CEO, CCO

0001606587-22-001157.txt : 20220513 0001606587-22-001157.hdr.sgml : 20220513 20220513150530 ACCESSION NUMBER: 0001606587-22-001157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Asset Management Inc. CENTRAL INDEX KEY: 0001846368 IRS NUMBER: 844936047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20937 FILM NUMBER: 22922117 BUSINESS ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846368 XXXXXXXX 03-31-2022 03-31-2022 false Simplify Asset Management Inc.

54 W. 40TH STREET NEW YORK NY 10018

13F HOLDINGS REPORT 028-20937 N Paul S. Kim CEO, CCO 646-741-2438 Paul S. Kim NY NY 05-13-2022 0 93 3124124 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Labs COM 002824100 653 5519 SH SOLE NONE 5519 0 0 ABBVIE INC USD 0.01 COM 00287Y109 473 2915 SH SOLE NONE 2915 0 0 Advanced Micro Devices Inc COM 007903107 487 4450 SH SOLE NONE 4450 0 0 Agilent Technologies COM 00846U101 239 1804 SH SOLE NONE 1804 0 0 Albemarle Corp. COM 012653101 354 1600 SH SOLE NONE 1600 0 0 Alphabet Inc CAP STK CL C 02079K107 908 325 SH SOLE NONE 325 0 0 Amazon Corp. COM 023135106 877 269 SH SOLE NONE 269 0 0 Amgen COM 031162100 296 1226 SH SOLE NONE 1226 0 0 ANTHEM INC USD 0.01 COM 036752103 1102 2244 SH SOLE NONE 2244 0 0 APPLE INC USD 0.00001 COM 037833100 1060 6069 SH SOLE NONE 6069 0 0 ASML HOLDING NV (EX ASM LITHOGRAPH N Y REGISTRY SHS N07059210 382 572 SH SOLE NONE 572 0 0 AtriCure Inc COM 04963C209 700 10654 SH SOLE NONE 10654 0 0 Baxter International Inc. COM 071813109 266 3432 SH SOLE NONE 3432 0 0 Becton, Dickinson COM 075887109 445 1716 SH SOLE NONE 1716 0 0 BHP BILLITON LTD SPONSORED ADS 088606108 932 12064 SH SOLE NONE 12064 0 0 BIO-TECHNE CORP COM 09073M104 248 572 SH SOLE NONE 572 0 0 Block Inc CL A 852234103 407 3000 SH Call SOLE NONE 0 0 0 Boston Scientific Corp. COM 101137107 854 19282 SH SOLE NONE 19282 0 0 BROADCOM INC NPV COM 11135F101 267 424 SH SOLE NONE 424 0 0 Cigna Corp COM 125523100 496 2068 SH SOLE NONE 2068 0 0 CloudFlare Inc CL A COM 18915M107 1545 12904 SH SOLE NONE 12904 0 0 CloudFlare Inc CL A COM 18915M107 4369 36500 SH Call SOLE NONE 0 0 0 Crowdstrike Holdings Inc CL A 22788C105 1805 7948 SH SOLE NONE 7948 0 0 Crowdstrike Holdings Inc CL A 22788C105 4973 21900 SH Call SOLE NONE 0 0 0 CVS/Caremark Corp. COM 126650100 1024 10120 SH SOLE NONE 10120 0 0 Datadog Inc CL A COM 23804L103 1419 9368 SH SOLE NONE 9368 0 0 Datadog Inc CL A COM 23804L103 3529 23300 SH Call SOLE NONE 0 0 0 DEXCOM INC USD 0.001 COM 252131107 608 1189 SH SOLE NONE 1189 0 0 ELASTIC NV EUR 0.01 ORD SHS N14506104 216 2428 SH SOLE NONE 2428 0 0 GLOBALFOUNDRIES INC ORDINARY SHARES G39387108 366 5861 SH SOLE NONE 5861 0 0 GORES METROPOULOS II -CW28 *W EXP 01/31/202 83542D110 27 37969 SH SOLE NONE 37969 0 0 HCA HLDGS INC USD 0.01 COM 40412C101 562 2244 SH SOLE NONE 2244 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 1108 10531 SH SOLE NONE 10531 0 0 Humana Inc. COM 444859102 876 2012 SH SOLE NONE 2012 0 0 Illumina Inc COM 452327109 500 1431 SH SOLE NONE 1431 0 0 Intel Corp. COM 458140100 701 14141 SH SOLE NONE 14141 0 0 Intuitive Surgical Inc. COM NEW 46120E602 2538 8414 SH SOLE NONE 8414 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 27445 75703 SH SOLE NONE 75703 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 356014 982000 SH Put SOLE NONE 982000 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 5402 14900 SH Call SOLE NONE 0 0 0 IQVIA Holdings Inc COM 46266C105 336 1452 SH SOLE NONE 1452 0 0 ISHARES BARCLAYS AGGREGATE CORE US AGGBD ET 464287226 1153 10763 SH SOLE NONE 10763 0 0 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 7392 133063 SH SOLE NONE 133063 0 0 iShares iBoxx High Yield Corpo IBOXX HI YD ETF 464288513 6172 75000 SH Put SOLE NONE 75000 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 160507 2180800 SH Put SOLE NONE 2180800 0 0 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 23392 518100 SH Put SOLE NONE 518100 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 11044 53800 SH Put SOLE NONE 53800 0 0 ISHARES S&P SMALL CAP 600 INDEX FUND CORE S&P SCP ETF 464287804 3537 32783 SH SOLE NONE 32783 0 0 ISHARES SP 500 INDEX FUND CORE S&P500 ETF 464287200 722716 1592973 SH SOLE NONE 1592973 0 0 ISHARES TR CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 39985 575237 SH SOLE NONE 575237 0 0 Johnson & Johnson COM 478160104 1419 8004 SH SOLE NONE 8004 0 0 Laboratory Corp. of America Holding COM NEW 50540R409 459 1739 SH SOLE NONE 1739 0 0 LANTHEUS HLDGS INC USD 0.01 COM 516544103 2041 36904 SH SOLE NONE 36904 0 0 LEMONADE INC COM 52567D107 367 13900 SH Call SOLE NONE 0 0 0 Lilly (Eli) & Co. COM 532457108 1046 3652 SH SOLE NONE 3652 0 0 LIVANOVA PLC GBP 1.0 SHS G5509L101 552 6746 SH SOLE NONE 6746 0 0 McKesson Corp. (New) COM 58155Q103 310 1012 SH SOLE NONE 1012 0 0 MEDTRONIC PLC SHS G5960L103 978 8816 SH SOLE NONE 8816 0 0 Meta Platforms Inc CL A 30303M102 403 1811 SH SOLE NONE 1811 0 0 Microsoft Corp. COM 594918104 789 2560 SH SOLE NONE 2560 0 0 Netflix Inc. COM 64110L106 231 617 SH SOLE NONE 617 0 0 NVIDIA Corp. COM 67066G104 1275 4671 SH SOLE NONE 4671 0 0 Pfizer, Inc. COM 717081103 428 8261 SH SOLE NONE 8261 0 0 QUALCOMM Inc. COM 747525103 217 1423 SH SOLE NONE 1423 0 0 Quidel Corp COM 74838J101 218 1938 SH SOLE NONE 1938 0 0 SentinelOne Inc CL A 81730H109 708 18268 SH SOLE NONE 18268 0 0 Shockwave Medical Inc COM 82489T104 1072 5171 SH SOLE NONE 5171 0 0 SIMPLIFY HIGH YIELD PL CR HD HIGH YIELD PLUS 82889N830 23799 966203 SH SOLE NONE 966203 0 0 Simplify Interest Rate Hedge ETF SIMPLIFY INTERST 82889N855 8370 167943 SH SOLE NONE 167943 0 0 SIMPLIFY RISK PARITY TREASUR RISK PARITY TREA 82889N798 3559 176229 SH SOLE NONE 176229 0 0 SIMPLIFY VOLATILITY PREMIUM VOLATILITY PREM 82889N863 34745 1423403 SH SOLE NONE 1423403 0 0 Snap Inc CL A 83304A106 245 6800 SH Call SOLE NONE 0 0 0 Snowflake Inc CL A 833445109 587 2564 SH SOLE NONE 2564 0 0 SONDER HOLDINGS INC CLASS A COM 83542D102 90 18862 SH SOLE NONE 18862 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 1569810 3475800 SH Put SOLE NONE 3475800 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 48822 108100 SH Call SOLE NONE 0 0 0 Stryker Corp. COM 863667101 1270 4752 SH SOLE NONE 4752 0 0 TELADOC INC USD 0.001 COM 87918A105 379 5251 SH SOLE NONE 5251 0 0 Tenet Healthcare Corp. COM NEW 88033G407 867 10086 SH SOLE NONE 10086 0 0 TESLA INC COM 88160R101 779 723 SH SOLE NONE 723 0 0 TESLA INC COM 88160R101 9698 9000 SH Call SOLE NONE 0 0 0 Thermo Fisher Scientific Inc COM 883556102 572 968 SH SOLE NONE 968 0 0 United Health Group Inc. COM 91324P102 1492 2925 SH SOLE NONE 2925 0 0 United Therapeutics Corp COM 91307C102 780 4350 SH SOLE NONE 4350 0 0 UPSTART HOLDINGS INC COM 91680M107 224 2050 SH SOLE NONE 2050 0 0 UPSTART HOLDINGS INC COM 91680M107 404 3700 SH Call SOLE NONE 0 0 0 UserTesting Inc COM 91734E101 226 21096 SH SOLE NONE 21096 0 0 VALE SA-SP ADR SPONSORED ADS 91912E105 434 21690 SH SOLE NONE 21690 0 0 VanEck Vectors Fallen Angel High Yield Bond ETF FALLEN ANGEL HG 92189F437 453 14909 SH SOLE NONE 14909 0 0 ViewRay Inc COM 92672L107 545 138958 SH SOLE NONE 138958 0 0 Walt Disney Co. COM 254687106 231 1681 SH SOLE NONE 1681 0 0 Waters Corporation COM 941848103 246 792 SH SOLE NONE 792 0 0 ZOETIS INC USD 0.01 CL A 98978V103 277 1469 SH SOLE NONE 1469 0 0