Managing Member and Chief Compliance Officer

0001085146-23-003717.txt : 20231013 0001085146-23-003717.hdr.sgml : 20231013 20231013102645 ACCESSION NUMBER: 0001085146-23-003717 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 EFFECTIVENESS DATE: 20231013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thrive Wealth Management, LLC CENTRAL INDEX KEY: 0001847610 IRS NUMBER: 463304246 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21995 FILM NUMBER: 231324148 BUSINESS ADDRESS: STREET 1: 1000 MADISON AVENUE STREET 2: SUITE 208 CITY: AUDUBON STATE: PA ZIP: 19403 BUSINESS PHONE: 215-376-5530 MAIL ADDRESS: STREET 1: 1000 MADISON AVENUE STREET 2: SUITE 208 CITY: AUDUBON STATE: PA ZIP: 19403 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001847610 XXXXXXXX 09-30-2023 09-30-2023 false Thrive Wealth Management, LLC

1000 MADISON AVENUE SUITE 208 AUDUBON PA 19403

13F HOLDINGS REPORT 028-21995 000168777 801-108388 N Michael Ptaszenski Managing Member and Chief Compliance Officer 215-376-5530 /s/Michael Ptaszenski Audubon PA 10-13-2023 0 169 375920092 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 325917 3365 SH SOLE 0 0 3365 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 911590 6116 SH SOLE 0 0 6116 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 254901 830 SH SOLE 0 0 830 ADOBE INC COM 00724F101 BBG001S5NCQ5 781167 1532 SH SOLE 0 0 1532 AIR PRODS & CHEMS INC COM 009158106 BBG001S5NSB6 565048 1994 SH SOLE 0 0 1994 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1399155 10692 SH SOLE 0 0 10692 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2644407 20056 SH SOLE 0 0 20056 AMAZON COM INC COM 023135106 BBG001S5PQL7 2985773 23488 SH SOLE 0 0 23488 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 227083 1522 SH SOLE 0 0 1522 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 412531 2509 SH SOLE 0 0 2509 AMGEN INC COM 031162100 BBG001S5NNL6 627668 2335 SH SOLE 0 0 2335 AMPHENOL CORP NEW CL A 032095101 BBG001S5NSK6 875852 10428 SH SOLE 0 0 10428 ANSYS INC COM 03662Q105 BBG001S926L8 216616 728 SH SOLE 0 0 728 APPLE INC COM 037833100 BBG001S5N8V8 7499291 43802 SH SOLE 0 0 43802 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 260098 1879 SH SOLE 0 0 1879 ASTRAZENECA PLC SPONSORED ADR 046353108 BBG001SB80N8 261824 3866 SH SOLE 0 0 3866 AT&T INC COM 00206R102 BBG001S5VWH2 408562 27201 SH SOLE 0 0 27201 AURORA CANNABIS INC COM 05156X884 BBG001SV77D1 32176 55002 SH SOLE 0 0 55002 AUTOMATIC DATA PROCESSING IN COM 053015103 BBG001S82KF6 281962 1172 SH SOLE 0 0 1172 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 258723 9449 SH SOLE 0 0 9449 BENTLEY SYS INC COM CL B 08265T208 BBG001SBWGV7 374645 7469 SH SOLE 0 0 7469 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 2201986 6286 SH SOLE 0 0 6286 BLACKROCK INC COM 09247X101 BBG001SDBP55 211402 327 SH SOLE 0 0 327 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 327320 5640 SH SOLE 0 0 5640 BROADCOM INC COM 11135F101 BBG00KHY5SY8 459312 553 SH SOLE 0 0 553 CATERPILLAR INC COM 149123101 BBG001S5PJ06 478000 1751 SH SOLE 0 0 1751 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 1513777 8977 SH SOLE 0 0 8977 CISCO SYS INC COM 17275R102 BBG001S6HC62 1075272 20001 SH SOLE 0 0 20001 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 338211 8223 SH SOLE 0 0 8223 COCA COLA CO COM 191216100 BBG001S5SMQ8 937388 16745 SH SOLE 0 0 16745 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 649336 14644 SH SOLE 0 0 14644 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 442418 3693 SH SOLE 0 0 3693 COOPER COS INC COM NEW 216648402 BBG001S5Q1H6 246823 776 SH SOLE 0 0 776 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 306014 542 SH SOLE 0 0 542 CYBIN INC COM 23256X100 BBG00HZ0NJ24 28164 53000 SH SOLE 0 0 53000 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 1363647 5496 SH SOLE 0 0 5496 DISNEY WALT CO COM 254687106 BBG001S5QHF3 255028 3147 SH SOLE 0 0 3147 DOLLAR GEN CORP NEW COM 256677105 BBG001T5BM30 214371 2026 SH SOLE 0 0 2026 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 820466 9296 SH SOLE 0 0 9296 EATON CORP PLC SHS G29183103 BBG001S5QZ45 258709 1213 SH SOLE 0 0 1213 ECOLAB INC COM 278865100 BBG001S5QRB5 735113 4340 SH SOLE 0 0 4340 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 336270 772 SH SOLE 0 0 772 ELI LILLY & CO COM 532457108 BBG001S5STL8 670788 1249 SH SOLE 0 0 1249 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 209413 2169 SH SOLE 0 0 2169 ENBRIDGE INC COM 29250N105 BBG001S6Q6D7 381917 11507 SH SOLE 0 0 11507 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 BBG001SDHNW4 645863 46034 SH SOLE 0 0 46034 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 1535572 13060 SH SOLE 0 0 13060 FISERV INC COM 337738108 BBG001S5R6Q4 705209 6243 SH SOLE 0 0 6243 FORTINET INC COM 34959E109 BBG001S77BL6 761784 12982 SH SOLE 0 0 12982 GARTNER INC COM 366651107 BBG001S5SD60 678286 1974 SH SOLE 0 0 1974 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 532043 2408 SH SOLE 0 0 2408 GENERAL MLS INC COM 370334104 BBG001S5RKR2 322248 5036 SH SOLE 0 0 5036 GILEAD SCIENCES INC COM 375558103 BBG001S6Y1X7 538127 7181 SH SOLE 0 0 7181 GSK PLC SPONSORED ADR 37733W204 BBG001SD6SM6 396974 10951 SH SOLE 0 0 10951 HALEON PLC SPON ADS 405552100 BBG018GZNDB0 93329 11204 SH SOLE 0 0 11204 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 BBG00JGMYXN7 765249 20790 SH SOLE 0 0 20790 HASBRO INC COM 418056107 BBG001S5RSQ6 423891 6409 SH SOLE 0 0 6409 HOME DEPOT INC COM 437076102 BBG001S5RTW7 987116 3267 SH SOLE 0 0 3267 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 334669 1812 SH SOLE 0 0 1812 INTEL CORP COM 458140100 BBG001S5SF65 388241 10921 SH SOLE 0 0 10921 INTERCONTINENTAL EXCHANGE IN COM 45866F104 BBG001SDJ4R0 615808 5597 SH SOLE 0 0 5597 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 1016689 7247 SH SOLE 0 0 7247 INTUIT COM 461202103 BBG001S6TWR2 1179724 2309 SH SOLE 0 0 2309 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 218341 747 SH SOLE 0 0 747 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 BBG001SR8G30 294898 2509 SH SOLE 0 0 2509 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 236227 659 SH SOLE 0 0 659 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 2224638 46746 SH SOLE 0 0 46746 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 1250107 5013 SH SOLE 0 0 5013 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1346879 14278 SH SOLE 0 0 14278 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 392207 4164 SH SOLE 0 0 4164 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 2623546 6109 SH SOLE 0 0 6109 ISHARES TR INTL EQTY FACTOR 46434V274 BBG008LPBS09 9331456 360985 SH SOLE 0 0 360985 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 1923488 27909 SH SOLE 0 0 27909 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 532628 14035 SH SOLE 0 0 14035 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 3152576 93799 SH SOLE 0 0 93799 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 1468655 11144 SH SOLE 0 0 11144 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 356353 1517 SH SOLE 0 0 1517 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 1155807 4345 SH SOLE 0 0 4345 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 854474 5628 SH SOLE 0 0 5628 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 579676 3280 SH SOLE 0 0 3280 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 546659 7990 SH SOLE 0 0 7990 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 1326254 8621 SH SOLE 0 0 8621 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 306538 2848 SH SOLE 0 0 2848 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 2895308 18589 SH SOLE 0 0 18589 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 1079194 7442 SH SOLE 0 0 7442 LENNOX INTL INC COM 526107107 BBG001S5SST2 254582 680 SH SOLE 0 0 680 LINDE PLC SHS G54950103 BBG01FND0CH6 1004228 2697 SH SOLE 0 0 2697 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 1507431 3686 SH SOLE 0 0 3686 LOWES COS INC COM 548661107 BBG001S5SVL3 239666 1153 SH SOLE 0 0 1153 LPL FINL HLDGS INC COM 50212V100 BBG001T5GK39 260464 1096 SH SOLE 0 0 1096 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 BBG001T8LMY9 325105 3433 SH SOLE 0 0 3433 MARSH & MCLENNAN COS INC COM 571748102 BBG001S5T7M4 626485 3292 SH SOLE 0 0 3292 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 1586250 4007 SH SOLE 0 0 4007 MCDONALDS CORP COM 580135101 BBG001S5T110 1211590 4599 SH SOLE 0 0 4599 MCKESSON CORP COM 58155Q103 BBG001S8F8P8 373140 858 SH SOLE 0 0 858 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 262428 3349 SH SOLE 0 0 3349 MERCK & CO INC COM 58933Y105 BBG001S5TC52 2087080 20273 SH SOLE 0 0 20273 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 795857 2651 SH SOLE 0 0 2651 MICROSOFT CORP COM 594918104 BBG001S5TD05 5726913 18137 SH SOLE 0 0 18137 MODEL N INC COM 607525102 BBG001SQGHS4 967197 39623 SH SOLE 0 0 39623 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 314888 4537 SH SOLE 0 0 4537 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 201737 2470 SH SOLE 0 0 2470 NETFLIX INC COM 64110L106 BBG001SF6L46 241238 639 SH SOLE 0 0 639 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 322139 5623 SH SOLE 0 0 5623 NORDSON CORP COM 655663102 BBG001S5TKK7 280808 1258 SH SOLE 0 0 1258 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 1388918 3193 SH SOLE 0 0 3193 OMNIAB INC COM 68218J103 BBG011J3QM48 73340 14131 SH SOLE 0 0 14131 ORACLE CORP COM 68389X105 BBG001S5SJG6 716639 6766 SH SOLE 0 0 6766 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 201278 3443 SH SOLE 0 0 3443 PEMBINA PIPELINE CORP COM 706327103 BBG001SB0CJ5 876850 29170 SH SOLE 0 0 29170 PEPSICO INC COM 713448108 BBG001S695T1 830188 4900 SH SOLE 0 0 4900 PFIZER INC COM 717081103 BBG001S5V466 1610109 48541 SH SOLE 0 0 48541 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 785614 8486 SH SOLE 0 0 8486 PHILLIPS 66 COM 718546104 BBG00286S4P7 687442 5722 SH SOLE 0 0 5722 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 562086 4578 SH SOLE 0 0 4578 POOL CORP COM 73278L105 BBG001S5VBK4 263858 741 SH SOLE 0 0 741 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 2422456 16608 SH SOLE 0 0 16608 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 313787 51866 SH SOLE 0 0 51866 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 420827 4435 SH SOLE 0 0 4435 QUALCOMM INC COM 747525103 BBG001S6VS70 234147 2108 SH SOLE 0 0 2108 RIO TINTO PLC SPONSORED ADR 767204100 BBG001SB0LX9 363066 5705 SH SOLE 0 0 5705 ROBLOX CORP CL A 771049103 BBG001V1Y6Z1 204400 7058 SH SOLE 0 0 7058 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 307605 4274 SH SOLE 0 0 4274 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 935688 2561 SH SOLE 0 0 2561 SALESFORCE INC COM 79466L302 BBG001SDLP09 1658943 8181 SH SOLE 0 0 8181 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 BBG001T5XQY3 3422747 100788 SH SOLE 0 0 100788 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 843382 16918 SH SOLE 0 0 16918 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 873161 12340 SH SOLE 0 0 12340 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 89804434 1234934 SH SOLE 0 0 1234934 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 BBG001T66WQ7 3477830 53953 SH SOLE 0 0 53953 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 545940 10789 SH SOLE 0 0 10789 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 235252 5680 SH SOLE 0 0 5680 SEI INVTS CO COM 784117103 BBG001S5VZJ3 6259399 103925 SH SOLE 0 0 103925 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 BBG009T22D67 247300 1513 SH SOLE 0 0 1513 SOUTHERN CO COM 842587107 BBG001S5W777 541138 8361 SH SOLE 0 0 8361 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 15126533 35385 SH SOLE 0 0 35385 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 471588 5136 SH SOLE 0 0 5136 SPDR SER TR NUVEEN BLOOMBERG 78464A284 BBG001V11QG4 1492298 62649 SH SOLE 0 0 62649 SPDR SER TR S&P DIVID ETF 78464A763 BBG001SPTBP8 242067 2105 SH SOLE 0 0 2105 TERADYNE INC COM 880770102 BBG001S5WMZ3 242830 2417 SH SOLE 0 0 2417 TESLA INC COM 88160R101 BBG001SQKGD7 1459762 5834 SH SOLE 0 0 5834 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 299478 1047 SH SOLE 0 0 1047 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 1478415 2921 SH SOLE 0 0 2921 TJX COS INC NEW COM 872540109 BBG001S5WQ93 972892 10946 SH SOLE 0 0 10946 UNION PAC CORP COM 907818108 BBG001S5X2M0 813724 3996 SH SOLE 0 0 3996 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 705688 4527 SH SOLE 0 0 4527 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 817038 1620 SH SOLE 0 0 1620 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 355486 10753 SH SOLE 0 0 10753 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 9161830 33645 SH SOLE 0 0 33645 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 7287499 18557 SH SOLE 0 0 18557 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 319897 2006 SH SOLE 0 0 2006 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 622604 3293 SH SOLE 0 0 3293 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 366192 1710 SH SOLE 0 0 1710 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 313781 1477 SH SOLE 0 0 1477 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 90394808 655367 SH SOLE 0 0 655367 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 5065213 129182 SH SOLE 0 0 129182 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 7103678 36493 SH SOLE 0 0 36493 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 651846 4195 SH SOLE 0 0 4195 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 1299188 29716 SH SOLE 0 0 29716 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 641189 6206 SH SOLE 0 0 6206 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 873689 3698 SH SOLE 0 0 3698 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 702233 21667 SH SOLE 0 0 21667 VISA INC COM CL A 92826C839 BBG001SRCFY3 2220880 9656 SH SOLE 0 0 9656 WALMART INC COM 931142103 BBG001S5XH92 324778 2031 SH SOLE 0 0 2031 WATSCO INC COM 942622200 BBG001S82CQ2 205857 545 SH SOLE 0 0 545 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 224516 5495 SH SOLE 0 0 5495 WISDOMTREE TR US QTLY DIV GRT 97717X669 BBG004LMH3Z6 370274 5832 SH SOLE 0 0 5832 XYLEM INC COM 98419M100 BBG001V05C73 517098 5681 SH SOLE 0 0 5681 ZOETIS INC CL A 98978V103 BBG0039320P7 995328 5721 SH SOLE 0 0 5721