0001095449-21-000091.txt : 20211025 0001095449-21-000091.hdr.sgml : 20211025 20211022194510 ACCESSION NUMBER: 0001095449-21-000091 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211022 EFFECTIVENESS DATE: 20211025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Orion Capital Management LLC CENTRAL INDEX KEY: 0001846758 IRS NUMBER: 010654895 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21063 FILM NUMBER: 211341870 BUSINESS ADDRESS: STREET 1: 1330 ORANGE AVENUE STREET 2: SUITE 302 CITY: CORONADO STATE: CA ZIP: 92118 BUSINESS PHONE: (619) 435-1701 MAIL ADDRESS: STREET 1: 1330 ORANGE AVENUE STREET 2: SUITE 302 CITY: CORONADO STATE: CA ZIP: 92118 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846758 XXXXXXXX 09-30-2021 09-30-2021 Orion Capital Management LLC

1330 ORANGE AVENUE SUITE 302 CORONADO CA 92118

13F HOLDINGS REPORT 028-21063 N Peter C. Thoms (619) 435-1701 Peter C. Thoms Coronado CA 10-20-2021 0 375 165341 false INFORMATION TABLE 2 table.2021-09.xml FORM 13F FOR SEPTEMBER 30, 2021 3M CO COM 88579Y101 11 60 SH SOLE 60 0 0 ABBOTT LABS COM 002824100 146 1235 SH SOLE 1235 0 0 ABBVIE INC COM 00287Y109 584 5410 SH SOLE 3210 0 2200 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8 26 SH SOLE 26 0 0 ACTIVISION BLIZZARD INC COM 00507V109 16 202 SH SOLE 0 0 202 ADOBE SYSTEMS INCORPORATED COM 00724F101 2458 4270 SH SOLE 3260 0 1010 ADVANCED MICRO DEVICES INC COM 007903107 62 600 SH SOLE 200 0 400 AIR LEASE CORP CL A 00912X302 282 7160 SH SOLE 3860 0 3300 AIRBNB INC COM CL A 009066101 34 200 SH SOLE 200 0 0 ALCON AG ORD SHS H01301128 11 138 SH SOLE 98 0 40 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 30 200 SH SOLE 200 0 0 ALIGN TECHNOLOGY INC COM 016255101 200 300 SH SOLE 200 0 100 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1260 6675 SH SOLE 2300 0 4375 ALPHABET INC CAP STK CL A 02079K305 1668 624 SH SOLE 352 0 272 ALPHABET INC CAP STK CL C 02079K107 3958 1485 SH SOLE 926 0 559 ALTERYX INC COM CL A 02156B103 140 1920 SH SOLE 400 0 1520 AMAZON COM INC COM 023135106 6370 1939 SH SOLE 1072 0 867 AMBARELLA INC SHS G037AX101 8 50 SH SOLE 50 0 0 AMERICAN EXPRESS CO COM 025816109 101 600 SH SOLE 600 0 0 AMGEN INC COM 031162100 106 500 SH SOLE 400 0 100 AMN HEALTHCARE SVCS INC COM 001744101 2103 18330 SH SOLE 11350 0 6980 AMYRIS INC COM NEW 03236M200 1013 73750 SH SOLE 35450 0 38300 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 188 10500 SH SOLE 9500 0 1000 ANNALY CAPITAL MANAGEMENT IN COM 035710409 17 2000 SH SOLE 2000 0 0 APA CORPORATION COM 03743Q108 2 90 SH SOLE 90 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 31 500 SH SOLE 500 0 0 APPIAN CORP CL A 03782L101 12 132 SH SOLE 0 0 132 APPLE INC COM 037833100 9729 68759 SH SOLE 43531 0 25228 APPLE INC COM 037833100 33 232 SH SOLE 232 0 0 ARES CAPITAL CORP COM 04010L103 16 800 SH SOLE 0 0 800 ARISTA NETWORKS INC COM 040413106 310 903 SH SOLE 151 0 752 ARLO TECHNOLOGIES INC COM 04206A101 306 47660 SH SOLE 19800 0 27860 ARRAY TECHNOLOGIES INC COM SHS 04271T100 280 15130 SH SOLE 10430 0 4700 ASML HOLDING N V N Y REGISTRY SHS N07059210 15 20 SH SOLE 0 0 20 ASURE SOFTWARE INC COM 04649U102 9 1000 SH SOLE 0 0 1000 AUTODESK INC COM 052769106 14 50 SH SOLE 50 0 0 AVITA MEDICAL INC COM 05380C102 8 425 SH SOLE 425 0 0 AXOS FINANCIAL INC COM 05465C100 634 12300 SH SOLE 6700 0 5600 AZEK CO INC CL A 05478C105 5 138 SH SOLE 138 0 0 BALL CORP COM 058498106 4 39 SH SOLE 39 0 0 BANDWIDTH INC COM CL A 05988J103 18 200 SH SOLE 200 0 0 BAXTER INTL INC COM 071813109 88 1100 SH SOLE 1100 0 0 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 1 500 SH SOLE 0 0 500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 128 468 SH SOLE 245 0 223 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 3 60 SH SOLE 0 0 60 BIOLASE INC COM NEW 090911207 32 50000 SH SOLE 50000 0 0 BIOMERICA INC COM NEW 09061H307 52 11500 SH SOLE 10000 0 1500 BK OF AMERICA CORP COM 060505104 1310 30864 SH SOLE 18464 0 12400 BLACK KNIGHT INC COM 09215C105 4 62 SH SOLE 62 0 0 BLACKBERRY LTD COM 09228F103 4 455 SH SOLE 455 0 0 BLACKROCK INC COM 09247X101 1015 1210 SH SOLE 690 0 520 BLOOM ENERGY CORP COM CL A 093712107 402 21500 SH SOLE 5700 0 15800 BOOKING HOLDINGS INC COM 09857L108 126 53 SH SOLE 38 0 15 BRIGHT HORIZONS FAM SOL IN D COM 109194100 5 38 SH SOLE 38 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 27 450 SH SOLE 450 0 0 BROADCOM INC COM 11135F101 15 30 SH SOLE 30 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 11 208 SH SOLE 208 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 331 5900 SH SOLE 5900 0 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 9 225 SH SOLE 225 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 269 7300 SH SOLE 7300 0 0 BRT APARTMENTS CORP COM 055645303 39 2000 SH SOLE 2000 0 0 CALAMP CORP COM 128126109 3 300 SH SOLE 0 0 300 CAREDX INC COM 14167L103 32 500 SH SOLE 0 0 500 CARNIVAL CORP UNIT 99/99/9999 143658300 2 60 SH SOLE 60 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 39 750 SH SOLE 750 0 0 CATERPILLAR INC COM 149123101 58 300 SH SOLE 0 0 300 CHART INDS INC COM 16115Q308 19 100 SH SOLE 100 0 0 CHEVRON CORP NEW COM 166764100 12 120 SH SOLE 0 0 120 CITIGROUP INC COM NEW 172967424 686 9780 SH SOLE 9180 0 600 COHERUS BIOSCIENCES INC COM 19249H103 10 600 SH SOLE 0 0 600 CONDUENT INC COM 206787103 13 2000 SH SOLE 2000 0 0 COSTAR GROUP INC COM 22160N109 9 100 SH SOLE 100 0 0 COSTCO WHSL CORP NEW COM 22160K105 1097 2442 SH SOLE 2352 0 90 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 56 500 SH SOLE 200 0 300 CRONOS GROUP INC COM 22717L101 23 4000 SH SOLE 0 0 4000 CROWDSTRIKE HLDGS INC CL A 22788C105 74 300 SH SOLE 200 0 100 CROWN CASTLE INTL CORP NEW COM 22822V101 7 38 SH SOLE 38 0 0 CVS HEALTH CORP COM 126650100 604 7113 SH SOLE 4813 0 2300 CYBERARK SOFTWARE LTD SHS M2682V108 339 2150 SH SOLE 1050 0 1100 DARLING INGREDIENTS INC COM 237266101 629 8750 SH SOLE 2300 0 6450 DELTA AIR LINES INC DEL COM NEW 247361702 0 10 SH SOLE 10 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 77 400 SH SOLE 400 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 8 254 SH SOLE 254 0 0 DISNEY WALT CO COM 254687106 131 777 SH SOLE 308 0 469 DOCUSIGN INC COM 256163106 2345 9110 SH SOLE 5610 0 3500 DOCUSIGN INC CALL October 300 COM 256163106 129 500 SH Call SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 37 500 SH SOLE 500 0 0 DOMINOS PIZZA INC COM 25754A201 8 17 SH SOLE 17 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 15 150 SH SOLE 150 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 143 12000 SH SOLE 0 0 12000 EDAP TMS S A SPONSORED ADR 268311107 586 91803 SH SOLE 42803 0 49000 EMERGENT BIOSOLUTIONS INC COM 29089Q105 185 3700 SH SOLE 150 0 3550 ENTERPRISE FINL SVCS CORP COM 293712105 0 1 SH SOLE 1 0 0 EPR PPTYS COM SH BEN INT 26884U109 5 100 SH SOLE 100 0 0 ETF SER SOLUTIONS DISTILLATE US 26922A321 1677 40949 SH SOLE 31517 0 9432 ETF SER SOLUTIONS DISTILLATE INTNL 26922B501 124 4930 SH SOLE 4930 0 0 EXPEDIA GROUP INC COM NEW 30212P303 279 1700 SH SOLE 500 0 1200 EXTREME NETWORKS INC COM 30226D106 148 15001 SH SOLE 8001 0 7000 EXXON MOBIL CORP COM 30231G102 159 2700 SH SOLE 2700 0 0 FACEBOOK INC CL A 30303M102 1098 3235 SH SOLE 2330 0 905 FARFETCH LTD ORD SH CL A 30744W107 269 7170 SH SOLE 3070 0 4100 FIREEYE INC COM 31816Q101 3 170 SH SOLE 170 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 8 43 SH SOLE 43 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2 17 SH SOLE 17 0 0 FORD MTR CO DEL COM 345370860 14 1000 SH SOLE 0 0 1000 FORTINET INC COM 34959E109 1529 5235 SH SOLE 2090 0 3145 FREYR BATTERY SHS L4135L100 20 2000 SH SOLE 2000 0 0 FTC SOLAR INC COM 30320C103 8 1000 SH SOLE 0 0 1000 FUSION FUEL GREEN PLC CL A G3R25D118 11 1000 SH SOLE 1000 0 0 GENERAL ELECTRIC CO COM NEW 369604301 13 125 SH SOLE 0 0 125 GILEAD SCIENCES INC COM 375558103 91 1300 SH SOLE 0 0 1300 GLOBAL X FDS US PFD ETF 37954Y657 2348 91020 SH SOLE 74020 0 17000 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 2 61 SH SOLE 61 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 1 29 SH SOLE 29 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4 11 SH SOLE 11 0 0 GREEN BRICK PARTNERS INC COM 392709101 7 350 SH SOLE 350 0 0 GUARDANT HEALTH INC COM 40131M109 13 100 SH SOLE 100 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 57 1700 SH SOLE 1700 0 0 HEICO CORP NEW COM 422806109 5 40 SH SOLE 40 0 0 HERCULES CAPITAL INC COM 427096508 50 3000 SH SOLE 1000 0 2000 HOME DEPOT INC COM 437076102 747 2275 SH SOLE 1425 0 850 HONEYWELL INTL INC COM 438516106 312 1470 SH SOLE 1070 0 400 HORIZON THERAPEUTICS PUB L SHS G46188101 992 9055 SH SOLE 6055 0 3000 HUMANA INC COM 444859102 19 50 SH SOLE 0 0 50 II-VI INC COM 902104108 230 3880 SH SOLE 1680 0 2200 ILLUMINA INC COM 452327109 221 544 SH SOLE 544 0 0 INGERSOLL RAND INC COM 45687V106 8 151 SH SOLE 151 0 0 INMODE LTD SHS M5425M103 1574 10280 SH SOLE 7180 0 3100 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C326 532 17010 SH SOLE 13005 0 4005 INNOVATOR ETFS TR US EQTY BUF SEP 45782C664 183 5861 SH SOLE 4861 0 1000 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C391 461 13978 SH SOLE 10148 0 3830 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 282 9193 SH SOLE 8343 0 850 INNOVATOR ETFS TR US EQTY PWR BUF 45782C318 96 3249 SH SOLE 849 0 2400 INNOVATOR ETFS TR US EQTY PWR BUF 45782C656 169 5810 SH SOLE 5810 0 0 INNOVATOR ETFS TR US EQTY BUFR JAN 45782C409 320 8882 SH SOLE 5882 0 3000 INNOVATOR ETFS TR US EQTY BUFR JUN 45782C755 285 8700 SH SOLE 0 0 8700 INNOVATOR ETFS TR US EQTY PWR BUF 45782C748 183 5900 SH SOLE 1900 0 4000 INNOVATOR ETFS TR US EQTY PWR BUF 45782C540 28 905 SH SOLE 905 0 0 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 191 5862 SH SOLE 5862 0 0 INNOVATOR ETFS TR US EQTY ULTRA B 45782C532 30 1020 SH SOLE 1020 0 0 INNOVATOR ETFS TR US EQT ULTRA BF 45782C300 108 3461 SH SOLE 3461 0 0 INNOVATOR ETFS TR DOUBLE STACKR 9 45782C136 164 5920 SH SOLE 0 0 5920 INNOVATOR ETFS TR DOUBLE STACKR 9 45782C219 253 8713 SH SOLE 0 0 8713 INNOVATOR ETFS TR TRIPLE STKR JAN 45782C169 154 5384 SH SOLE 0 0 5384 INNOVATOR ETFS TR TRIPLE STKER OCT 45782C193 70 2288 SH SOLE 0 0 2288 INNOVATOR ETFS TR INVATR 20 PLS 9 45782C235 8 338 SH SOLE 244 0 94 INNOVATOR ETFS TR GRWT100 PWR BF 45782C466 61 1475 SH SOLE 1475 0 0 INNOVATOR ETFS TR US EQTY PWR BF 45782C680 66 2255 SH SOLE 2255 0 0 INNOVATOR ETFS TR US EQTY BUFR FEB 45782C433 216 7000 SH SOLE 2000 0 5000 INNOVATOR ETFS TR US EQTY BUF DEC 45782C557 110 3300 SH SOLE 0 0 3300 INNOVATOR ETFS TR US EQTY BUFR JUL 45782C789 220 6970 SH SOLE 470 0 6500 INNOVATOR ETFS TR US EQTY PWR BUF 45782C813 211 7100 SH SOLE 500 0 6600 INNOVATOR ETFS TR US EQT BUFR APR 45782C888 140 4414 SH SOLE 2750 0 1664 INNOVATOR ETFS TR US EQT PWR BUF 45782C870 93 3245 SH SOLE 1430 0 1815 INNOVATOR ETFS TR US EQUT BUFR AUG 45782C698 25 791 SH SOLE 791 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C425 5 187 SH SOLE 187 0 0 INNOVATOR ETFS TR US EQT ULTRA BF 45782C730 14 500 SH SOLE 500 0 0 INTEL CORP COM 458140100 27 500 SH SOLE 500 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 7 64 SH SOLE 64 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 4558 4585 SH SOLE 3345 0 1240 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 15 173 SH SOLE 173 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 11 175 SH SOLE 175 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 26 500 SH SOLE 0 0 500 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 730 34623 SH SOLE 11123 0 23500 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 202 9362 SH SOLE 9362 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 148 6831 SH SOLE 6831 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 53 2413 SH SOLE 2413 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 21 939 SH SOLE 939 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 21 981 SH SOLE 981 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 11 481 SH SOLE 481 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3911 26106 SH SOLE 18899 0 7207 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 38 2000 SH SOLE 2000 0 0 INVESCO LTD SHS G491BT108 41 1700 SH SOLE 1700 0 0 INVITAE CORP COM 46185L103 21 750 SH SOLE 500 0 250 IONIS PHARMACEUTICALS INC COM 462222100 1 38 SH SOLE 38 0 0 IPG PHOTONICS CORP COM 44980X109 957 6040 SH SOLE 3230 0 2810 IRON MTN INC NEW COM 46284V101 100 2300 SH SOLE 1900 0 400 ISHARES GOLD TR ISHARES NEW 464285204 334 10000 SH SOLE 0 0 10000 ISHARES INC MSCI GBL MIN VOL 464286525 6 61 SH SOLE 61 0 0 ISHARES INC CORE MSCI EMKT 46434G103 175 2839 SH SOLE 2827 0 12 ISHARES INC MSCI EMERG MRKT 464286533 0 5 SH SOLE 5 0 0 ISHARES SILVER TR ISHARES 46428Q109 71 3462 SH SOLE 3462 0 0 ISHARES TR CORE S&P500 ETF 464287200 6162 14304 SH SOLE 10753 0 3551 ISHARES TR PFD AND INCM SEC 464288687 1402 36115 SH SOLE 36115 0 0 ISHARES TR CORE MSCI EAFE 46432F842 514 6925 SH SOLE 6904 0 21 ISHARES TR CORE TOTAL USD 46434V613 45 853 SH SOLE 853 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 14 136 SH SOLE 136 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 5 46 SH SOLE 46 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4494 17085 SH SOLE 14359 0 2726 ISHARES TR CORE S&P SCP ETF 464287804 2816 25787 SH SOLE 22097 0 3690 ISHARES TR S&P 100 ETF 464287101 39 195 SH SOLE 195 0 0 ISHARES TR MSCI USA MMENTM 46432F396 3336 18998 SH SOLE 16600 0 2398 ISHARES TR MSCI EAFE MIN VL 46429B689 493 6548 SH SOLE 5348 0 1200 ISHARES TR MSCI USA MIN VOL 46429B697 2194 29846 SH SOLE 23335 0 6511 ISHARES TR MSCI USA SMCP MN 46435G433 530 14290 SH SOLE 11763 0 2527 ISHARES TR IBOXX INV CP ETF 464287242 923 6936 SH SOLE 5598 0 1338 ISHARES TR MSCI USA QLT FCT 46432F339 177 1346 SH SOLE 1288 0 58 ISHARES TR CORE MSCI TOTAL 46432F834 37 520 SH SOLE 520 0 0 ISHARES TR SELECT DIVID ETF 464287168 501 4371 SH SOLE 1586 0 2785 ISHARES TR INTL SEL DIV ETF 464288448 33 1100 SH SOLE 440 0 660 ISHARES TR RUS 1000 GRW ETF 464287614 89 324 SH SOLE 259 0 65 ISHARES TR US TREAS BD ETF 46429B267 10 367 SH SOLE 367 0 0 ISHARES TR SP SMCP600VL ETF 464287879 81 804 SH SOLE 224 0 580 ISHARES TR S&P MC 400VL ETF 464287705 21 200 SH SOLE 200 0 0 ISHARES TR RUS MID CAP ETF 464287499 18 224 SH SOLE 0 0 224 ISHARES TR CRE U S REIT ETF 464288521 110 1868 SH SOLE 1868 0 0 ISHARES TR CORE S&P TTL STK 464287150 40 406 SH SOLE 406 0 0 ISHARES TR EAFE SML CP ETF 464288273 39 530 SH SOLE 530 0 0 ISHARES TR ISHARES BIOTECH 464287556 210 1300 SH SOLE 1300 0 0 ISHARES U S ETF TR TECHNOLOGY 46431W648 10 188 SH SOLE 188 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 403 7948 SH SOLE 6821 0 1127 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 56 1101 SH SOLE 1101 0 0 JOHNSON & JOHNSON COM 478160104 1240 7680 SH SOLE 4960 0 2720 JONES LANG LASALLE INC COM 48020Q107 8 31 SH SOLE 31 0 0 JPMORGAN CHASE & CO COM 46625H100 1537 9390 SH SOLE 5440 0 3950 LABORATORY CORP AMER HLDGS COM NEW 50540R409 28 100 SH SOLE 100 0 0 LAS VEGAS SANDS CORP COM 517834107 15 400 SH SOLE 400 0 0 LINDE PLC SHS G5494J103 9 29 SH SOLE 29 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 6 64 SH SOLE 64 0 0 LIVENT CORP COM 53814L108 23 1000 SH SOLE 1000 0 0 LOCKHEED MARTIN CORP COM 539830109 21 62 SH SOLE 62 0 0 LOWES COS INC COM 548661107 8 40 SH SOLE 40 0 0 LULULEMON ATHLETICA INC COM 550021109 85 210 SH SOLE 210 0 0 LUMENTUM HLDGS INC COM 55024U109 165 1980 SH SOLE 580 0 1400 MAGNITE INC COM 55955D100 14 500 SH SOLE 500 0 0 MARRIOTT INTL INC NEW CL A 571903202 0 2 SH SOLE 2 0 0 MASTERCARD INCORPORATED CL A 57636Q104 355 1022 SH SOLE 980 0 42 MATCH GROUP INC NEW COM 57667L107 4 29 SH SOLE 29 0 0 MCCORMICK & CO INC COM NON VTG 579780206 5 58 SH SOLE 58 0 0 MCDONALDS CORP COM 580135101 96 400 SH SOLE 400 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 10 500 SH SOLE 500 0 0 MEDTRONIC PLC SHS G5960L103 1122 8950 SH SOLE 4730 0 4220 MERCADOLIBRE INC COM 58733R102 8 5 SH SOLE 5 0 0 MERCK & CO INC COM 58933Y105 280 3730 SH SOLE 1630 0 2100 MICROSOFT CORP COM 594918104 3743 13278 SH SOLE 9738 0 3540 MIDDLEBY CORP COM 596278101 8 48 SH SOLE 48 0 0 MIMEDX GROUP INC COM 602496101 333 45900 SH SOLE 23900 0 22000 NAPCO SEC TECHNOLOGIES INC COM 630402105 43 1000 SH SOLE 1000 0 0 NETFLIX INC COM 64110L106 594 973 SH SOLE 151 0 822 NETFLIX INC CALL November 600 COM 64110L106 61 100 SH Call SOLE 0 0 0 NEW YORK TIMES CO CL A 650111107 6 121 SH SOLE 121 0 0 NEXTERA ENERGY INC COM 65339F101 68 866 SH SOLE 866 0 0 NIKE INC CL B 654106103 532 3660 SH SOLE 3550 0 110 NORFOLK SOUTHN CORP COM 655844108 38 160 SH SOLE 160 0 0 NOVANTA INC COM 67000B104 15 100 SH SOLE 100 0 0 NOVARTIS AG SPONSORED ADR 66987V109 119 1450 SH SOLE 1050 0 400 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 16 1000 SH SOLE 1000 0 0 NV5 GLOBAL INC COM 62945V109 350 3550 SH SOLE 600 0 2950 NVIDIA CORPORATION COM 67066G104 691 3336 SH SOLE 856 0 2480 OMEGA HEALTHCARE INVS INC COM 681936100 294 9805 SH SOLE 5805 0 4000 OREILLY AUTOMOTIVE INC COM 67103H107 2194 3590 SH SOLE 2340 0 1250 OTIS WORLDWIDE CORP COM 68902V107 31 375 SH SOLE 375 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 79 3300 SH SOLE 3300 0 0 PALO ALTO NETWORKS INC COM 697435105 9 18 SH SOLE 18 0 0 PARTY CITY HOLDCO INC COM 702149105 14 2000 SH SOLE 2000 0 0 PAYCOM SOFTWARE INC COM 70432V102 977 1970 SH SOLE 770 0 1200 PAYPAL HLDGS INC COM 70450Y103 1864 7164 SH SOLE 4800 0 2364 PEPSICO INC COM 713448108 414 2755 SH SOLE 1955 0 800 PETIQ INC COM CL A 71639T106 7 300 SH SOLE 0 0 300 PFIZER INC COM 717081103 254 5900 SH SOLE 2900 0 3000 PHOTRONICS INC COM 719405102 20 1500 SH SOLE 1500 0 0 PINTEREST INC CL A 72352L106 189 3700 SH SOLE 500 0 3200 POOL CORP COM 73278L105 6 14 SH SOLE 14 0 0 PROCTER AND GAMBLE CO COM 742718109 98 700 SH SOLE 700 0 0 PROLOGIS INC. COM 74340W103 13 100 SH SOLE 0 0 100 QUALCOMM INC COM 747525103 571 4426 SH SOLE 4426 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 64 750 SH SOLE 750 0 0 REALTY INCOME CORP COM 756109104 45 700 SH SOLE 700 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 20 600 SH SOLE 600 0 0 REDFIN CORP COM 75737F108 43 850 SH SOLE 400 0 450 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 98 1500 SH SOLE 1500 0 0 RESMED INC COM 761152107 1212 4600 SH SOLE 2190 0 2410 ROBLOX CORP CL A 771049103 11 140 SH SOLE 140 0 0 ROPER TECHNOLOGIES INC COM 776696106 97 217 SH SOLE 217 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1 10 SH SOLE 10 0 0 SALESFORCE COM INC COM 79466L302 1680 6196 SH SOLE 2950 0 3246 SCOTTS MIRACLE-GRO CO CL A 810186106 146 1000 SH SOLE 1000 0 0 SEA LTD SPONSORD ADS 81141R100 191 600 SH SOLE 600 0 0 SEMPRA COM 816851109 64 506 SH SOLE 470 0 36 SERES THERAPEUTICS INC COM 81750R102 7 1000 SH SOLE 1000 0 0 SHAKE SHACK INC CL A 819047101 6 78 SH SOLE 78 0 0 SHOPIFY INC CL A 82509L107 182 134 SH SOLE 3 0 131 SHOPIFY INC CALL November 1400 CL A 82509L107 136 100 SH Call SOLE 0 0 0 SMITH A O CORP COM 831865209 5 80 SH SOLE 80 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 27 100 SH SOLE 0 0 100 SOUTHERN COPPER CORP COM 84265V105 104 1860 SH SOLE 1860 0 0 SOUTHWEST AIRLS CO COM 844741108 51 1000 SH SOLE 1000 0 0 SPDR GOLD TR GOLD SHS 78463V107 164 1000 SH SOLE 900 0 100 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1 24 SH SOLE 24 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 64 1496 SH SOLE 1496 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 151 352 SH SOLE 322 0 30 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 356 740 SH SOLE 595 0 145 SPDR SER TR S&P BIOTECH 78464A870 8 61 SH SOLE 61 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 1157 37020 SH SOLE 34820 0 2200 SPDR SER TR PORTFOLIO SH TSR 78468R101 8 264 SH SOLE 264 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 131 2603 SH SOLE 2603 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 136 2936 SH SOLE 2936 0 0 SPDR SER TR COMP SOFTWARE 78464A599 2 13 SH SOLE 13 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 427 5006 SH SOLE 1006 0 4000 SPDR SER TR PORTFOLI S&P1500 78464A805 4 78 SH SOLE 78 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 794 25911 SH SOLE 13911 0 12000 SPDR SER TR S&P 400 MDCP GRW 78464A821 20 270 SH SOLE 0 0 270 SPDR SER TR S&P 600 SMCP GRW 78464A201 2 24 SH SOLE 0 0 24 SPDR SER TR S&P 600 SML CAP 78464A813 97 1025 SH SOLE 1025 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 42 1405 SH SOLE 1405 0 0 SPLUNK INC COM 848637104 23 156 SH SOLE 0 0 156 SPOTIFY TECHNOLOGY S A SHS L8681T102 3 14 SH SOLE 14 0 0 SQUARE INC CL A 852234103 16 65 SH SOLE 15 0 50 STARBUCKS CORP COM 855244109 93 844 SH SOLE 844 0 0 SURGALIGN HOLDINGS INC COM 86882C105 13 12000 SH SOLE 8000 0 4000 SYNOPSYS INC COM 871607107 10 32 SH SOLE 0 0 32 SYSCO CORP COM 871829107 4 56 SH SOLE 56 0 0 T-MOBILE US INC COM 872590104 13 100 SH SOLE 100 0 0 TARGET CORP COM 87612E106 123 539 SH SOLE 500 0 39 TELADOC HEALTH INC COM 87918A105 1021 8050 SH SOLE 3800 0 4250 TEMPUR SEALY INTL INC COM 88023U101 19 400 SH SOLE 400 0 0 TERADYNE INC COM 880770102 4 36 SH SOLE 36 0 0 TESLA INC COM 88160R101 295 380 SH SOLE 105 0 275 TESLA INC COM 88160R101 213 275 SH SOLE 275 0 0 TEXAS INSTRS INC COM 882508104 17 86 SH SOLE 86 0 0 THE TRADE DESK INC COM CL A 88339J105 6217 88440 SH SOLE 58600 0 29840 THERMO FISHER SCIENTIFIC INC COM 883556102 238 416 SH SOLE 216 0 200 TJX COS INC NEW COM 872540109 6 88 SH SOLE 88 0 0 TPI COMPOSITES INC COM 87266J104 34 1000 SH SOLE 500 0 500 TRACTOR SUPPLY CO COM 892356106 4 22 SH SOLE 22 0 0 TRIMBLE INC COM 896239100 148 1800 SH SOLE 1800 0 0 TWILIO INC CL A 90138F102 67 211 SH SOLE 0 0 211 TWITTER INC COM 90184L102 32 525 SH SOLE 525 0 0 UNITEDHEALTH GROUP INC COM 91324P102 96 245 SH SOLE 145 0 100 UNIVERSAL DISPLAY CORP COM 91347P105 34 200 SH SOLE 0 0 200 UPSTART HLDGS INC COM 91680M107 1788 5650 SH SOLE 2620 0 3030 US BANCORP DEL COM NEW 902973304 30 500 SH SOLE 200 0 300 V F CORP COM 918204108 61 905 SH SOLE 905 0 0 VAIL RESORTS INC COM 91879Q109 6 17 SH SOLE 17 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 95 4500 SH SOLE 4500 0 0 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 612 9800 SH SOLE 4300 0 5500 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 176 7000 SH SOLE 2000 0 5000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2228 27195 SH SOLE 19435 0 7760 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 441 5156 SH SOLE 0 0 5156 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2551 25064 SH SOLE 17807 0 7257 VANGUARD INDEX FDS TOTAL STK MKT 922908769 205 921 SH SOLE 815 0 106 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 182 461 SH SOLE 166 0 295 VANGUARD INDEX FDS SM CP VAL ETF 922908611 47 278 SH SOLE 142 0 136 VANGUARD INDEX FDS MID CAP ETF 922908629 34 143 SH SOLE 143 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 18 82 SH SOLE 82 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 50 371 SH SOLE 371 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 22 439 SH SOLE 439 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 769 14623 SH SOLE 7623 0 7000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8079 98036 SH SOLE 73077 0 24959 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5 51 SH SOLE 51 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1074 17481 SH SOLE 16196 0 1285 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4536 29532 SH SOLE 22147 0 7385 VANGUARD STAR FDS VG TL INTL STK F 921909768 18 290 SH SOLE 240 0 50 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 26 520 SH SOLE 520 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3129 30275 SH SOLE 21285 0 8990 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 44 500 SH SOLE 500 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 225 727 SH SOLE 727 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 193 780 SH SOLE 500 0 280 VANGUARD WORLD FDS INF TECH ETF 92204A702 4 10 SH SOLE 10 0 0 VEEVA SYS INC CL A COM 922475108 3882 13470 SH SOLE 8485 0 4985 VERIZON COMMUNICATIONS INC COM 92343V104 1040 19257 SH SOLE 12542 0 6715 VIMEO INC COMMON STOCK 92719V100 1 46 SH SOLE 46 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 5 360 SH SOLE 360 0 0 VISA INC COM CL A 92826C839 1513 6791 SH SOLE 4166 0 2625 WELLS FARGO CO NEW COM 949746101 19 400 SH SOLE 400 0 0 WELLTOWER INC COM 95040Q104 436 5290 SH SOLE 3290 0 2000 WISDOMTREE TR EMER MKT HIGH FD 97717W315 11 260 SH SOLE 260 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 16 130 SH SOLE 130 0 0 WYNN RESORTS LTD COM 983134107 17 200 SH SOLE 200 0 0 XILINX INC COM 983919101 45 300 SH SOLE 300 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 6 11 SH SOLE 0 0 11 ZOETIS INC CL A 98978V103 6 32 SH SOLE 32 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 31 119 SH SOLE 0 0 119 ZSCALER INC COM 98980G102 13 50 SH SOLE 0 0 50 ZUORA INC COM CL A 98983V106 5 300 SH SOLE 300 0 0