0001172661-23-002608.txt : 20230724 0001172661-23-002608.hdr.sgml : 20230724 20230724171607 ACCESSION NUMBER: 0001172661-23-002608 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230724 DATE AS OF CHANGE: 20230724 EFFECTIVENESS DATE: 20230724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SummerHaven Investment Management, LLC CENTRAL INDEX KEY: 0001846436 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21013 FILM NUMBER: 231105839 BUSINESS ADDRESS: STREET 1: 1266 E MAIN STREET, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-352-2700 MAIL ADDRESS: STREET 1: 1266 E MAIN STREET, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001846436 XXXXXXXX 06-30-2023 06-30-2023 false SummerHaven Investment Management, LLC

1266 E Main Street, 4th Floor Stamford CT 06902

13F HOLDINGS REPORT 028-21013 000289269 801-111663 N Kurt Nelson 203-352-2700 /s/ Kurt Nelson Stamford CT 07-24-2023 0 196 157215318 INFORMATION TABLE 2 infotable.xml ABERCROMBIE & FITCH CO CL A 002896207 1558181 41353 SH SOLE 0 0 41353 ABM INDS INC COM 000957100 668837 15682 SH SOLE 0 0 15682 ADAPTHEALTH CORP COMMON STOCK 00653Q102 380057 31229 SH SOLE 0 0 31229 ADVANSIX INC COM 00773T101 712473 20368 SH SOLE 0 0 20368 AGCO CORP COM 001084102 979605 7454 SH SOLE 0 0 7454 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 629662 19197 SH SOLE 0 0 19197 A-MARK PRECIOUS METALS INC COM 00181T107 932955 24922 SH SOLE 0 0 24922 AMERICAN AXLE & MFG HLDGS IN COM 024061103 702049 84891 SH SOLE 0 0 84891 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 683456 57920 SH SOLE 0 0 57920 AMERICAN WOODMARK CORPORATIO COM 030506109 1151125 15073 SH SOLE 0 0 15073 AMKOR TECHNOLOGY INC COM 031652100 1264226 42495 SH SOLE 0 0 42495 AMN HEALTHCARE SVCS INC COM 001744101 632241 5794 SH SOLE 0 0 5794 AMPLIFY ENERGY CORP NEW COM 03212B103 793092 117148 SH SOLE 0 0 117148 ANDERSONS INC COM 034164103 1070034 23186 SH SOLE 0 0 23186 ANYWHERE REAL ESTATE INC COM 75605Y106 402143 60201 SH SOLE 0 0 60201 APOGEE ENTERPRISES INC COM 037598109 850947 17926 SH SOLE 0 0 17926 ARCBEST CORP COM 03937C105 905206 9162 SH SOLE 0 0 9162 ARROW ELECTRS INC COM 042735100 858950 5997 SH SOLE 0 0 5997 ATKORE INC COM 047649108 1281983 8221 SH SOLE 0 0 8221 AUTONATION INC COM 05329W102 987331 5998 SH SOLE 0 0 5998 AVIS BUDGET GROUP COM 053774105 1014609 4437 SH SOLE 0 0 4437 AVNET INC COM 053807103 769514 15253 SH SOLE 0 0 15253 AXCELIS TECHNOLOGIES INC COM NEW 054540208 2534537 13825 SH SOLE 0 0 13825 AZZ INC COM 002474104 728259 16757 SH SOLE 0 0 16757 BANCORP INC DEL COM 05969A105 1115944 34179 SH SOLE 0 0 34179 BIG 5 SPORTING GOODS CORP COM 08915P101 491535 53661 SH SOLE 0 0 53661 BIG LOTS INC COM 089302103 196273 22228 SH SOLE 0 0 22228 BLUELINX HLDGS INC COM NEW 09624H208 887815 9467 SH SOLE 0 0 9467 BOISE CASCADE CO DEL COM 09739D100 990778 10966 SH SOLE 0 0 10966 BRINKS CO COM 109696104 810772 11953 SH SOLE 0 0 11953 BUCKLE INC COM 118440106 865484 25014 SH SOLE 0 0 25014 BUILD-A-BEAR WORKSHOP INC COM 120076104 971654 45362 SH SOLE 0 0 45362 BUILDERS FIRSTSOURCE INC COM 12008R107 1538568 11313 SH SOLE 0 0 11313 CALERES INC COM 129500104 590616 24681 SH SOLE 0 0 24681 CARS COM INC COM 14575E105 1468266 74080 SH SOLE 0 0 74080 CATALYST PHARMACEUTICALS INC COM 14888U101 1252017 93156 SH SOLE 0 0 93156 CENTURY ALUM CO COM 156431108 844558 96853 SH SOLE 0 0 96853 CENTURY CMNTYS INC COM 156504300 1090686 14235 SH SOLE 0 0 14235 CHILDRENS PL INC NEW COM 168905107 362912 15636 SH SOLE 0 0 15636 CHORD ENERGY CORPORATION COM NEW 674215207 1031383 6706 SH SOLE 0 0 6706 CITI TRENDS INC COM 17306X102 498542 28230 SH SOLE 0 0 28230 COHU INC COM 192576106 1092488 26287 SH SOLE 0 0 26287 COLUMBIA BKG SYS INC COM 197236102 448229 22102 SH SOLE 0 0 22102 COMMERCIAL METALS CO COM 201723103 1090115 20701 SH SOLE 0 0 20701 CONNS INC COM 208242107 230077 62183 SH SOLE 0 0 62183 CONSOLIDATED COMM HLDGS INC COM 209034107 343915 89795 SH SOLE 0 0 89795 CONSTELLIUM SE CL A SHS F21107101 901624 52420 SH SOLE 0 0 52420 CORECIVIC INC COM 21871N101 542882 57692 SH SOLE 0 0 57692 COSTAMARE INC SHS Y1771G102 590924 61109 SH SOLE 0 0 61109 CROSS CTRY HEALTHCARE INC COM 227483104 775991 27635 SH SOLE 0 0 27635 CTS CORP COM 126501105 883720 20730 SH SOLE 0 0 20730 CUSTOMERS BANCORP INC COM 23204G100 506068 16724 SH SOLE 0 0 16724 CVR ENERGY INC COM 12662P108 638238 21303 SH SOLE 0 0 21303 DELUXE CORP COM 248019101 526235 30105 SH SOLE 0 0 30105 DIODES INC COM 254543101 1003424 10849 SH SOLE 0 0 10849 DONNELLEY FINL SOLUTIONS INC COM 25787G100 1077012 23655 SH SOLE 0 0 23655 DORIAN LPG LTD SHS USD Y2106R110 1266597 49380 SH SOLE 0 0 49380 DXC TECHNOLOGY CO COM 23355L106 607426 22733 SH SOLE 0 0 22733 EAGLE BULK SHIPPING INC COM Y2187A150 743707 15481 SH SOLE 0 0 15481 EAGLE PHARMACEUTICALS INC COM 269796108 269263 13851 SH SOLE 0 0 13851 EBIX INC COM NEW 278715206 903798 35865 SH SOLE 0 0 35865 EDGEWELL PERS CARE CO COM 28035Q102 793730 19214 SH SOLE 0 0 19214 EMERGENT BIOSOLUTIONS INC COM 29089Q105 112345 15285 SH SOLE 0 0 15285 ENCORE WIRE CORP COM 292562105 1260791 6781 SH SOLE 0 0 6781 ENOVIS CORPORATION COM 194014502 811567 12657 SH SOLE 0 0 12657 EPLUS INC COM 294268107 730774 12980 SH SOLE 0 0 12980 ETHAN ALLEN INTERIORS INC COM 297602104 926566 32764 SH SOLE 0 0 32764 EXTREME NETWORKS COM 30226D106 1998530 76719 SH SOLE 0 0 76719 FERROGLOBE PLC SHS G33856108 563046 118039 SH SOLE 0 0 118039 FIRST AMERN FINL CORP COM 31847R102 705851 12379 SH SOLE 0 0 12379 FIRST BANCORP P R COM NEW 318672706 601102 49190 SH SOLE 0 0 49190 FIRST COMWLTH FINL CORP PA COM 319829107 613487 48497 SH SOLE 0 0 48497 FIRST HAWAIIAN INC COM 32051X108 523136 29047 SH SOLE 0 0 29047 FLEX LTD ORD Y2573F102 1333409 48242 SH SOLE 0 0 48242 FLUOR CORP NEW COM 343412102 861686 29111 SH SOLE 0 0 29111 FOOT LOCKER INC COM 344849104 767674 28317 SH SOLE 0 0 28317 FRESH DEL MONTE PRODUCE INC ORD G36738105 583463 22694 SH SOLE 0 0 22694 FRONTIER COMMUNICATIONS PARE COM 35909D109 493233 26461 SH SOLE 0 0 26461 FULGENT GENETICS INC COM 359664109 373040 10074 SH SOLE 0 0 10074 G III APPAREL GROUP LTD COM 36237H101 619126 32129 SH SOLE 0 0 32129 GAP INC COM 364760108 732876 82069 SH SOLE 0 0 82069 GARRETT MOTION INC COM 366505105 676758 89400 SH SOLE 0 0 89400 GENCO SHIPPING & TRADING LTD SHS Y2685T131 583297 41575 SH SOLE 0 0 41575 GENESCO INC COM 371532102 317107 12664 SH SOLE 0 0 12664 GEO GROUP INC NEW COM 36162J106 762547 106501 SH SOLE 0 0 106501 GMS INC COM 36251C103 1043744 15083 SH SOLE 0 0 15083 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 499629 66176 SH SOLE 0 0 66176 GRAFTECH INTL LTD COM 384313508 472082 93667 SH SOLE 0 0 93667 GREEN DOT CORP CL A 39304D102 454333 24244 SH SOLE 0 0 24244 GROUP 1 AUTOMOTIVE INC COM 398905109 1090214 4224 SH SOLE 0 0 4224 GUESS INC COM 401617105 758472 38996 SH SOLE 0 0 38996 HERBALIFE LTD COM SHS G4412G101 360247 27209 SH SOLE 0 0 27209 HERC HLDGS INC COM 42704L104 1037734 7583 SH SOLE 0 0 7583 HIBBETT INC COM 428567101 548886 15125 SH SOLE 0 0 15125 HNI CORP COM 404251100 525557 18650 SH SOLE 0 0 18650 HOMESTREET INC COM 43785V102 80506 13599 SH SOLE 0 0 13599 HUDSON TECHNOLOGIES INC COM 444144109 901827 93745 SH SOLE 0 0 93745 ICHOR HOLDINGS SHS G4740B105 969038 25841 SH SOLE 0 0 25841 INNOVIVA INC COM 45781M101 576656 45299 SH SOLE 0 0 45299 INTERNATIONAL BANCSHARES COR COM 459044103 749499 16957 SH SOLE 0 0 16957 JABIL INC COM 466313103 1468819 13609 SH SOLE 0 0 13609 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 796763 29239 SH SOLE 0 0 29239 JELD-WEN HLDG INC COM 47580P103 712422 40617 SH SOLE 0 0 40617 KAMAN CORP COM 483548103 528229 21711 SH SOLE 0 0 21711 KENNAMETAL INC COM 489170100 832224 29314 SH SOLE 0 0 29314 KFORCE INC COM 493732101 676164 10791 SH SOLE 0 0 10791 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 787841 14180 SH SOLE 0 0 14180 KOHLS CORP COM 500255104 511019 22170 SH SOLE 0 0 22170 KORN FERRY COM NEW 500643200 547467 11051 SH SOLE 0 0 11051 KULICKE & SOFFA INDS INC COM 501242101 981401 16508 SH SOLE 0 0 16508 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 954925 71907 SH SOLE 0 0 71907 LA Z BOY INC COM 505336107 756726 26422 SH SOLE 0 0 26422 LAZARD LTD SHS A G54050102 644736 20148 SH SOLE 0 0 20148 LENDINGCLUB CORP COM NEW 52603A208 473636 48578 SH SOLE 0 0 48578 M D C HLDGS INC COM 552676108 907572 19405 SH SOLE 0 0 19405 M/I HOMES INC COM 55305B101 1409514 16166 SH SOLE 0 0 16166 MACYS INC COM 55616P104 635612 39602 SH SOLE 0 0 39602 MANPOWERGROUP INC WIS COM 56418H100 682046 8590 SH SOLE 0 0 8590 MARCUS & MILLICHAP INC COM 566324109 558168 17714 SH SOLE 0 0 17714 MARINEMAX INC COM 567908108 547072 16015 SH SOLE 0 0 16015 MASONITE INTL CORP COM 575385109 846564 8264 SH SOLE 0 0 8264 MATSON INC COM 57686G105 703379 9049 SH SOLE 0 0 9049 METHODE ELECTRS INC COM 591520200 661484 19734 SH SOLE 0 0 19734 MODIVCARE INC COM 60783X104 346263 7659 SH SOLE 0 0 7659 MUELLER INDS INC COM 624756102 1162744 13322 SH SOLE 0 0 13322 MURPHY OIL CORP COM 626717102 957883 25010 SH SOLE 0 0 25010 MYR GROUP INC DEL COM 55405W104 1142688 8260 SH SOLE 0 0 8260 NBT BANCORP INC COM 628778102 549986 17268 SH SOLE 0 0 17268 NU SKIN ENTERPRISES INC CL A 67018T105 527150 15878 SH SOLE 0 0 15878 OLD SECOND BANCORP INC ILL COM 680277100 594648 45532 SH SOLE 0 0 45532 OVERSTOCK COM INC DEL COM 690370101 798942 24530 SH SOLE 0 0 24530 OWENS & MINOR INC NEW COM 690732102 350774 18423 SH SOLE 0 0 18423 OWENS CORNING NEW COM 690742101 1105596 8472 SH SOLE 0 0 8472 PATHWARD FINANCIAL INC COM 59100U108 771106 16633 SH SOLE 0 0 16633 PERDOCEO ED CORP COM 71363P106 713820 58176 SH SOLE 0 0 58176 PERMIAN RESOURCES CORP CLASS A COM 71424F105 1417435 129328 SH SOLE 0 0 129328 PHOTRONICS INC COM 719405102 882585 34222 SH SOLE 0 0 34222 PREFERRED BK LOS ANGELES CA COM NEW 740367404 513167 9332 SH SOLE 0 0 9332 PRICESMART INC COM 741511109 777334 10496 SH SOLE 0 0 10496 PRIMORIS SVCS CORP COM 74164F103 986801 32386 SH SOLE 0 0 32386 PROPETRO HLDG CORP COM 74347M108 604198 73325 SH SOLE 0 0 73325 QUANEX BLDG PRODS CORP COM 747619104 771776 28744 SH SOLE 0 0 28744 REGENXBIO INC COM 75901B107 425747 21298 SH SOLE 0 0 21298 RENASANT CORP COM 75970E107 594980 22770 SH SOLE 0 0 22770 RESIDEO TECHNOLOGIES INC COM 76118Y104 583822 33059 SH SOLE 0 0 33059 RESOURCES CONNECTION INC COM 76122Q105 507244 32288 SH SOLE 0 0 32288 RYDER SYS INC COM 783549108 811695 9573 SH SOLE 0 0 9573 RYERSON HLDG CORP COM 783754104 1425770 32867 SH SOLE 0 0 32867 SALLY BEAUTY HLDGS INC COM 79546E104 695441 56311 SH SOLE 0 0 56311 SANMINA CORPORATION COM 801056102 1013380 16814 SH SOLE 0 0 16814 SHOE CARNIVAL INC COM 824889109 768031 32710 SH SOLE 0 0 32710 SHYFT GROUP INC COM 825698103 790013 35812 SH SOLE 0 0 35812 SIGA TECHNOLOGIES INC COM 826917106 211575 41896 SH SOLE 0 0 41896 SIGNET JEWELERS LIMITED SHS G81276100 854710 13097 SH SOLE 0 0 13097 SILVERBOW RES INC COM 82836G102 731611 25124 SH SOLE 0 0 25124 SKYWEST INC COM 830879102 1286833 31602 SH SOLE 0 0 31602 SLEEP NUMBER CORP COM 83125X103 534306 19586 SH SOLE 0 0 19586 SMART GLOBAL HLDGS INC SHS G8232Y101 1133218 39063 SH SOLE 0 0 39063 SPARTANNASH CO COM 847215100 479486 21301 SH SOLE 0 0 21301 SPORTSMANS WHSE HLDGS INC COM 84920Y106 342057 60010 SH SOLE 0 0 60010 STONEX GROUP INC COM 861896108 733513 8829 SH SOLE 0 0 8829 SUNCOKE ENERGY INC COM 86722A103 810610 103000 SH SOLE 0 0 103000 SUPER MICRO COMPUTER INC COM 86800U104 4441137 17818 SH SOLE 0 0 17818 SYLVAMO CORP COMMON STOCK 871332102 954580 23599 SH SOLE 0 0 23599 TALOS ENERGY INC COM 87484T108 681600 49142 SH SOLE 0 0 49142 TENET HEALTHCARE CORP COM NEW 88033G407 1069740 13145 SH SOLE 0 0 13145 TEREX CORP NEW COM 880779103 1489109 24889 SH SOLE 0 0 24889 THE ODP CORP COM 88337F105 1055136 22536 SH SOLE 0 0 22536 THRYV HLDGS INC COM NEW 886029206 747668 30393 SH SOLE 0 0 30393 TIMKENSTEEL CORPORATION COM 887399103 843667 39113 SH SOLE 0 0 39113 TITAN INTL INC ILL COM 88830M102 506257 44099 SH SOLE 0 0 44099 TRINET GROUP INC COM 896288107 821491 8650 SH SOLE 0 0 8650 TRUEBLUE INC COM 89785X101 629661 35554 SH SOLE 0 0 35554 TRUSTMARK CORP COM 898402102 448166 21220 SH SOLE 0 0 21220 TTM TECHNOLOGIES INC COM 87305R109 786949 56615 SH SOLE 0 0 56615 TUPPERWARE BRANDS CORP COM 899896104 20148 25185 SH SOLE 0 0 25185 UFP INDUSTRIES INC COM 90278Q108 926925 9551 SH SOLE 0 0 9551 ULTRA CLEAN HLDGS INC COM 90385V107 860312 22369 SH SOLE 0 0 22369 UNITED NAT FOODS INC COM 911163103 308382 15774 SH SOLE 0 0 15774 VAALCO ENERGY INC COM NEW 91851C201 381230 101391 SH SOLE 0 0 101391 VANDA PHARMACEUTICALS INC COM 921659108 344367 52256 SH SOLE 0 0 52256 VAREX IMAGING CORP COM 92214X106 728902 30925 SH SOLE 0 0 30925 VERADIGM INC COM 01988P108 581969 46188 SH SOLE 0 0 46188 VERITIV CORP COM 923454102 819856 6527 SH SOLE 0 0 6527 VIR BIOTECHNOLOGY INC COM 92764N102 522783 21312 SH SOLE 0 0 21312 VISTA OUTDOOR INC COM 928377100 686022 24793 SH SOLE 0 0 24793 WABASH NATL CORP COM 929566107 1268565 49476 SH SOLE 0 0 49476 WEATHERFORD INTL PLC ORD SHS G48833118 2638402 39723 SH SOLE 0 0 39723 WEIS MKTS INC COM 948849104 576606 8980 SH SOLE 0 0 8980 WERNER ENTERPRISES INC COM 950755108 765684 17331 SH SOLE 0 0 17331 WESCO INTL INC COM 95082P105 1183766 6611 SH SOLE 0 0 6611 WESTERN UN CO COM 959802109 442221 37700 SH SOLE 0 0 37700 WORLD KINECT CORPORATION COM 981475106 668419 32322 SH SOLE 0 0 32322 XEROX HOLDINGS CORP COM NEW 98421M106 716849 48143 SH SOLE 0 0 48143 XPO INC COM 983793100 804701 13639 SH SOLE 0 0 13639 ZUMIEZ INC COM 989817101 406754 24415 SH SOLE 0 0 24415