CHIEF COMPLIANCE OFFICER

0001951757-23-000235.txt : 20230502 0001951757-23-000235.hdr.sgml : 20230502 20230502130050 ACCESSION NUMBER: 0001951757-23-000235 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 EFFECTIVENESS DATE: 20230502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Rock Advisors, LLC CENTRAL INDEX KEY: 0001846991 IRS NUMBER: 821105309 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21052 FILM NUMBER: 23877662 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: (203) 920-4774 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846991 XXXXXXXX 03-31-2023 03-31-2023 Round Rock Advisors, LLC

187 DANBURY ROAD SUITE 201 WILTON CT 06897

13F HOLDINGS REPORT 028-21052 N ERIKA MORRO CHIEF COMPLIANCE OFFICER (203) 920-4774 ERIKA MORRO WILTON CT 05-02-2023 0 142 260765535 false INFORMATION TABLE 2 F_13F_RoundRock_Q12023.xml AGNICO EAGLE MINES LTD COM 008474108 662610 13000 SH SOLE 0 0 13000 AMAZON COM INC COM 023135106 880341 8523 SH SOLE 0 0 8523 AMPHENOL CORP NEW CL A 032095101 809927 9911 SH SOLE 0 0 9911 APPLE INC COM 037833100 9296107 56374 SH SOLE 0 0 56374 ARISTA NETWORKS INC COM 040413106 506937 3020 SH SOLE 0 0 3020 BANCROFT FD LTD COM 059695106 424801 25003 SH SOLE 0 0 25003 BANK NEW YORK MELLON CORP COM 064058100 301949 6645 SH SOLE 0 0 6645 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 756795 2451 SH SOLE 0 0 2451 CHEVRON CORP NEW COM 166764100 613645 3761 SH SOLE 0 0 3761 COCA COLA CO COM 191216100 534016 8609 SH SOLE 0 0 8609 DEERE & CO COM 244199105 671756 1627 SH SOLE 0 0 1627 DISNEY WALT CO COM 254687106 227996 2277 SH SOLE 0 0 2277 EATON VANCE ENHANCED EQUITY COM 278277108 177202 10805 SH SOLE 0 0 10805 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ITT INC COM 45073V108 1788999 20730 SH SOLE 0 0 20730 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 8567697 59243 SH SOLE 0 0 59243 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 1689056 12795 SH SOLE 0 0 12795 ISHARES TR CORE HIGH DV ETF 46429B663 276770 2723 SH SOLE 0 0 2723 ISHARES TR MSCI EAFE MIN VL 46429B689 2146256 31726 SH SOLE 0 0 31726 ISHARES TR MSCI USA MIN VOL 46429B697 4239037 58277 SH SOLE 0 0 58277 ISHARES TR CORE MSCI EAFE 46432F842 648846 9706 SH SOLE 0 0 9706 ISHARES TR 0-5YR HI YL CP 46434V407 789118 18933 SH SOLE 0 0 18933 ISHARES TR CORE DIV GRWTH 46434V621 232880 4659 SH SOLE 0 0 4659 ISHARES TR BLACKROCK ULTRA 46434V878 370594 7375 SH SOLE 0 0 7375 ISHARES TR ESG AW MSCI EAFE 46435G516 218465 3041 SH SOLE 0 0 3041 ISHARES TR ESG AWARE MSCI 46435U663 555359 16339 SH SOLE 0 0 16339 JPMORGAN CHASE & CO COM 46625H100 1158085 8887 SH SOLE 0 0 8887 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2309898 42306 SH SOLE 0 0 42306 J P MORGAN EXCHANGE 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21885 REGENERON PHARMACEUTICALS COM 75886F107 295801 360 SH SOLE 0 0 360 SPDR S&P 500 ETF TR TR UNIT 78462F103 4116120 10054 SH SOLE 0 0 10054 SPDR SER TR S&P DIVID ETF 78464A763 643454 5201 SH SOLE 0 0 5201 SPDR SER TR S&P SEMICNDCTR 78464A862 1108884 5315 SH SOLE 0 0 5315 SPDR SER TR S&P BIOTECH 78464A870 521353 6841 SH SOLE 0 0 6841 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 860821 2588 SH SOLE 0 0 2588 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 620687 1354 SH SOLE 0 0 1354 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8222778 63516 SH SOLE 0 0 63516 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 220370 6854 SH SOLE 0 0 6854 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9639162 95267 SH SOLE 0 0 95267 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6105397 40430 SH SOLE 0 0 40430 TESLA INC COM 88160R101 1683953 8117 SH SOLE 0 0 8117 3M CO COM 88579Y101 618888 5888 SH SOLE 0 0 5888 VANECK ETF TRUST GOLD MINERS ETF 92189F106 297264 9189 SH SOLE 0 0 9189 VANECK ETF TRUST 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