Chief Compliance Officer

0001951757-23-000615.txt : 20231025 0001951757-23-000615.hdr.sgml : 20231025 20231025090034 ACCESSION NUMBER: 0001951757-23-000615 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kowal Investment Group, LLC CENTRAL INDEX KEY: 0001846786 IRS NUMBER: 391417342 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21047 FILM NUMBER: 231344142 BUSINESS ADDRESS: STREET 1: W238 N1660 BUSSE ROAD, SUITE 100 CITY: WAUKESHA STATE: WI ZIP: 53188 BUSINESS PHONE: 262-522-4040 MAIL ADDRESS: STREET 1: W238 N1660 BUSSE ROAD, SUITE 100 CITY: WAUKESHA STATE: WI ZIP: 53188 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846786 XXXXXXXX 09-30-2023 09-30-2023 Kowal Investment Group, LLC

W238 N1660 BUSSE ROAD, SUITE 100 WAUKESHA WI 53188

13F HOLDINGS REPORT 028-21047 N Aaron Kowal Chief Compliance Officer (262) 522-4040 Aaron Kowal Waukesha WI 10-25-2023 0 152 370513493 false INFORMATION TABLE 2 F_13F_Kowal_Q32023.xml MCDONALDS CORP COM 580135101 1682432 6386 SH SOLE 0 0 6386 BANK NEW YORK MELLON CORP COM 064058100 327875 7688 SH SOLE 0 0 7688 WP CAREY INC COM 92936U109 281725 5209 SH SOLE 0 0 5209 GENERAL DYNAMICS CORP COM 369550108 521209 2359 SH SOLE 0 0 2359 MONDELEZ INTL INC CL A 609207105 398997 5749 SH SOLE 0 0 5749 ISHARES TR MSCI EMG MKT ETF 464287234 486205 12812 SH SOLE 0 0 12812 BANK MONTREAL QUE COM 063671101 366405 4343 SH SOLE 0 0 4343 ELI LILLY & CO COM 532457108 476588 887 SH SOLE 0 0 887 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 299232 6334 SH SOLE 0 0 6334 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 1853830 68256 SH SOLE 0 0 68256 CADENCE DESIGN SYSTEM INC COM 127387108 224459 958 SH SOLE 0 0 958 WEC ENERGY GROUP INC COM 92939U106 3283497 40763 SH SOLE 0 0 40763 EXXON MOBIL CORP COM 30231G102 1293250 10999 SH SOLE 0 0 10999 ZACKS TRUST EARNGS CONSTANT 98888G105 1725007 71821 SH SOLE 0 0 71821 BRISTOL-MYERS SQUIBB CO COM 110122108 300328 5174 SH SOLE 0 0 5174 CISCO SYS INC COM 17275R102 1217032 22638 SH SOLE 0 0 22638 ASSOCIATED BANC CORP COM 045487105 173218 10124 SH SOLE 0 0 10124 FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 33733C108 259706 3728 SH SOLE 0 0 3728 ISHARES TR ISHS 5-10YR INVT 464288638 1285802 26430 SH SOLE 0 0 26430 ALPHABET INC CAP STK CL C 02079K107 973844 7386 SH SOLE 0 0 7386 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 1335143 30497 SH SOLE 0 0 30497 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 207317 3415 SH SOLE 0 0 3415 MICROSOFT CORP COM 594918104 4810678 15236 SH SOLE 0 0 15236 FORTINET INC COM 34959E109 217468 3706 SH SOLE 0 0 3706 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 343967 2098 SH SOLE 0 0 2098 GILEAD SCIENCES INC COM 375558103 337360 4502 SH SOLE 0 0 4502 VANGUARD INDEX FDS TOTAL STK MKT 922908769 559137 2632 SH SOLE 0 0 2632 BROADCOM INC COM 11135F101 599455 722 SH SOLE 0 0 722 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 374823 3874 SH SOLE 0 0 3874 HOME DEPOT INC COM 437076102 1188930 3935 SH SOLE 0 0 3935 ISHARES TR CORE S&P500 ETF 464287200 1141118 2657 SH SOLE 0 0 2657 GENERAL ELECTRIC CO COM NEW 369604301 834571 7549 SH SOLE 0 0 7549 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 233137 5946 SH SOLE 0 0 5946 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 828465 10215 SH SOLE 0 0 10215 KINDER MORGAN INC DEL COM 49456B101 244137 14725 SH SOLE 0 0 14725 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1176232 3358 SH SOLE 0 0 3358 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 35374299 480433 SH SOLE 0 0 480433 BLACKROCK INC COM 09247X101 395163 611 SH SOLE 0 0 611 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 631731 6859 SH SOLE 0 0 6859 PHILIP MORRIS INTL INC COM 718172109 1234925 13339 SH SOLE 0 0 13339 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1171534 48936 SH SOLE 0 0 48936 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 868145 14767 SH SOLE 0 0 14767 KIMBERLY-CLARK CORP COM 494368103 549898 4550 SH SOLE 0 0 4550 WALMART INC COM 931142103 1093006 6834 SH SOLE 0 0 6834 ALTRIA GROUP INC COM 02209S103 1229537 29240 SH SOLE 0 0 29240 METLIFE INC COM 59156R108 668233 10622 SH SOLE 0 0 10622 MANHATTAN ASSOCIATES INC COM 562750109 240750 1218 SH SOLE 0 0 1218 ISHARES TR CORE US AGGBD ET 464287226 3169950 33709 SH SOLE 0 0 33709 VERIZON COMMUNICATIONS INC COM 92343V104 592465 18280 SH SOLE 0 0 18280 US BANCORP DEL COM NEW 902973304 1870338 56574 SH SOLE 0 0 56574 CHEVRON CORP NEW COM 166764100 1444420 8566 SH SOLE 0 0 8566 MERCK & CO INC COM 58933Y105 908691 8827 SH SOLE 0 0 8827 PRUDENTIAL FINL INC COM 744320102 584194 6157 SH SOLE 0 0 6157 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 18581019 40691 SH SOLE 0 0 40691 AMAZON COM INC COM 023135106 1795581 14125 SH SOLE 0 0 14125 ROCKWELL AUTOMATION INC COM 773903109 292108 1022 SH SOLE 0 0 1022 ISHARES TR CORE S&P SCP ETF 464287804 2407903 25526 SH SOLE 0 0 25526 DOW INC COM 260557103 424828 8239 SH SOLE 0 0 8239 JPMORGAN CHASE & CO COM 46625H100 1309479 9030 SH SOLE 0 0 9030 RTX CORPORATION COM 75513E101 220526 3064 SH SOLE 0 0 3064 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 289531 7388 SH SOLE 0 0 7388 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 704135 9370 SH SOLE 0 0 9370 ILLINOIS TOOL WKS INC COM 452308109 329621 1431 SH SOLE 0 0 1431 TESLA INC COM 88160R101 795044 3177 SH SOLE 0 0 3177 HORIZON THERAPEUTICS PUB L SHS G46188101 1726326 14922 SH SOLE 0 0 14922 ISHARES TR S&P MC 400GR ETF 464287606 242005 3350 SH SOLE 0 0 3350 INVESCO QQQ TR UNIT SER 1 46090E103 550726 1537 SH SOLE 0 0 1537 SOUTHERN CO COM 842587107 478717 7397 SH SOLE 0 0 7397 COSTCO WHSL CORP NEW COM 22160K105 465052 823 SH SOLE 0 0 823 ISHARES TR RUS MID CAP ETF 464287499 536852 7752 SH SOLE 0 0 7752 COLGATE PALMOLIVE CO COM 194162103 394423 5547 SH SOLE 0 0 5547 UNITEDHEALTH GROUP INC COM 91324P102 625893 1241 SH SOLE 0 0 1241 NVIDIA CORPORATION COM 67066G104 2953762 6790 SH SOLE 0 0 6790 COCA COLA CO COM 191216100 838834 14985 SH SOLE 0 0 14985 VISA INC COM CL A 92826C839 1225065 5326 SH SOLE 0 0 5326 SKYWORKS SOLUTIONS INC COM 83088M102 371468 3768 SH SOLE 0 0 3768 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 202163 4563 SH SOLE 0 0 4563 CROWN CASTLE INC COM 22822V101 307747 3344 SH SOLE 0 0 3344 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 514117 10572 SH SOLE 0 0 10572 WILLIS TOWERS WATSON PLC LTD SHS G96629103 850787 4072 SH SOLE 0 0 4072 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 565671 3641 SH SOLE 0 0 3641 ORACLE CORP COM 68389X105 249408 2355 SH SOLE 0 0 2355 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 2742410 27388 SH SOLE 0 0 27388 FISERV INC COM 337738108 687656 6088 SH SOLE 0 0 6088 ISHARES TR U.S. TECH ETF 464287721 202303 1928 SH SOLE 0 0 1928 OLD REP INTL CORP COM 680223104 276980 10281 SH SOLE 0 0 10281 DISNEY WALT CO COM 254687106 200518 2474 SH SOLE 0 0 2474 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 289242 5082 SH SOLE 0 0 5082 PNC FINL SVCS GROUP INC COM 693475105 270246 2201 SH SOLE 0 0 2201 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 9956301 203689 SH SOLE 0 0 203689 PFIZER INC COM 717081103 582842 17571 SH SOLE 0 0 17571 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 756503 34138 SH SOLE 0 0 34138 EATON CORP PLC SHS G29183103 1055922 4951 SH SOLE 0 0 4951 PIMCO ETF TR ACTIVE BD ETF 72201R775 2223562 25296 SH SOLE 0 0 25296 MARRIOTT INTL INC NEW CL A 571903202 270102 1374 SH SOLE 0 0 1374 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 310502 6757 SH SOLE 0 0 6757 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 5967884 53695 SH SOLE 0 0 53695 ABBVIE INC COM 00287Y109 1746217 11715 SH SOLE 0 0 11715 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 301417 14625 SH SOLE 0 0 14625 ISHARES TR RUS 2000 GRW ETF 464287648 227091 1013 SH SOLE 0 0 1013 SPDR SER TR PORTFOLIO INTRMD 78464A375 1992834 63365 SH SOLE 0 0 63365 SPDR SER TR S&P DIVID ETF 78464A763 273991 2382 SH SOLE 0 0 2382 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1138746 27078 SH SOLE 0 0 27078 FORD MTR CO DEL COM 345370860 154345 12427 SH SOLE 0 0 12427 BANK AMERICA CORP COM 060505104 347437 12689 SH SOLE 0 0 12689 CONOCOPHILLIPS COM 20825C104 724825 6050 SH SOLE 0 0 6050 ISHARES TR EAFE GRWTH ETF 464288885 273609 3170 SH SOLE 0 0 3170 ISHARES TR GLB INFRASTR ETF 464288372 824148 19038 SH SOLE 0 0 19038 PEPSICO INC COM 713448108 1288626 7605 SH SOLE 0 0 7605 JOHNSON & JOHNSON COM 478160104 1379989 8860 SH SOLE 0 0 8860 PROCTER AND GAMBLE CO COM 742718109 2215727 15191 SH SOLE 0 0 15191 ISHARES TR RUS 1000 VAL ETF 464287598 240923 1587 SH SOLE 0 0 1587 SPDR GOLD TR GOLD SHS 78463V107 201927 1178 SH SOLE 0 0 1178 COPART INC COM 217204106 240097 5572 SH SOLE 0 0 5572 DEERE & CO COM 244199105 321239 851 SH SOLE 0 0 851 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 526735 116021 SH SOLE 0 0 116021 T ROWE PRICE ETF INC PRICE EQT INCOME 87283Q206 230625 6929 SH SOLE 0 0 6929 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 253625 6141 SH SOLE 0 0 6141 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 927023 25185 SH SOLE 0 0 25185 FAIR ISAAC CORP COM 303250104 207579 239 SH SOLE 0 0 239 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 358005 2781 SH SOLE 0 0 2781 FIRST TR NASDAQ 100 TECH IND SHS 337345102 31788436 218823 SH SOLE 0 0 218823 ABBOTT LABS COM 002824100 1147019 11843 SH SOLE 0 0 11843 META PLATFORMS INC CL A 30303M102 928060 3091 SH SOLE 0 0 3091 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 279068 6383 SH SOLE 0 0 6383 CION INVT CORP COM 17259U204 271170 25655 SH SOLE 0 0 25655 ALPHABET INC CAP STK CL A 02079K305 1624071 12411 SH SOLE 0 0 12411 COMCAST CORP NEW CL A 20030N101 476965 10757 SH SOLE 0 0 10757 FIRST TR VALUE LINE DIVID IN SHS 33734H106 3658433 97845 SH SOLE 0 0 97845 APPLIED MATLS INC COM 038222105 327627 2366 SH SOLE 0 0 2366 SELECT SECTOR SPDR TR ENERGY 81369Y506 402963 4458 SH SOLE 0 0 4458 ISHARES TR NATIONAL MUN ETF 464288414 1387954 13536 SH SOLE 0 0 13536 GALLAGHER ARTHUR J & CO COM 363576109 207568 911 SH SOLE 0 0 911 LOCKHEED MARTIN CORP COM 539830109 227170 555 SH SOLE 0 0 555 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 91234928 2094466 SH SOLE 0 0 2094466 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3521433 54360 SH SOLE 0 0 54360 DANAHER CORPORATION COM 235851102 206590 833 SH SOLE 0 0 833 SPDR S&P 500 ETF TR TR UNIT 78462F103 9771607 22859 SH SOLE 0 0 22859 PIMCO ETF TR INTER MUN BD ACT 72201R866 2341468 46764 SH SOLE 0 0 46764 FIRST TR MORNINGSTAR DIVID L SHS 336917109 36122056 1080205 SH SOLE 0 0 1080205 AMERICAN AXLE & MFG HLDGS IN COM 024061103 221350 30489 SH SOLE 0 0 30489 ISHARES TR CORE MSCI EAFE 46432F842 2702308 41994 SH SOLE 0 0 41994 REPUBLIC SVCS INC COM 760759100 210065 1474 SH SOLE 0 0 1474 ISHARES TR CORE S&P MCP ETF 464287507 3301067 13239 SH SOLE 0 0 13239 AT&T INC COM 00206R102 1031691 68688 SH SOLE 0 0 68688 FIDELITY NATL INFORMATION SV COM 31620M106 849861 15377 SH SOLE 0 0 15377 APPLE INC COM 037833100 7634793 44593 SH SOLE 0 0 44593 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 318559 811 SH SOLE 0 0 811 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 258592 6731 SH SOLE 0 0 6731 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 343677 22988 SH SOLE 0 0 22988 CATERPILLAR INC COM 149123101 1116400 4089 SH SOLE 0 0 4089 INTERNATIONAL BUSINESS MACHS COM 459200101 272142 1940 SH SOLE 0 0 1940