0001606587-22-002342.txt : 20221114 0001606587-22-002342.hdr.sgml : 20221114 20221114130928 ACCESSION NUMBER: 0001606587-22-002342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Asset Management Inc. CENTRAL INDEX KEY: 0001846368 IRS NUMBER: 844936047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20937 FILM NUMBER: 221383141 BUSINESS ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846368 XXXXXXXX 09-30-2022 09-30-2022 false Simplify Asset Management Inc.

54 W. 40TH STREET NEW YORK NY 10018

13F HOLDINGS REPORT 028-20937 N Paul S. Kim 646-741-2438 Paul S. Kim NY NY 11-09-2022 0 74 941281 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Labs COM 002824100 969 10019 SH SOLE NONE 10019 0 0 ABBVIE INC USD 0.01 COM 00287Y109 710 5291 SH SOLE NONE 5291 0 0 Agilent Technologies COM 00846U101 398 3280 SH SOLE NONE 3280 0 0 Alnylam Pharmaceuticals Inc COM 02043Q107 256 1280 SH SOLE NONE 1280 0 0 Amazon Corp. COM 023135106 212 1877 SH SOLE NONE 1877 0 0 AMAZON.COM INC COM 023135106 4554 40300 SH Call SOLE NONE 40300 0 0 Amgen COM 031162100 283 1255 SH SOLE NONE 1255 0 0 ANTHEM INC USD 0.01 COM 036752103 1853 4080 SH SOLE NONE 4080 0 0 APPLE INC COM 037833100 12010 86900 SH Call SOLE NONE 86900 0 0 APPLE INC USD 0.00001 COM 037833100 351 2537 SH SOLE NONE 2537 0 0 AtriCure Inc COM 04963C209 409 10471 SH SOLE NONE 10471 0 0 Baxter International Inc. COM 071813109 1512 28065 SH SOLE NONE 28065 0 0 Becton, Dickinson COM 075887109 695 3120 SH SOLE NONE 3120 0 0 BIO-TECHNE CORP COM 09073M104 295 1040 SH SOLE NONE 1040 0 0 Boston Scientific Corp. COM 101137107 411 10615 SH SOLE NONE 10615 0 0 CENTENE CORP DEL COM 15135B101 2002 25735 SH SOLE NONE 25735 0 0 Cigna Corp COM 125523100 2258 8137 SH SOLE NONE 8137 0 0 CISCO SYS INC USD 0.001 COM 17275R102 316 7899 SH SOLE NONE 7899 0 0 CloudFlare Inc CL A COM 18915M107 256 4624 SH SOLE NONE 4624 0 0 CLOUDFLARE INC - CLASS A CL A COM 18915M107 1919 34700 SH Call SOLE NONE 34700 0 0 Crowdstrike Holdings Inc CL A 22788C105 275 1666 SH SOLE NONE 1666 0 0 CROWDSTRIKE HOLDINGS INC - A CL A 22788C105 808 4900 SH Call SOLE NONE 4900 0 0 Cutera Inc COM 232109108 2549 55895 SH SOLE NONE 55895 0 0 CVS/Caremark Corp. COM 126650100 793 8314 SH SOLE NONE 8314 0 0 DATADOG INC - CLASS A CL A COM 23804L103 1962 22100 SH Call SOLE NONE 22100 0 0 DEXCOM INC USD 0.001 COM 252131107 368 4564 SH SOLE NONE 4564 0 0 ESTABLISHMENT LABS HOLDINGS COM G31249108 612 11207 SH SOLE NONE 11207 0 0 Gilead Sciences COM 375558103 242 3919 SH SOLE NONE 3919 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 1184 19135 SH SOLE NONE 19135 0 0 Humana Inc. COM 444859102 729 1502 SH SOLE NONE 1502 0 0 Intuitive Surgical Inc. COM NEW 46120E602 1361 7260 SH SOLE NONE 7260 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 12267 45900 SH Call SOLE NONE 45900 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 20966 78449 SH SOLE NONE 78449 0 0 IQVIA Holdings Inc COM 46266C105 478 2640 SH SOLE NONE 2640 0 0 ISHARES BARCLAYS AGGREGATE CORE US AGGBD ET 464287226 2715 28186 SH SOLE NONE 28186 0 0 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 6819 158664 SH SOLE NONE 158664 0 0 ISHARES GOLD TRUST ISHARES NEW 464285204 988 31324 SH SOLE NONE 31324 0 0 ISHARES S&P SMALL CAP 600 INDEX FUND CORE S&P SCP ETF 464287804 2777 31846 SH SOLE NONE 31846 0 0 ISHARES SP 500 INDEX FUND CORE S&P500 ETF 464287200 543619 1515738 SH SOLE NONE 1515738 0 0 ISHARES TR CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 20920 397199 SH SOLE NONE 397199 0 0 Johnson & Johnson COM 478160104 2832 17335 SH SOLE NONE 17335 0 0 Laboratory Corp. of America Holding COM NEW 50540R409 651 3179 SH SOLE NONE 3179 0 0 Lilly (Eli) & Co. COM 532457108 2275 7036 SH SOLE NONE 7036 0 0 McKesson Corp. (New) COM 58155Q103 1911 5624 SH SOLE NONE 5624 0 0 MEDTRONIC PLC SHS G5960L103 545 6744 SH SOLE NONE 6744 0 0 Microsoft Corp. COM 594918104 315 1352 SH SOLE NONE 1352 0 0 PROSHARES ULTRA VIX ST FUTUR ULTRA VIX SHORT 74347Y839 11437 890000 SH Call SOLE NONE 890000 0 0 QuidelOrtho Corp COM 219798105 252 3522 SH SOLE NONE 3522 0 0 Regeneron Pharmaceuticals COM 75886F107 2494 3620 SH SOLE NONE 3620 0 0 ResMed Inc. COM 761152107 1941 8892 SH SOLE NONE 8892 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 1241 32643 SH SOLE NONE 32643 0 0 Shockwave Medical Inc COM 82489T104 530 1907 SH SOLE NONE 1907 0 0 SIMPLIFY AGGR BD PL CR HD ET AGGREGATE BOND P 82889N723 1930 84458 SH SOLE NONE 84458 0 0 SIMPLIFY HIGH YIELD PL CR HD HIGH YIELD PLUS 82889N830 22416 1024289 SH SOLE NONE 1024289 0 0 Simplify Interest Rate Hedge ETF SIMPLIFY INTERST 82889N855 5592 82005 SH SOLE NONE 82005 0 0 SIMPLIFY MANAGED FUTURES ST MANAGED FUTURES 82889N699 5278 179940 SH SOLE NONE 179940 0 0 SIMPLIFY RISK PARITY TREASUR RISK PARITY TREA 82889N798 14895 975825 SH SOLE NONE 975825 0 0 SIMPLIFY VOLATILITY PREMIUM VOLATILITY PREM 82889N863 22961 1098600 SH SOLE NONE 1098600 0 0 SONDER HOLDINGS INC CLASS A COM 83542D102 521 313768 SH SOLE NONE 313768 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 18609 52100 SH Call SOLE NONE 52100 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 54327 152100 SH Put SOLE NONE 152100 0 0 Stryker Corp. COM 863667101 489 2412 SH SOLE NONE 2412 0 0 Tenet Healthcare Corp. COM NEW 88033G407 492 9546 SH SOLE NONE 9546 0 0 TESLA INC COM 88160R101 85968 324100 SH Call SOLE NONE 324100 0 0 TESLA INC COM 88160R101 278 1047 SH SOLE NONE 1047 0 0 The Cooper Companies COM NEW 216648402 407 1543 SH SOLE NONE 1543 0 0 Thermo Fisher Scientific Inc COM 883556102 1570 3095 SH SOLE NONE 3095 0 0 United Health Group Inc. COM 91324P102 3714 7353 SH SOLE NONE 7353 0 0 United Therapeutics Corp COM 91307C102 1657 7914 SH SOLE NONE 7914 0 0 VANECK SEMICONDUCTOR ETF SEMICONDUCTR ETF 92189F676 17864 96500 SH Put SOLE NONE 96500 0 0 VERISIGN INC USD 0.001 COM 92343E102 202 1163 SH SOLE NONE 1163 0 0 ViewRay Inc COM 92672L107 920 252646 SH SOLE NONE 252646 0 0 Waters Corporation COM 941848103 388 1440 SH SOLE NONE 1440 0 0 Zscaler Inc COM 98980G102 278 1691 SH SOLE NONE 1691 0 0