0001085146-23-002098.txt : 20230508 0001085146-23-002098.hdr.sgml : 20230508 20230505175726 ACCESSION NUMBER: 0001085146-23-002098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230508 DATE AS OF CHANGE: 20230505 EFFECTIVENESS DATE: 20230508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 23895266 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846943 XXXXXXXX 03-31-2023 03-31-2023 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 05-05-2023 0 108 377122394 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE APPLE INC COM 037833100 BBG001S5N8V8 1606131 9740 SH SOLE 1582 0 8158 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 465600 1 SH SOLE 1 0 0 CANOPY GROWTH CORP COM 138035100 BBG001T6MH82 29222 16698 SH SOLE 13109 0 3589 DBX ETF TR XTRACK MUN INFRA 233051705 BBG004LV7GH8 813645 32520 SH SOLE 32520 0 0 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 BBG017158GJ6 11602404 496323 SH SOLE 491095 0 5228 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 17232751 748599 SH SOLE 740572 0 8027 DIMENSIONAL ETF TRUST INFLATION PROTE 25434V856 BBG01254K0G0 202021 4717 SH SOLE 4717 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 2293534 71161 SH SOLE 71040 0 121 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 BBG01631TNW2 25620984 1064658 SH SOLE 1052516 0 12142 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 BBG01636J356 4011244 165891 SH SOLE 162132 0 3759 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 640549 25139 SH SOLE 25139 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 BBG011DXXNJ2 5627874 126668 SH SOLE 126420 0 248 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 BBG015DLMLQ7 35659581 1418440 SH SOLE 1394306 0 24134 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 2009065 60008 SH SOLE 59951 0 57 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 2773117 52621 SH SOLE 52518 0 103 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 9818759 393853 SH SOLE 387930 0 5923 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 2843041 63889 SH SOLE 63758 0 131 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 BBG012G2PD33 449018 19472 SH SOLE 19472 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 BBG007GFNV45 5200479 108638 SH SOLE 103063 0 5575 FIRST TR EXCHNG TRADED FD VI VEST US EQT DEP 33740F672 BBG00XS5NLY6 760400 23163 SH SOLE 21253 0 1910 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 BBG00XS5NBW0 27173284 775272 SH SOLE 758085 0 17187 FLEXSHARES TR CRE SLCT BD FD 33939L670 BBG00F9ZDYJ0 1033544 45854 SH SOLE 45854 0 0 FLEXSHARES TR HIG YLD VL ETF 33939L662 BBG00LG7DCK7 353638 8683 SH SOLE 8683 0 0 FLEXSHARES TR IBOXX 3R TARGT 33939L506 BBG00243PBY5 237478 9825 SH SOLE 9538 0 287 FLEXSHARES TR INTL QLTDV IDX 33939L837 BBG004FKVX21 209100 9470 SH SOLE 9470 0 0 FLEXSHARES TR M STAR DEV MKT 33939L803 BBG003FMHM01 606361 9410 SH SOLE 8450 0 960 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 253600 5997 SH SOLE 5484 0 513 FLEXSHARES TR MORNSTAR USMKT 33939L100 BBG00243P7N6 373896 2384 SH SOLE 2042 0 342 FLEXSHARES TR US QUALITY CAP 33939L746 BBG00B2VYSM1 1217225 26794 SH SOLE 25066 0 1728 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 BBG00NW3VCQ8 189636 10334 SH SOLE 4793 0 5541 GLOBAL X FDS CONSCIOUS COS 37954Y731 BBG00D9VXRC4 734875 24919 SH SOLE 20699 0 4220 GLOBAL X FDS E COMMERCE ETF 37954Y467 BBG00MNPXVB3 184660 10245 SH SOLE 4699 0 5546 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 BBG00DSB42H9 504562 19787 SH SOLE 13002 0 6785 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 2108049 78424 SH SOLE 74712 0 3712 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 BBG00KJR0YJ0 932251 44224 SH SOLE 37085 0 7139 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 BBG00KJR2GD3 216295 10505 SH SOLE 9947 0 558 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 BBG00KJR2J47 1955028 96402 SH SOLE 94899 0 1503 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 BBG00KJR2K35 231100 12062 SH SOLE 12062 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 BBG001SRRFG7 251355 5118 SH SOLE 4261 0 857 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 460880 1436 SH SOLE 1148 0 288 INVESTMENT MANAGERS SER TR I AXS CANNABIS ETF 46144X537 BBG01CD99QZ3 137514 63960 SH SOLE 31494 0 32466 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 432575 8866 SH SOLE 7018 0 1848 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 246639 7835 SH SOLE 6559 0 1276 ISHARES INC MSCI GBL MIN VOL 464286525 BBG0025X39Q6 610715 6312 SH SOLE 5791 0 521 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 855062 8617 SH SOLE 7731 0 886 ISHARES TR 1 3 YR TREAS BD 464287457 BBG001SKXPR1 1922014 23394 SH SOLE 22261 0 1133 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 429280 6422 SH SOLE 3765 0 2657 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1849951 4500 SH SOLE 4143 0 357 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 766903 16618 SH SOLE 14743 0 1875 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 403788 4052 SH SOLE 1968 0 2084 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 464140 4955 SH SOLE 4413 0 542 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 365980 7541 SH SOLE 6879 0 662 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 299455 3311 SH SOLE 3008 0 303 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 349130 5859 SH SOLE 4875 0 984 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 274828 2901 SH SOLE 2574 0 327 ISHARES TR MSCI INTL VLU FT 46435G409 BBG009DR6401 26370688 1063763 SH SOLE 1052072 0 11691 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 372171 5116 SH SOLE 4890 0 226 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 490660 3955 SH SOLE 3498 0 457 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 6931834 64339 SH SOLE 62191 0 2148 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 382597 1699 SH SOLE 985 0 714 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 309183 2031 SH SOLE 2031 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 206152 909 SH SOLE 909 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 410399 6424 SH SOLE 3704 0 2720 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 291531 1921 SH SOLE 1122 0 799 ISHARES TR S&P SML 600 GWT 464287887 BBG001SFQL44 233699 2126 SH SOLE 1708 0 418 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 207755 2238 SH SOLE 1986 0 252 ISHARES TR US TREAS BD ETF 46429B267 BBG002NCKPP8 233736 9997 SH SOLE 8858 0 1139 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 BBG00TSG1GG6 677161 11651 SH SOLE 9557 0 2094 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 BBG00M8D2458 3923141 77242 SH SOLE 74504 0 2738 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 BBG00J5DPW97 280088 6793 SH SOLE 6793 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 527032 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 3570847 74579 SH SOLE 72782 0 1797 KRANESHARES TR CSI CHI INTERNET 500767306 BBG004XB9HZ5 485221 15557 SH SOLE 10891 0 4666 KRANESHARES TR KFA VAL LIN DYNM 500767645 BBG00YB1LBK0 20497766 920177 SH SOLE 881867 0 38310 KRANESHARES TR MSCI EMG EX CH 500767769 BBG00NW3T1X7 285520 11264 SH SOLE 9902 0 1362 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 742587 13322 SH SOLE 11088 0 2234 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 BBG00FJ5HWZ7 558012 15759 SH SOLE 13089 0 2670 PFIZER INC COM 717081103 BBG001S5V466 438192 10740 SH SOLE 10687 0 53 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 23116013 249216 SH SOLE 236933 0 12283 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 1106107 13354 SH SOLE 6733 0 6621 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 1581610 49195 SH SOLE 25297 0 23898 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 BBG00B597137 899737 24070 SH SOLE 12134 0 11936 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 1840147 14214 SH SOLE 7165 0 7049 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 928181 13712 SH SOLE 6923 0 6789 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 BBG001S7R733 930069 11531 SH SOLE 5810 0 5721 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 364423 11767 SH SOLE 9522 0 2245 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 259144 633 SH SOLE 600 0 33 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 238614 3131 SH SOLE 2504 0 627 SPDR SER TR S&P KENSHO FUTRE 78468R671 BBG00JHP62Q5 278686 6007 SH SOLE 4844 0 1163 SPDR SER TR S&P KENSHO INTLG 78468R697 BBG00JHNYBP0 249923 7217 SH SOLE 5710 0 1507 VANECK ETF TRUST LONG MUNI ETF 92189F536 BBG001T10HL2 2616182 145263 SH SOLE 140095 0 5168 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 470388 6130 SH SOLE 5290 0 840 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 BBG001ST39S0 517649 6754 SH SOLE 5528 0 1226 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 1048783 13711 SH SOLE 11597 0 2114 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 1007202 20589 SH SOLE 17798 0 2791 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 1458724 5848 SH SOLE 5294 0 554 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 BBG001SRN7S6 538288 2762 SH SOLE 2215 0 547 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 392390 2070 SH SOLE 1891 0 179 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 32406815 234645 SH SOLE 229896 0 4749 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 562345 13919 SH SOLE 12724 0 1195 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 BBG001T62MF5 478510 10279 SH SOLE 8883 0 1396 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 1648231 36489 SH SOLE 33248 0 3241 WISDOMTREE TR EMERG CUR STR FD 97717W133 BBG001T4FSX3 279582 15981 SH SOLE 15981 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 BBG001SRPT24 200948 4388 SH SOLE 4388 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 15960209 261900 SH SOLE 258650 0 3250 WISDOMTREE TR US MIDCAP FUND 97717W570 BBG001SSZB66 22089477 444099 SH SOLE 437274 0 6825 WISDOMTREE TR US SMALLCAP FUND 97717W562 BBG001SSZBC9 10220540 236477 SH SOLE 233131 0 3346 WISDOMTREE TR YIELD ENHANCD US 97717X511 BBG009KCY2C6 6713295 153657 SH SOLE 145930 0 7727