Managing Member and Chief Compliance Officer

0001085146-22-003564.txt : 20221024 0001085146-22-003564.hdr.sgml : 20221024 20221024154256 ACCESSION NUMBER: 0001085146-22-003564 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221024 DATE AS OF CHANGE: 20221024 EFFECTIVENESS DATE: 20221024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thrive Wealth Management, LLC CENTRAL INDEX KEY: 0001847610 IRS NUMBER: 463304246 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21995 FILM NUMBER: 221326017 BUSINESS ADDRESS: STREET 1: 2650 AUDUBON ROAD CITY: AUDUBON STATE: PA ZIP: 19403 BUSINESS PHONE: 215-376-5530 MAIL ADDRESS: STREET 1: 2650 AUDUBON ROAD CITY: AUDUBON STATE: PA ZIP: 19403 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001847610 XXXXXXXX 09-30-2022 09-30-2022 false Thrive Wealth Management, LLC

2650 AUDUBON ROAD AUDUBON PA 19403

13F HOLDINGS REPORT 028-21995 N Michael Ptaszenski Managing Member and Chief Compliance Officer 215-376-5530 /s/Michael Ptaszenski Audubon PA 10-24-2022 0 147 285483 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 290 2998 SH SOLE 0 0 2998 ABBVIE INC COM 00287Y109 469 3497 SH SOLE 0 0 3497 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 220 856 SH SOLE 0 0 856 ADOBE SYSTEMS INCORPORATED COM 00724F101 350 1273 SH SOLE 0 0 1273 AIR PRODS & CHEMS INC COM 009158106 450 1934 SH SOLE 0 0 1934 ALPHABET INC CAP STK CL A 02079K305 853 8921 SH SOLE 0 0 8921 ALPHABET INC CAP STK CL C 02079K107 1438 14957 SH SOLE 0 0 14957 AMAZON COM INC COM 023135106 1297 11480 SH SOLE 0 0 11480 AMERICAN TOWER CORP NEW COM 03027X100 665 3099 SH SOLE 0 0 3099 AMGEN INC COM 031162100 322 1429 SH SOLE 0 0 1429 AMPHENOL CORP NEW CL A 032095101 624 9316 SH SOLE 0 0 9316 AMTD IDEA GROUP SPONSORED ADS 00180G106 28 23880 SH SOLE 0 0 23880 APPLE INC COM 037833100 6545 47359 SH SOLE 0 0 47359 AT&T INC COM 00206R102 343 22371 SH SOLE 0 0 22371 BERKLEY W R CORP COM 084423102 222 3441 SH SOLE 0 0 3441 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1339 5013 SH SOLE 0 0 5013 BGC PARTNERS INC CL A 05541T101 282 89900 SH SOLE 0 0 89900 BK OF AMERICA CORP COM 060505104 314 10398 SH SOLE 0 0 10398 BRISTOL-MYERS SQUIBB CO COM 110122108 375 5278 SH SOLE 0 0 5278 CEDAR FAIR L P DEPOSITRY UNIT 150185106 209 5068 SH SOLE 0 0 5068 CHEVRON CORP NEW COM 166764100 1079 7508 SH SOLE 0 0 7508 CIGNA CORP NEW COM 125523100 230 828 SH SOLE 0 0 828 CISCO SYS INC COM 17275R102 626 15643 SH SOLE 0 0 15643 CITIGROUP INC COM NEW 172967424 239 5734 SH SOLE 0 0 5734 COCA COLA CO COM 191216100 695 12401 SH SOLE 0 0 12401 COMCAST CORP NEW CL A 20030N101 288 9835 SH SOLE 0 0 9835 CONOCOPHILLIPS COM 20825C104 339 3313 SH SOLE 0 0 3313 COSTCO WHSL CORP NEW COM 22160K105 241 511 SH SOLE 0 0 511 CROWN CASTLE INC COM 22822V101 355 2457 SH SOLE 0 0 2457 DANAHER CORPORATION COM 235851102 1230 4763 SH SOLE 0 0 4763 DISNEY WALT CO COM 254687106 295 3132 SH SOLE 0 0 3132 DOLLAR GEN CORP NEW COM 256677105 654 2728 SH SOLE 0 0 2728 DUKE ENERGY CORP NEW COM NEW 26441C204 702 7542 SH SOLE 0 0 7542 ECOLAB INC COM 278865100 532 3686 SH SOLE 0 0 3686 ELEVANCE HEALTH INC COM 036752103 331 730 SH SOLE 0 0 730 EMERSON ELEC CO COM 291011104 345 4709 SH SOLE 0 0 4709 ENBRIDGE INC COM 29250N105 460 12389 SH SOLE 0 0 12389 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 508 46034 SH SOLE 0 0 46034 EXXON MOBIL CORP COM 30231G102 855 9797 SH SOLE 0 0 9797 FIRST HORIZON CORPORATION COM 320517105 418 18242 SH SOLE 0 0 18242 FISERV INC COM 337738108 557 5956 SH SOLE 0 0 5956 FORTINET INC COM 34959E109 694 14120 SH SOLE 0 0 14120 GARTNER INC COM 366651107 504 1823 SH SOLE 0 0 1823 GENERAL DYNAMICS CORP COM 369550108 386 1821 SH SOLE 0 0 1821 GENERAL MLS INC COM 370334104 395 5152 SH SOLE 0 0 5152 GILEAD SCIENCES INC COM 375558103 376 6093 SH SOLE 0 0 6093 GSK PLC SPONSORED ADR 37733W204 303 10294 SH SOLE 0 0 10294 HALEON PLC SPON ADS 405552100 79 12930 SH SOLE 0 0 12930 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 353 9689 SH SOLE 0 0 9689 HOME DEPOT INC COM 437076102 706 2559 SH SOLE 0 0 2559 HONEYWELL INTL INC COM 438516106 244 1458 SH SOLE 0 0 1458 HP INC COM 40434L105 244 9807 SH SOLE 0 0 9807 INTEL CORP COM 458140100 206 7993 SH SOLE 0 0 7993 INTERCONTINENTAL EXCHANGE IN COM 45866F104 449 4967 SH SOLE 0 0 4967 INTERNATIONAL BUSINESS MACHS COM 459200101 751 6321 SH SOLE 0 0 6321 INTUIT COM 461202103 431 1112 SH SOLE 0 0 1112 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 215 2006 SH SOLE 0 0 2006 INVESCO QQQ TR UNIT SER 1 46090E103 1505 5633 SH SOLE 0 0 5633 ISHARES INC CORE MSCI EMKT 46434G103 2860 66543 SH SOLE 0 0 66543 ISHARES TR 20 YR TR BD ETF 464287432 37 34000 SH Call SOLE 0 0 34000 ISHARES TR CORE S&P MCP ETF 464287507 695 3169 SH SOLE 0 0 3169 ISHARES TR CORE S&P SCP ETF 464287804 213 2440 SH SOLE 0 0 2440 ISHARES TR CORE S&P500 ETF 464287200 1392 3882 SH SOLE 0 0 3882 ISHARES TR CORE TOTAL USD 46434V613 1029 23134 SH SOLE 0 0 23134 ISHARES TR CORE US AGGBD ET 464287226 763 7923 SH SOLE 0 0 7923 ISHARES TR MSCI ACWI EX US 464288240 221 5522 SH SOLE 0 0 5522 ISHARES TR MSCI EAFE ETF 464287465 2327 41544 SH SOLE 0 0 41544 ISHARES TR MSCI EMG MKT ETF 464287234 813 23308 SH SOLE 0 0 23308 ISHARES TR MSCI INTL QUALTY 46434V456 2452 88277 SH SOLE 0 0 88277 ISHARES TR MSCI USA QLT FCT 46432F339 25098 241470 SH SOLE 0 0 241470 ISHARES TR NATIONAL MUN ETF 464288414 6450 62878 SH SOLE 0 0 62878 ISHARES TR RUS 1000 GRW ETF 464287614 1101 5231 SH SOLE 0 0 5231 ISHARES TR RUS 1000 VAL ETF 464287598 705 5185 SH SOLE 0 0 5185 ISHARES TR RUS 2000 GRW ETF 464287648 220 1063 SH SOLE 0 0 1063 ISHARES TR RUSSELL 2000 ETF 464287655 577 3501 SH SOLE 0 0 3501 ISHARES TR S&P 500 VAL ETF 464287408 1103 8584 SH SOLE 0 0 8584 ISHARES TR SELECT DIVID ETF 464287168 411 3835 SH SOLE 0 0 3835 JOHNSON & JOHNSON COM 478160104 2789 17074 SH SOLE 0 0 17074 JPMORGAN CHASE & CO COM 46625H100 608 5821 SH SOLE 0 0 5821 LILLY ELI & CO COM 532457108 363 1124 SH SOLE 0 0 1124 LINCOLN NATL CORP IND COM 534187109 2120 48284 SH SOLE 0 0 48284 LINDE PLC SHS G5494J103 630 2336 SH SOLE 0 0 2336 LOCKHEED MARTIN CORP COM 539830109 1585 4103 SH SOLE 0 0 4103 LPL FINL HLDGS INC COM 50212V100 293 1341 SH SOLE 0 0 1341 MANHATTAN BRDG CAP INC COM 562803106 173 30586 SH SOLE 0 0 30586 MARSH & MCLENNAN COS INC COM 571748102 570 3818 SH SOLE 0 0 3818 MASTERCARD INCORPORATED CL A 57636Q104 848 2983 SH SOLE 0 0 2983 MCDONALDS CORP COM 580135101 719 3118 SH SOLE 0 0 3118 MERCK & CO INC COM 58933Y105 1785 20729 SH SOLE 0 0 20729 META PLATFORMS INC CL A 30303M102 555 4093 SH SOLE 0 0 4093 MICROSOFT CORP COM 594918104 3123 13408 SH SOLE 0 0 13408 MODEL N INC COM 607525102 979 28615 SH SOLE 0 0 28615 NEXTERA ENERGY INC COM 65339F101 446 5690 SH SOLE 0 0 5690 NORDSON CORP COM 655663102 238 1121 SH SOLE 0 0 1121 NVIDIA CORPORATION COM 67066G104 317 2613 SH SOLE 0 0 2613 ORACLE CORP COM 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LCAP VA ETF 808524409 4393 75081 SH SOLE 0 0 75081 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 389 9191 SH SOLE 0 0 9191 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 895 23669 SH SOLE 0 0 23669 SEI INVTS CO COM 784117103 4695 95723 SH SOLE 0 0 95723 SORRENTO THERAPEUTICS INC COM NEW 83587F202 17 11146 SH SOLE 0 0 11146 SOUTHERN CO COM 842587107 315 4637 SH SOLE 0 0 4637 SPDR S&P 500 ETF TR TR UNIT 78462F103 6154 17229 SH SOLE 0 0 17229 SPDR SER TR NUVEEN BLOOMBERG 78464A284 2481 51767 SH SOLE 0 0 51767 SPDR SER TR S&P DIVID ETF 78464A763 204 1825 SH SOLE 0 0 1825 TESLA INC COM 88160R101 1008 3801 SH SOLE 0 0 3801 THERMO FISHER SCIENTIFIC INC COM 883556102 1258 2480 SH SOLE 0 0 2480 TJX COS INC NEW COM 872540109 720 11594 SH SOLE 0 0 11594 TRUIST FINL CORP COM 89832Q109 219 5029 SH SOLE 0 0 5029 UNION PAC CORP COM 907818108 581 2981 SH SOLE 0 0 2981 UNITED PARCEL SERVICE INC CL B 911312106 598 3700 SH SOLE 0 0 3700 UNITEDHEALTH GROUP INC COM 91324P102 606 1199 SH SOLE 0 0 1199 US BANCORP DEL COM NEW 902973304 432 10710 SH SOLE 0 0 10710 VANGUARD INDEX FDS GROWTH ETF 922908736 5117 23915 SH SOLE 0 0 23915 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2680 8165 SH SOLE 0 0 8165 VANGUARD INDEX FDS SM CP VAL ETF 922908611 213 1487 SH SOLE 0 0 1487 VANGUARD INDEX FDS SMALL CP ETF 922908751 2674 15643 SH SOLE 0 0 15643 VANGUARD INDEX FDS SML CP GRW ETF 922908595 325 1664 SH SOLE 0 0 1664 VANGUARD INDEX FDS TOTAL STK MKT 922908769 618 3441 SH SOLE 0 0 3441 VANGUARD INDEX FDS VALUE ETF 922908744 60211 487621 SH SOLE 0 0 487621 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2670 73162 SH SOLE 0 0 73162 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 6785 41529 SH SOLE 0 0 41529 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 391 2894 SH SOLE 0 0 2894 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 735 20228 SH SOLE 0 0 20228 VERISK ANALYTICS INC COM 92345Y106 631 3701 SH SOLE 0 0 3701 VERIZON COMMUNICATIONS INC COM 92343V104 469 12359 SH SOLE 0 0 12359 VISA INC COM CL A 92826C839 1395 7850 SH SOLE 0 0 7850 WESTERN ASSET EMERGING MKTS COM 95766A101 159 19961 SH SOLE 0 0 19961 WISDOMTREE TR US QTLY DIV GRT 97717X669 336 6235 SH SOLE 0 0 6235 WP CAREY INC COM 92936U109 278 3979 SH SOLE 0 0 3979 XYLEM INC COM 98419M100 467 5341 SH SOLE 0 0 5341 ZOETIS INC CL A 98978V103 634 4277 SH SOLE 0 0 4277