 | SH | SOLE | NONE | 27,732 | 0 | 0 | |
OLD REP INTL CORP | COM | 680223104 | 1,052 | 48,170 | SH | SOLE | NONE | 48,170 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 761 | 10,265 | SH | SOLE | NONE | 10,265 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,907 | 27,187 | SH | SOLE | NONE | 27,187 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 826 | 8,430 | SH | SOLE | NONE | 8,430 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 240 | 13,450 | SH | SOLE | NONE | 13,450 | 0 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 5,767 | 56,592 | SH | SOLE | NONE | 56,592 | 0 | 0 | |
POPULAR INC | COM NEW | 733174700 | 450 | 6,405 | SH | SOLE | NONE | 6,405 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 424 | 5,465 | SH | SOLE | NONE | 5,465 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 540 | 14,680 | SH | SOLE | NONE | 14,680 | 0 | 0 | |
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 446 | 22,175 | SH | SOLE | NONE | 22,175 | 0 | 0 | |
SCHNITZER STEEL INDS INC | CL A | 806882106 | 288 | 6,910 | SH | SOLE | NONE | 6,910 | 0 | 0 | |
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 212 | 3,481 | SH | SOLE | NONE | 3,481 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 440 | 2,620 | SH | SOLE | NONE | 2,620 | 0 | 0 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 1,039 | 170,650 | SH | SOLE | NONE | 170,650 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 469 | 26,125 | SH | SOLE | NONE | 26,125 | 0 | 0 | |
SPDR SP 500 ETF TR | TR UNIT | 78462F103 | 1,479 | 3,733 | SH | SOLE | NONE | 3,733 | 0 | 0 | |
SPDR SER | BLMBRG BRC CNVRT | 78464A359 | 3,079 | 36,949 | SH | SOLE | NONE | 36,949 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 729 | 6,680 | SH | SOLE | NONE | 6,680 | 0 | 0 | |
SYNNEX CORP | COM | 87162W100 | 356 | 3,105 | SH | SOLE | NONE | 3,105 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 306 | 10,846 | SH | SOLE | NONE | 10,846 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,769 | 14,962 | SH | SOLE | NONE | 14,962 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 581 | 12,705 | SH | SOLE | NONE | 12,705 | 0 | 0 | |
TELEFONICA S A | SPONSORED ADR | 879382208 | 76 | 16,790 | SH | SOLE | NONE | 16,790 | 0 | 0 | |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 213 | 9,065 | SH | SOLE | NONE | 9,065 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 1,680 | 25,765 | SH | SOLE | NONE | 25,765 | 0 | 0 | |
TOTAL SE | SPONSORED ADS | 89151E109 | 1,353 | 29,085 | SH | SOLE | NONE | 29,085 | 0 | 0 | |
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 1,070 | 6,857 | SH | SOLE | NONE | 6,857 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 608 | 3,640 | SH | SOLE | NONE | 3,640 | 0 | 0 | |
UNIVAR SOLUTIONS USA INC | COM | 91336L107 | 577 | 26,805 | SH | SOLE | NONE | 26,805 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 2,584 | 31,451 | SH | SOLE | NONE | 31,451 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,941 | 50,577 | SH | SOLE | NONE | 50,577 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 285 | 6,327 | SH | SOLE | NONE | 6,327 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 1,051 | 57,060 | SH | SOLE | NONE | 57,060 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 751 | 13,683 | SH | SOLE | NONE | 13,683 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 256 | 3,845 | SH | SOLE | NONE | 3,845 | 0 | 0 | |
WP CAREY INC | COM | 92936U109 | 787 | 11,130 | SH | SOLE | NONE | 11,130 | 0 | 0 |