The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | BBG013GNFWD3 | 1,454,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | BBG000G7CDN9 | 1,893,107 | 16,631 | SH | SOLE | 16,631 | 0 | 0 | ||
| AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | BBG013N237B1 | 7,513,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
| ALTICE USA INC | CL A | 02156K103 | BBG00GFMPRK0 | 22,890 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | BBG00ZLJC548 | 8,612,817 | 13,200,000 | SH | SOLE | 13,200,000 | 0 | 0 | ||
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 | BBG00ZL7RVW0 | 10,058,895 | 11,612,000 | SH | SOLE | 11,612,000 | 0 | 0 | ||
| CHEGG INC | NOTE 9/0 | 163092AF6 | BBG00WSNPCW9 | 3,937,500 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
| CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | BBG0105XBRH0 | 2,908,315 | 115,501 | SH | SOLE | 115,501 | 0 | 0 | ||
| DOCUSIGN INC | NOTE 1/1 | 256163AD8 | BBG00YVT8ML7 | 1,477,504 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | BBG00ZL5NHV0 | 1,700,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| GOGO INC | COM | 38046C109 | BBG002CN8XN5 | 7,269,092 | 609,312 | SH | SOLE | 609,312 | 0 | 0 | ||
| GOOSEHEAD INS INC | COM CL A | 38267D109 | BBG00KHHBMC5 | 1,117,950 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | BBG00K9FN239 | 2,037,042 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| LATHAM GROUP INC | COM | 51819L107 | BBG00ZVXLHH6 | 4,656,789 | 1,663,139 | SH | SOLE | 1,663,139 | 0 | 0 | ||
| OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | BBG00VC9S6X8 | 876,594 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | BBG00Q5FZ6Q3 | 910,601 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | BBG00Z6DZZX5 | 10,377,754 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
| PRECISION DRILLING CORP | COM NEW | 74022D407 | BBG000BBK2X9 | 938,075 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | BBG00Y60MH97 | 4,863,535 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
| SOTERA HEALTH CO | COM | 83601L102 | BBG008LZG0Z5 | 153,141 | 10,223 | SH | SOLE | 10,223 | 0 | 0 | ||
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | BBG000RFQSH8 | 150,191 | 1,635 | SH | SOLE | 1,635 | 0 | 0 | ||
| STONERIDGE INC | COM | 86183P102 | BBG000BB9Q78 | 24,379,009 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
| TECHTARGET INC | NOTE 12/1 | 87874RAD2 | BBG013YW3BC3 | 2,415,367 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| TRICON RESIDENTIAL INC | COM NPV | 89612W102 | BBG000QMKDM7 | 6,048,046 | 811,833 | SH | SOLE | 811,833 | 0 | 0 | ||
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | BBG013JZ3JK7 | 3,186,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
| UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | BBG01223N1L4 | 5,367,927 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
| ZIFF DAVIS INC | COM | 48123V102 | BBG000F3CWW7 | 3,438,050 | 53,981 | SH | SOLE | 53,981 | 0 | 0 | ||
| ZIFF DAVIS INC | NOTE 1.750%11/0 | 48123VAE2 | BBG00QTZYG00 | 5,869,981 | 6,300,000 | SH | SOLE | 6,300,000 | 0 | 0 | ||