0001846991-21-000005.txt : 20211025 0001846991-21-000005.hdr.sgml : 20211025 20211025090914 ACCESSION NUMBER: 0001846991-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 EFFECTIVENESS DATE: 20211025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Rock Advisors, LLC CENTRAL INDEX KEY: 0001846991 IRS NUMBER: 821105309 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21052 FILM NUMBER: 211342277 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: (203) 920-4774 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846991 XXXXXXXX 09-30-2021 09-30-2021 Round Rock Advisors, LLC

187 DANBURY ROAD SUITE 201 WILTON CT 06897

13F HOLDINGS REPORT 028-21052 N Bert T. Bowler 2039204774 Bert T. Bowler Wilton CT 10-25-2021 0 60 135175 false INFORMATION TABLE 2 13F_RoundRock_20210930.xml 3M CO COM 88579Y101 280 1599 SH SOLE 0 0 1599 ALPHABET INC CAP STK CL C 02079K107 352 132 SH SOLE 0 0 132 AMAZON COM INC COM 023135106 736 224 SH SOLE 0 0 224 AMPHENOL CORP NEW CL A 032095101 759 10361 SH SOLE 0 0 10361 APPLE INC COM 037833100 2456 17358 SH SOLE 0 0 17358 BANK NEW YORK MELLON CORP COM 064058100 344 6645 SH SOLE 0 0 6645 COMCAST CORP NEW CL A 20030N101 207 3704 SH SOLE 0 0 3704 ETF SER SOLUTIONS CLEARSHS ULTRA 26922A453 1072 10703 SH SOLE 0 0 10703 EXXON MOBIL CORP COM 30231G102 354 6012 SH SOLE 0 0 6012 INTERNATIONAL BUSINESS MACHS COM 459200101 224 1611 SH SOLE 0 0 1611 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 5376 35884 SH SOLE 0 0 35884 INVESCO QQQ TR UNIT SER 1 46090E103 18146 50693 SH SOLE 0 0 50693 ISHARES TR CORE S&P SCP ETF 464287804 12020 110088 SH SOLE 0 0 110088 ISHARES TR SELECT DIVID ETF 464287168 6214 54166 SH SOLE 0 0 54166 ISHARES TR RUSSELL 2000 ETF 464287655 1467 6705 SH SOLE 0 0 6705 ISHARES TR S&P 500 GRWT ETF 464287309 2364 31991 SH SOLE 0 0 31991 ISHARES TR BLACKROCK ULTRA 46434V878 658 13025 SH SOLE 0 0 13025 ISHARES TR MSCI USA MIN VOL 46429B697 4296 58445 SH SOLE 0 0 58445 ISHARES TR NATIONAL MUN ETF 464288414 498 4284 SH SOLE 0 0 4284 ISHARES TR 0-5YR HI YL CP 46434V407 929 20323 SH SOLE 0 0 20323 ISHARES TR MSCI EAFE MIN VL 46429B689 619 8217 SH SOLE 0 0 8217 ISHARES TR GL CLEAN ENE ETF 464288224 210 9713 SH SOLE 0 0 9713 ISHARES TR RUS TP200 GR ETF 464289438 597 3910 SH SOLE 0 0 3910 ISHARES TR PFD AND INCM SEC 464288687 237 6110 SH SOLE 0 0 6110 ISHARES TR RUS MD CP GR ETF 464287481 923 8237 SH SOLE 0 0 8237 ISHARES TR CORE DIV GRWTH 46434V621 287 5719 SH SOLE 0 0 5719 ISHARES TR RUS 1000 GRW ETF 464287614 223 812 SH SOLE 0 0 812 ITT INC COM 45073V108 1779 20730 SH SOLE 0 0 20730 JOHNSON & JOHNSON COM 478160104 476 2945 SH SOLE 0 0 2945 MICROSOFT CORP COM 594918104 567 2010 SH SOLE 0 0 2010 NETFLIX INC COM 64110L106 589 965 SH SOLE 0 0 965 PEPSICO INC COM 713448108 1287 8554 SH SOLE 0 0 8554 PFIZER INC COM 717081103 305 7096 SH SOLE 0 0 7096 PROCTER AND GAMBLE CO COM 742718109 395 2829 SH SOLE 0 0 2829 RH COM 74967X103 1267 1900 SH SOLE 0 0 1900 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 574 7728 SH SOLE 0 0 7728 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6138 62739 SH SOLE 0 0 62739 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3457 27156 SH SOLE 0 0 27156 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2624 17571 SH SOLE 0 0 17571 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 258 1437 SH SOLE 0 0 1437 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 333 4843 SH SOLE 0 0 4843 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 238 6347 SH SOLE 0 0 6347 SHOPIFY INC CL A 82509L107 588 434 SH SOLE 0 0 434 SPDR S&P 500 ETF TR TR UNIT 78462F103 1651 3847 SH SOLE 0 0 3847 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 651 1354 SH SOLE 0 0 1354 STARBUCKS CORP COM 855244109 229 2075 SH SOLE 0 0 2075 TESLA INC COM 88160R101 1120 1444 SH SOLE 0 0 1444 UNION PAC CORP COM 907818108 240 1222 SH SOLE 0 0 1222 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 7091 27669 SH SOLE 0 0 27669 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 1408 7148 SH SOLE 0 0 7148 VANGUARD INDEX FDS MID CAP ETF 922908629 13188 55702 SH SOLE 0 0 55702 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5176 54826 SH SOLE 0 0 54826 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 930 11288 SH SOLE 0 0 11288 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 217 1415 SH SOLE 0 0 1415 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 18943 183285 SH SOLE 0 0 183285 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 223 720 SH SOLE 0 0 720 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 256 1035 SH SOLE 0 0 1035 VERIZON COMMUNICATIONS INC COM 92343V104 310 5733 SH SOLE 0 0 5733 XYLEM INC COM 98419M100 551 4459 SH SOLE 0 0 4459 YUM BRANDS INC COM 988498101 268 2190 SH SOLE 0 0 2190