0001606587-22-000521.txt : 20220214 0001606587-22-000521.hdr.sgml : 20220214 20220214101715 ACCESSION NUMBER: 0001606587-22-000521 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Asset Management Inc. CENTRAL INDEX KEY: 0001846368 IRS NUMBER: 844936047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20937 FILM NUMBER: 22626673 BUSINESS ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846368 XXXXXXXX 12-31-2021 12-31-2021 false Simplify Asset Management Inc.

54 W. 40TH STREET NEW YORK NY 10018

13F HOLDINGS REPORT 028-20937 N Paul S. Kim 646-741-2438 Paul S. Kim NY NY 02-11-2022 0 73 2328617 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Labs COM 002824100 697 4953 SH SOLE NONE 4953 0 0 Advanced Micro Devices Inc COM 007903107 428 2975 SH SOLE NONE 2975 0 0 Albemarle Corp. COM 012653101 344 1472 SH SOLE NONE 1472 0 0 Alphabet Inc CAP STK CL C 02079K107 778 269 SH SOLE NONE 269 0 0 Amazon Corp. COM 023135106 897 269 SH SOLE NONE 269 0 0 ANTHEM INC USD 0.01 COM 036752103 520 1122 SH SOLE NONE 1122 0 0 APPLE INC USD 0.00001 COM 037833100 1057 5952 SH SOLE NONE 5952 0 0 AtriCure Inc COM 04963C209 371 5330 SH SOLE NONE 5330 0 0 Aurora Innovation Inc CLASS A COM 051774107 168 14902 SH SOLE NONE 14902 0 0 BDX COM 075887109 216 858 SH SOLE NONE 858 0 0 Block Inc CL A 852234103 485 3000 SH Call SOLE NONE 0 0 0 Boston Scientific Corp. COM 101137107 276 6490 SH SOLE NONE 6490 0 0 BROADCOM INC NPV COM 11135F101 260 390 SH SOLE NONE 390 0 0 Cigna Corp COM 125523100 237 1034 SH SOLE NONE 1034 0 0 CloudFlare Inc CL A COM 18915M107 2065 15700 SH Call SOLE NONE 0 0 0 CloudFlare Inc CL A COM 18915M107 1880 14300 SH SOLE NONE 14300 0 0 Confluent Inc CLASS A COM 20717M103 791 10377 SH SOLE NONE 10377 0 0 Crowdstrike Holdings Inc CL A 22788C105 3440 16800 SH Call SOLE NONE 0 0 0 Crowdstrike Holdings Inc CL A 22788C105 1112 5429 SH SOLE NONE 5429 0 0 CVS/Caremark Corp. COM 126650100 876 8492 SH SOLE NONE 8492 0 0 Danaher Corp. COM 235851102 304 924 SH SOLE NONE 924 0 0 Datadog Inc CL A COM 23804L103 1738 9757 SH SOLE NONE 9757 0 0 DEXCOM INC USD 0.001 COM 252131107 650 1211 SH SOLE NONE 1211 0 0 DIGITALOCEAN HOLDINGS INC COM 25402D102 567 7057 SH SOLE NONE 7057 0 0 Dropbox Inc CL A 26210C104 437 17813 SH SOLE NONE 17813 0 0 Edwards Lifesciences Corp. COM 28176E108 419 3234 SH SOLE NONE 3234 0 0 ELASTIC NV EUR 0.01 ORD SHS N14506104 299 2428 SH SOLE NONE 2428 0 0 Fastly Inc CL A 31188V100 500 14118 SH SOLE NONE 14118 0 0 HCA HLDGS INC USD 0.01 COM 40412C101 288 1122 SH SOLE NONE 1122 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 398 3696 SH SOLE NONE 3696 0 0 Humana Inc. COM 444859102 245 528 SH SOLE NONE 528 0 0 Intel Corp. COM 458140100 244 4730 SH SOLE NONE 4730 0 0 Intuitive Surgical Inc. COM NEW 46120E602 637 1773 SH SOLE NONE 1773 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 10861 27300 SH Call SOLE NONE 0 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 33763 84864 SH SOLE NONE 84864 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 239665 602400 SH Put SOLE NONE 602400 0 0 IQVIA Holdings Inc COM 46266C105 205 726 SH SOLE NONE 726 0 0 ISHARES SP 500 INDEX FUND CORE S&P500 ETF 464287200 699990 1467515 SH SOLE NONE 1467515 0 0 Johnson & Johnson COM 478160104 426 2489 SH SOLE NONE 2489 0 0 Laboratory Corp. of America Holding COM NEW 50540R409 438 1394 SH SOLE NONE 1394 0 0 LANTHEUS HLDGS INC USD 0.01 COM 516544103 382 13220 SH SOLE NONE 13220 0 0 LEMONADE INC COM 52567D107 1529 36300 SH Call SOLE NONE 0 0 0 Lilly (Eli) & Co. COM 532457108 504 1826 SH SOLE NONE 1826 0 0 LIVANOVA PLC GBP 1.0 SHS G5509L101 623 7124 SH SOLE NONE 7124 0 0 MANDIANT INC NPV COM 562662106 490 27948 SH SOLE NONE 27948 0 0 Microsoft Corp. COM 594918104 984 2926 SH SOLE NONE 2926 0 0 Netflix Inc. COM 64110L106 398 661 SH SOLE NONE 661 0 0 NVIDIA Corp. COM 67066G104 1887 6416 SH SOLE NONE 6416 0 0 Okta Inc CL A 679295105 423 1887 SH SOLE NONE 1887 0 0 Pagerduty Inc COM 69553P100 384 11048 SH SOLE NONE 11048 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 1047 57481 SH SOLE NONE 57481 0 0 Pfizer, Inc. COM 717081103 592 10019 SH SOLE NONE 10019 0 0 QUALCOMM Inc. COM 747525103 239 1309 SH SOLE NONE 1309 0 0 SALESFORCE COM INC USD 0.001 COM 79466L302 526 2069 SH SOLE NONE 2069 0 0 SIMPLIFY RISK PARITY TREASUR RISK PARITY TREA 82889N798 2975 119944 SH SOLE NONE 119944 0 0 SIMPLIFY VOLATILITY PREMIUM VOLATILITY PREM 82889N863 22670 840269 SH SOLE NONE 840269 0 0 Snap Inc CL A 83304A106 320 6800 SH Call SOLE NONE 0 0 0 Snowflake Inc CL A 833445109 717 2116 SH SOLE NONE 2116 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 58990 124200 SH Call SOLE NONE 0 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 1190630 2506800 SH Put SOLE NONE 2506800 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONSORED ADS 874039100 513 4260 SH SOLE NONE 4260 0 0 TESLA INC COM 88160R101 25574 24200 SH Call SOLE NONE 0 0 0 TESLA INC COM 88160R101 951 900 SH SOLE NONE 900 0 0 Thermo Fisher Scientific Inc COM 883556102 323 484 SH SOLE NONE 484 0 0 United Health Group Inc. COM 91324P102 1358 2705 SH SOLE NONE 2705 0 0 United Therapeutics Corp COM 91307C102 469 2172 SH SOLE NONE 2172 0 0 UserTesting Inc COM 91734E101 178 21096 SH SOLE NONE 21096 0 0 VALE SA-SP ADR SPONSORED ADS 91912E105 567 40417 SH SOLE NONE 40417 0 0 ViewRay Inc COM 92672L107 383 69482 SH SOLE NONE 69482 0 0 Walt Disney Co. COM 254687106 246 1589 SH SOLE NONE 1589 0 0 Zillow Group Inc CL C CAP STK 98954M200 1354 21200 SH Call SOLE NONE 0 0 0 ZOETIS INC USD 0.01 CL A 98978V103 693 2838 SH SOLE NONE 2838 0 0 Zscaler Inc COM 98980G102 726 2259 SH SOLE NONE 2259 0 0