0001606587-22-001706.txt : 20220811 0001606587-22-001706.hdr.sgml : 20220811 20220810185124 ACCESSION NUMBER: 0001606587-22-001706 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220810 EFFECTIVENESS DATE: 20220811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Asset Management Inc. CENTRAL INDEX KEY: 0001846368 IRS NUMBER: 844936047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20937 FILM NUMBER: 221153143 BUSINESS ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846368 XXXXXXXX 06-30-2022 06-30-2022 false Simplify Asset Management Inc.

54 W. 40TH STREET NEW YORK NY 10018

13F HOLDINGS REPORT 028-20937 N Paul S. Kim 646-741-2438 Paul S. Kim NY NY 08-10-2022 0 74 2618877 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Labs COM 002824100 749 6894 SH SOLE NONE 6894 0 0 ABBVIE INC USD 0.01 COM 00287Y109 558 3641 SH SOLE NONE 3641 0 0 Agilent Technologies COM 00846U101 267 2255 SH SOLE NONE 2255 0 0 Alphabet Inc CAP STK CL C 02079K107 260 119 SH SOLE NONE 119 0 0 Alphabet Inc CAP STK CL A 02079K305 2397 1100 SH Call SOLE NONE 0 0 0 Amazon Corp. COM 023135106 231 2171 SH SOLE NONE 2171 0 0 Amgen COM 031162100 202 829 SH SOLE NONE 829 0 0 ANTHEM INC USD 0.01 COM 036752103 1354 2805 SH SOLE NONE 2805 0 0 Apple Inc COM 037833100 7506 54900 SH Call SOLE NONE 0 0 0 APPLE INC USD 0.00001 COM 037833100 337 2463 SH SOLE NONE 2463 0 0 AtriCure Inc COM 04963C209 294 7196 SH SOLE NONE 7196 0 0 Aurora Innovation Inc CLASS A COM 051774107 24 12375 SH SOLE NONE 12375 0 0 Baxter International Inc. COM 071813109 276 4290 SH SOLE NONE 4290 0 0 Becton, Dickinson COM 075887109 529 2145 SH SOLE NONE 2145 0 0 BIO-TECHNE CORP COM 09073M104 248 715 SH SOLE NONE 715 0 0 Boston Scientific Corp. COM 101137107 272 7290 SH SOLE NONE 7290 0 0 CENTENE CORP DEL COM 15135B101 1607 18991 SH SOLE NONE 18991 0 0 Cigna Corp COM 125523100 1590 6034 SH SOLE NONE 6034 0 0 CloudFlare Inc CL A COM 18915M107 360 8236 SH SOLE NONE 8236 0 0 CloudFlare Inc CL A COM 18915M107 1518 34700 SH Call SOLE NONE 0 0 0 Crowdstrike Holdings Inc CL A 22788C105 432 2563 SH SOLE NONE 2563 0 0 Crowdstrike Holdings Inc CL A 22788C105 826 4900 SH Call SOLE NONE 0 0 0 CVS/Caremark Corp. COM 126650100 529 5714 SH SOLE NONE 5714 0 0 Datadog Inc CL A COM 23804L103 2105 22100 SH Call SOLE NONE 0 0 0 DEXCOM INC USD 0.001 COM 252131107 234 3139 SH SOLE NONE 3139 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 1050 13160 SH SOLE NONE 13160 0 0 Humana Inc. COM 444859102 1179 2518 SH SOLE NONE 2518 0 0 Intuitive Surgical Inc. COM NEW 46120E602 873 4348 SH SOLE NONE 4348 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 24223 86424 SH SOLE NONE 86424 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 23740 84700 SH Put SOLE NONE 84700 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 4176 14900 SH Call SOLE NONE 0 0 0 IQVIA Holdings Inc COM 46266C105 394 1815 SH SOLE NONE 1815 0 0 ISHARES BARCLAYS AGGREGATE CORE US AGGBD ET 464287226 1137 11182 SH SOLE NONE 11182 0 0 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 7378 150382 SH SOLE NONE 150382 0 0 ISHARES GOLD TRUST ISHARES NEW 464285204 330 9625 SH SOLE NONE 9625 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 8036 128600 SH Put SOLE NONE 128600 0 0 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 9014 224800 SH Put SOLE NONE 224800 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 1186 7000 SH Put SOLE NONE 7000 0 0 ISHARES S&P SMALL CAP 600 INDEX FUND CORE S&P SCP ETF 464287804 2982 32274 SH SOLE NONE 32274 0 0 ISHARES SP 500 INDEX FUND CORE S&P500 ETF 464287200 612902 1616516 SH SOLE NONE 1616516 0 0 ISHARES TR CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 19322 328326 SH SOLE NONE 328326 0 0 Johnson & Johnson COM 478160104 2114 11910 SH SOLE NONE 11910 0 0 Laboratory Corp. of America Holding COM NEW 50540R409 511 2179 SH SOLE NONE 2179 0 0 LANTHEUS HLDGS INC USD 0.01 COM 516544103 1466 22195 SH SOLE NONE 22195 0 0 Lilly (Eli) & Co. COM 532457108 1625 5013 SH SOLE NONE 5013 0 0 McKesson Corp. (New) COM 58155Q103 1264 3874 SH SOLE NONE 3874 0 0 MEDTRONIC PLC SHS G5960L103 417 4644 SH SOLE NONE 4644 0 0 Microsoft Corp. COM 594918104 327 1274 SH SOLE NONE 1274 0 0 NVIDIA Corp COM 67066G104 23436 154600 SH Call SOLE NONE 0 0 0 NVIDIA Corp. COM 67066G104 260 1715 SH SOLE NONE 1715 0 0 QuidelOrtho Corp COM 219798105 235 2422 SH SOLE NONE 2422 0 0 Regeneron Pharmaceuticals COM 75886F107 1475 2495 SH SOLE NONE 2495 0 0 ResMed Inc. COM 761152107 1282 6117 SH SOLE NONE 6117 0 0 SANOFI-AVENTIS SPONSORED ADR 80105N105 1123 22443 SH SOLE NONE 22443 0 0 Shockwave Medical Inc COM 82489T104 250 1307 SH SOLE NONE 1307 0 0 SIMPLIFY HIGH YIELD PL CR HD HIGH YIELD PLUS 82889N830 28651 1287467 SH SOLE NONE 1287467 0 0 Simplify Interest Rate Hedge ETF SIMPLIFY INTERST 82889N855 10001 177097 SH SOLE NONE 177097 0 0 SIMPLIFY MANAGED FUTURES ST MANAGED FUTURES 82889N699 1678 61160 SH SOLE NONE 61160 0 0 SIMPLIFY RISK PARITY TREASUR RISK PARITY TREA 82889N798 22612 1241740 SH SOLE NONE 1241740 0 0 SIMPLIFY VOLATILITY PREMIUM VOLATILITY PREM 82889N863 31964 1440784 SH SOLE NONE 1440784 0 0 SONDER HOLDINGS INC CLASS A COM 83542D102 260 249958 SH SOLE NONE 249958 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 1697361 4499300 SH Put SOLE NONE 4499300 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 37461 99300 SH Call SOLE NONE 0 0 0 Stryker Corp. COM 863667101 331 1662 SH SOLE NONE 1662 0 0 Tenet Healthcare Corp. COM NEW 88033G407 345 6571 SH SOLE NONE 6571 0 0 TESLA INC COM 88160R101 241 358 SH SOLE NONE 358 0 0 TESLA INC COM 88160R101 2492 3700 SH Call SOLE NONE 0 0 0 The Cooper Companies COM NEW 216648402 334 1068 SH SOLE NONE 1068 0 0 Thermo Fisher Scientific Inc COM 883556102 657 1210 SH SOLE NONE 1210 0 0 United Health Group Inc. COM 91324P102 3604 7017 SH SOLE NONE 7017 0 0 United Therapeutics Corp COM 91307C102 1282 5439 SH SOLE NONE 5439 0 0 VanEck Vectors Fallen Angel High Yield Bond ETF FALLEN ANGEL HG 92189F437 403 14909 SH SOLE NONE 14909 0 0 ViewRay Inc COM 92672L107 460 173696 SH SOLE NONE 173696 0 0 Waters Corporation COM 941848103 328 990 SH SOLE NONE 990 0 0