Chief Compliance Officer

0001846991-22-000004.txt : 20221020 0001846991-22-000004.hdr.sgml : 20221020 20221020163347 ACCESSION NUMBER: 0001846991-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221020 DATE AS OF CHANGE: 20221020 EFFECTIVENESS DATE: 20221020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Rock Advisors, LLC CENTRAL INDEX KEY: 0001846991 IRS NUMBER: 821105309 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21052 FILM NUMBER: 221321498 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: (203) 920-4774 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846991 XXXXXXXX 09-30-2022 09-30-2022 Round Rock Advisors, LLC

187 DANBURY ROAD SUITE 201 WILTON CT 06897

13F HOLDINGS REPORT 028-21052 N BERT BOWLER Chief Compliance Officer (203) 920-4774 BERT BOWLER WILTON CT 10-20-2022 0 142 220782 false INFORMATION TABLE 2 13FRoundRock_Q32022.xml AT&T INC COM 00206R102 236 15394 SH SOLE 0 0 15394 ALPHABET INC CAP STK CL C 02079K107 496 5160 SH SOLE 0 0 5160 ALPHABET INC CAP STK CL A 02079K305 599 6260 SH SOLE 0 0 6260 AMAZON COM INC COM 023135106 868 7683 SH SOLE 0 0 7683 AMPHENOL CORP NEW CL A 032095101 677 10113 SH SOLE 0 0 10113 APPLE INC COM 037833100 7669 55496 SH SOLE 0 0 55496 ARISTA NETWORKS INC COM 040413106 323 2859 SH SOLE 0 0 2859 BP PLC SPONSORED ADR 055622104 256 8950 SH SOLE 0 0 8950 BANCROFT FD LTD COM 059695106 382 22853 SH SOLE 0 0 22853 BANK NEW YORK MELLON CORP COM 064058100 256 6645 SH SOLE 0 0 6645 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 660 2472 SH SOLE 0 0 2472 BLACKROCK CORPOR HI YLD FD I COM 09255P107 161 18882 SH SOLE 0 0 18882 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 370 41524 SH SOLE 0 0 41524 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 295 27798 SH SOLE 0 0 27798 BLACKSTONE INC COM 09260D107 376 4494 SH SOLE 0 0 4494 BORGWARNER INC COM 099724106 283 9000 SH SOLE 0 0 9000 BRISTOL-MYERS SQUIBB CO COM 110122108 333 4744 SH SOLE 0 0 4744 CHEVRON CORP NEW COM 166764100 558 3885 SH SOLE 0 0 3885 CITIGROUP INC COM NEW 172967424 223 4815 SH SOLE 0 0 4815 COCA COLA CO COM 191216100 527 9406 SH SOLE 0 0 9406 COHEN & STEERS REIT & PFD & COM 19247X100 411 21177 SH SOLE 0 0 21177 DOW INC COM 260557103 402 9158 SH SOLE 0 0 9158 EMX RTY CORP COM 26873J107 19 10000 SH SOLE 0 0 10000 EATON VANCE ENHANCED EQUITY COM 278277108 194 12705 SH SOLE 0 0 12705 ENTERPRISE PRODS PARTNERS L COM 293792107 1106 46500 SH SOLE 0 0 46500 EXXON MOBIL CORP COM 30231G102 1519 17393 SH SOLE 0 0 17393 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 306 7395 SH SOLE 0 0 7395 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 604 13592 SH SOLE 0 0 13592 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 856 34589 SH SOLE 0 0 34589 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 218 3063 SH SOLE 0 0 3063 HOME DEPOT INC COM 437076102 1489 5397 SH SOLE 0 0 5397 ITT INC COM 45073V108 1354 20730 SH SOLE 0 0 20730 INTERNATIONAL BUSINESS MACHS COM 459200101 1429 12026 SH SOLE 0 0 12026 INVESCO QQQ TR UNIT SER 1 46090E103 20194 75559 SH SOLE 0 0 75559 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 6987 54897 SH SOLE 0 0 54897 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1262 21821 SH SOLE 0 0 21821 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 1493 13578 SH SOLE 0 0 13578 ISHARES TR SELECT DIVID ETF 464287168 8512 79390 SH SOLE 0 0 79390 ISHARES TR CORE S&P500 ETF 464287200 1294 3607 SH SOLE 0 0 3607 ISHARES TR S&P 500 GRWT ETF 464287309 1834 31706 SH SOLE 0 0 31706 ISHARES TR 1 3 YR TREAS BD 464287457 275 3387 SH SOLE 0 0 3387 ISHARES TR RUS MD CP GR ETF 464287481 613 7818 SH SOLE 0 0 7818 ISHARES TR CORE S&P MCP ETF 464287507 1345 6132 SH SOLE 0 0 6132 ISHARES TR RUS 1000 GRW ETF 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SPDR SER TR S&P DIVID ETF 78464A763 564 5058 SH SOLE 0 0 5058 SPDR SER TR S&P BIOTECH 78464A870 523 6597 SH SOLE 0 0 6597 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 238 830 SH SOLE 0 0 830 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 544 1354 SH SOLE 0 0 1354 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 523 7868 SH SOLE 0 0 7868 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6870 56726 SH SOLE 0 0 56726 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 238 7835 SH SOLE 0 0 7835 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7492 90440 SH SOLE 0 0 90440 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2539 21374 SH SOLE 0 0 21374 SOUTHERN CO COM 842587107 302 4446 SH SOLE 0 0 4446 TEMPLETON EMERGING MKTS FD COM 880191101 302 29097 SH SOLE 0 0 29097 TEMPLETON EMERGING MKTS INCO COM 880192109 209 47126 SH SOLE 0 0 47126 TESLA INC COM 88160R101 2378 8966 SH SOLE 0 0 8966 THERMO FISHER SCIENTIFIC INC COM 883556102 376 742 SH SOLE 0 0 742 3M CO COM 88579Y101 651 5888 SH SOLE 0 0 5888 UNION PAC 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SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3758 50597 SH SOLE 0 0 50597 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 876 11579 SH SOLE 0 0 11579 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 220 4562 SH SOLE 0 0 4562 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 302 2483 SH SOLE 0 0 2483 VANGUARD INDEX FDS SML CP GRW ETF 922908595 868 4447 SH SOLE 0 0 4447 VANGUARD INDEX FDS SM CP VAL ETF 922908611 853 5945 SH SOLE 0 0 5945 VANGUARD INDEX FDS MID CAP ETF 922908629 16176 86052 SH SOLE 0 0 86052 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1406 8594 SH SOLE 0 0 8594 VANGUARD INDEX FDS GROWTH ETF 922908736 672 3143 SH SOLE 0 0 3143 VANGUARD INDEX FDS VALUE ETF 922908744 1222 9896 SH SOLE 0 0 9896 VANGUARD INDEX FDS SMALL CP ETF 922908751 980 5737 SH SOLE 0 0 5737 VANGUARD INDEX FDS TOTAL STK MKT 922908769 725 4039 SH SOLE 0 0 4039 VERIZON COMMUNICATIONS INC COM 92343V104 543 14309 SH SOLE 0 0 14309 PARAMOUNT GLOBAL CLASS B COM 92556H206 273 14333 SH SOLE 0 0 14333 VOYA GLBL ADV & PREM OPP FD 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