0001085146-22-000758.txt : 20220210 0001085146-22-000758.hdr.sgml : 20220210 20220210155528 ACCESSION NUMBER: 0001085146-22-000758 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 22613767 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846943 XXXXXXXX 12-31-2021 12-31-2021 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 02-10-2022 0 126 427865 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN ETFS BBRG ALL COMD K1 003261104 6759 294004 SH SOLE 282142 0 11862 ALPS ETF TR CLEAN ENERGY 00162Q460 281 4377 SH SOLE 2461 0 1916 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 2377 43030 SH SOLE 39550 0 3480 AMERICAN CENTY ETF TR EMERGING MARKETS 025072414 223 4598 SH SOLE 3386 0 1212 APPLE INC COM 037833100 422 2375 SH SOLE 2018 0 357 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 269 9379 SH SOLE 9379 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 451 1 SH SOLE 1 0 0 CANOPY GROWTH CORP COM 138035100 237 27176 SH SOLE 22179 0 4997 CONSTELLATION BRANDS INC CL A 21036P108 281 1119 SH SOLE 914 0 205 DBX ETF TR XTKR MSCI EMRG 233051226 257 8243 SH SOLE 6123 0 2120 DBX ETF TR XTRACK MUN INFRA 233051705 5666 193632 SH SOLE 177957 0 15675 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 2391 72856 SH SOLE 71994 0 862 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 399 13761 SH SOLE 13761 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 6802 131576 SH SOLE 131387 0 189 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 3346 55769 SH SOLE 55690 0 79 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 3339 70260 SH SOLE 70157 0 103 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 291 11140 SH SOLE 11140 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2436 42744 SH SOLE 37779 0 4965 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 11355 227137 SH SOLE 199455 0 27682 FIRST TR EXCHNG TRADED FD VI VEST US EQT DEP 33740F672 473 14305 SH SOLE 12773 0 1532 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 1121 31389 SH SOLE 28035 0 3354 FLEXSHARES TR CRE SLCT BD FD 33939L670 1282 49265 SH SOLE 48460 0 805 FLEXSHARES TR GLB QLT R/E IDX 33939L787 290 3910 SH SOLE 3826 0 84 FLEXSHARES TR HIG YLD VL ETF 33939L662 461 9411 SH SOLE 8843 0 568 FLEXSHARES TR INTL QLTDV IDX 33939L837 24349 952241 SH SOLE 919084 0 33157 FLEXSHARES TR M STAR DEV MKT 33939L803 968 13444 SH SOLE 11347 0 2097 FLEXSHARES TR MORNSTAR UPSTR 33939L407 338 8550 SH SOLE 7428 0 1122 FLEXSHARES TR MORNSTAR USMKT 33939L100 516 2826 SH SOLE 2166 0 660 FLEXSHARES TR MSTAR EMKT FAC 33939L308 361 6104 SH SOLE 5162 0 942 FLEXSHARES TR QLT DIV DEF IDX 33939L845 775 13087 SH SOLE 13081 0 6 FLEXSHARES TR US QUALITY CAP 33939L746 32663 625668 SH SOLE 599431 0 26237 GLOBAL X FDS CLEAN WTR ETF 37954Y186 428 24418 SH SOLE 17962 0 6456 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 287 10837 SH SOLE 6102 0 4735 GLOBAL X FDS CONSCIOUS COS 37954Y731 882 25584 SH SOLE 18753 0 6831 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 314 9881 SH SOLE 5515 0 4366 GLOBAL X FDS E COMMERCE ETF 37954Y467 257 9357 SH SOLE 5239 0 4118 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 739 20557 SH SOLE 14149 0 6408 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 285 10103 SH SOLE 5632 0 4471 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 23587 668750 SH SOLE 646193 0 22557 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 3123 94760 SH SOLE 84346 0 10414 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 522 24410 SH SOLE 20438 0 3972 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 588 27383 SH SOLE 24314 0 3069 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 339 15539 SH SOLE 11658 0 3881 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 2154 98354 SH SOLE 67837 0 30517 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 46138J528 209 8051 SH SOLE 6527 0 1524 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 299 4482 SH SOLE 3278 0 1204 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 334 5496 SH SOLE 3073 0 2423 INVESCO QQQ TR UNIT SER 1 46090E103 724 1821 SH SOLE 1422 0 399 ISHARES INC MSCI GBL MIN VOL 464286525 520 4806 SH SOLE 4291 0 515 ISHARES TR 0-5 YR TIPS ETF 46429B747 208 1964 SH SOLE 1493 0 471 ISHARES TR COHEN STEER REIT 464287564 230 3021 SH SOLE 3021 0 0 ISHARES TR CORE MSCI EAFE 46432F842 490 6565 SH SOLE 1828 0 4737 ISHARES TR CORE S&P SCP ETF 464287804 371 3242 SH SOLE 2060 0 1182 ISHARES TR CORE S&P500 ETF 464287200 1870 3921 SH SOLE 3366 0 555 ISHARES TR CORE TOTAL USD 46434V613 590 11155 SH SOLE 8284 0 2871 ISHARES TR CORE US AGGBD ET 464287226 238 2083 SH SOLE 540 0 1543 ISHARES TR EAFE GRWTH ETF 464288885 547 4959 SH SOLE 3876 0 1083 ISHARES TR EAFE VALUE ETF 464288877 633 12562 SH SOLE 10151 0 2411 ISHARES TR ESG AWR MSCI USA 46435G425 1241 11505 SH SOLE 9018 0 2487 ISHARES TR ESG EAFE ETF 46436E759 390 5671 SH SOLE 4166 0 1505 ISHARES TR IBOXX INV CP ETF 464287242 257 1939 SH SOLE 966 0 973 ISHARES TR ISHARES BIOTECH 464287556 309 2022 SH SOLE 1131 0 891 ISHARES TR ISHS 5-10YR INVT 464288638 218 3674 SH SOLE 3674 0 0 ISHARES TR MSCI INTL VLU FT 46435G409 13942 548037 SH SOLE 529469 0 18568 ISHARES TR MSCI USA MIN VOL 46429B697 391 4839 SH SOLE 4518 0 321 ISHARES TR MSCI USA MMENTM 46432F396 233 1282 SH SOLE 1282 0 0 ISHARES TR MSCI USA VALUE 46432F388 239 2187 SH SOLE 1727 0 460 ISHARES TR NATIONAL MUN ETF 464288414 768 6606 SH SOLE 6605 0 1 ISHARES TR RUS 1000 ETF 464287622 524 1981 SH SOLE 546 0 1435 ISHARES TR RUS 1000 VAL ETF 464287598 435 2591 SH SOLE 2591 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 229 783 SH SOLE 783 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 227 1367 SH SOLE 1367 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 440 5262 SH SOLE 1483 0 3779 ISHARES TR S&P 500 VAL ETF 464287408 390 2490 SH SOLE 681 0 1809 ISHARES TR S&P SML 600 GWT 464287887 394 2837 SH SOLE 2213 0 624 ISHARES TR TIPS BD ETF 464287176 324 2505 SH SOLE 1489 0 1016 ISHARES TR US TREAS BD ETF 46429B267 394 14772 SH SOLE 10804 0 3968 J P MORGAN EXCHANGE-TRADED F INTERNL GWT 46641Q324 859 11250 SH SOLE 8580 0 2670 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 6720 131616 SH SOLE 118543 0 13073 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 36065 792641 SH SOLE 763771 0 28870 JACOBS ENGR GROUP INC COM 469814107 624 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 4040 72669 SH SOLE 70694 0 1975 KRANESHARES TR CSI CHI INTERNET 500767306 603 16533 SH SOLE 11514 0 5019 KRANESHARES TR KFA VAL LIN DYNM 500767645 22192 920200 SH SOLE 862919 0 57281 KRANESHARES TR MSCI ALL CHINA 500767801 9511 332869 SH SOLE 322458 0 10411 KRANESHARES TR MSCI EMG EX CH 500767769 14486 465219 SH SOLE 446163 0 19056 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 852 12426 SH SOLE 9176 0 3250 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 588 14008 SH SOLE 10410 0 3598 PFIZER INC COM 717081103 605 10251 SH SOLE 10251 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 22510 205740 SH SOLE 183665 0 22075 SCOTTS MIRACLE-GRO CO CL A 810186106 289 1795 SH SOLE 1352 0 443 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 958 12328 SH SOLE 6954 0 5374 SELECT SECTOR SPDR TR ENERGY 81369Y506 549 9890 SH SOLE 5543 0 4347 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 981 25133 SH SOLE 14257 0 10876 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 622 12001 SH SOLE 6908 0 5093 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 970 4746 SH SOLE 2684 0 2062 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 771 9998 SH SOLE 5657 0 4341 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1125 7985 SH SOLE 4520 0 3465 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 839 7928 SH SOLE 4482 0 3446 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 599 8362 SH SOLE 4757 0 3605 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 584 6448 SH SOLE 3666 0 2782 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1907 10966 SH SOLE 6204 0 4762 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 577 15269 SH SOLE 12062 0 3207 SPDR SER TR PORTFLI TIPS ETF 78464A656 211 6712 SH SOLE 6712 0 0 SPDR SER TR S&P KENSHO FUTRE 78468R671 427 8134 SH SOLE 6352 0 1782 SPDR SER TR S&P KENSHO INTLG 78468R697 413 9074 SH SOLE 7096 0 1978 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 217 25364 SH SOLE 14316 0 11048 VANECK ETF TRUST OIL SERVICES ETF 92189H607 239 1294 SH SOLE 1019 0 275 VANGUARD BD INDEX FDS INTERMED TERM 921937819 512 5848 SH SOLE 3371 0 2477 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 562 5463 SH SOLE 3146 0 2317 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1012 12520 SH SOLE 7572 0 4948 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1114 20188 SH SOLE 11802 0 8386 VANGUARD INDEX FDS GROWTH ETF 922908736 2208 6881 SH SOLE 4998 0 1883 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1023 4018 SH SOLE 3137 0 881 VANGUARD INDEX FDS SMALL CP ETF 922908751 581 2571 SH SOLE 1930 0 641 VANGUARD INDEX FDS VALUE ETF 922908744 40512 275385 SH SOLE 262698 0 12687 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 691 13976 SH SOLE 10497 0 3479 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 557 10549 SH SOLE 6204 0 4345 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2034 39841 SH SOLE 29453 0 10388 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 298 10512 SH SOLE 10444 0 68 WISDOMTREE TR EMERG CUR STR FD 97717W133 272 15761 SH SOLE 15761 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 475 8980 SH SOLE 8979 0 1 WISDOMTREE TR INTL SMCAP DIV 97717W760 22284 302562 SH SOLE 292455 0 10107 WISDOMTREE TR US MIDCAP FUND 97717W570 26640 473339 SH SOLE 456608 0 16731 WISDOMTREE TR US SMALLCAP FUND 97717W562 15576 303036 SH SOLE 292412 0 10624 WISDOMTREE TR YIELD ENHANCD US 97717X511 6289 121694 SH SOLE 108534 0 13160