0001606587-21-001594.txt : 20211112
0001606587-21-001594.hdr.sgml : 20211112
20211112122637
ACCESSION NUMBER: 0001606587-21-001594
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Simplify Asset Management Inc.
CENTRAL INDEX KEY: 0001846368
IRS NUMBER: 844936047
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20937
FILM NUMBER: 211401902
BUSINESS ADDRESS:
STREET 1: 54 W. 40TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-741-2438
MAIL ADDRESS:
STREET 1: 54 W. 40TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001846368
XXXXXXXX
09-30-2021
09-30-2021
false
Simplify Asset Management Inc.
54 W. 40TH STREET
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-20937
N
Paul S. Kim
CEO, CCO
646-741-2438
Paul S. Kim
NY
NY
11-12-2021
0
38
1445639
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
Amazon Corp
COM
023135106
470
143
SH
SOLE
NONE
143
0
0
Apple Inc
COM
037833100
450
3179
SH
SOLE
NONE
3179
0
0
iShares Core S&P 500 ETF
CORE S&P500 ETF
464287200
508778
1180953
SH
SOLE
NONE
1180953
0
0
Microsoft Corp
COM
594918104
404
1434
SH
SOLE
NONE
1434
0
0
Okta Inc
CL A
679295105
256
1077
SH
SOLE
NONE
1077
0
0
Snowflake Inc
CL A
833445109
378
1249
SH
SOLE
NONE
1249
0
0
Square Inc
CL A
852234103
289
1207
SH
SOLE
NONE
1207
0
0
Toast Inc
CL A
888787108
200
3999
SH
SOLE
NONE
3999
0
0
Invesco QQQ Trust Series 1
UNIT SER 1
46090E103
3472
9700
SH
Call
SOLE
NONE
0
0
0
Invesco QQQ Trust Series 1
UNIT SER 1
46090E103
14458
40390
SH
SOLE
NONE
40390
0
0
Invesco QQQ Trust Series 1
UNIT SER 1
46090E103
88846
248200
SH
Put
SOLE
NONE
248200
0
0
Alphabet Inc
CAP STK CL C
02079K107
437
164
SH
SOLE
NONE
164
0
0
Cloudflare Inc
CL A COM
18915M107
4269
37900
SH
Call
SOLE
NONE
0
0
0
CloudFlare Inc
CL A COM
18915M107
985
8740
SH
SOLE
NONE
8740
0
0
Confluent Inc - Class A
CLASS A COM
20717M103
354
5931
SH
SOLE
NONE
5931
0
0
Crowdstrike Holdings Inc
CL A
22788C105
541
2200
SH
Call
SOLE
NONE
0
0
0
Crowdstrike Holdings Inc
CL A
22788C105
706
2872
SH
SOLE
NONE
2872
0
0
Datadog Inc
CL A COM
23804L103
773
5471
SH
SOLE
NONE
5471
0
0
Dropbox Inc
CL A
26210C104
297
10181
SH
SOLE
NONE
10181
0
0
Fastly Inc
CL A
31188V100
326
8070
SH
SOLE
NONE
8070
0
0
Fireeye Inc
COM
31816Q101
348
19538
SH
SOLE
NONE
19538
0
0
Lemonade Inc
COM
52567D107
1260
18800
SH
Call
SOLE
NONE
0
0
0
NVIDIA Corp
COM
67066G104
377
1820
SH
SOLE
NONE
1820
0
0
Pagerduty Inc
COM
69553P100
262
6314
SH
SOLE
NONE
6314
0
0
Palantir Technologies Inc
CL A
69608A108
790
32853
SH
SOLE
NONE
32853
0
0
ProShares Short VIX Short-Term Futures
SHT VIX ST TRM
74347W130
5874
108000
SH
SOLE
NONE
108000
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
49222
114700
SH
Call
SOLE
NONE
0
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
742584
1730400
SH
Put
SOLE
NONE
1730400
0
0
Salesforce.com Inc
COM
79466L302
372
1372
SH
SOLE
NONE
1372
0
0
Simplify Volatility Premium ETF
VOLATILITY PREM
82889N863
11772
443892
SH
SOLE
NONE
443892
0
0
Snap Inc
CL A
83304A106
724
9800
SH
Call
SOLE
NONE
0
0
0
Snap Inc
CL A
83304A106
296
4002
SH
SOLE
NONE
4002
0
0
Tesla Inc
COM
88160R101
2094
2700
SH
Call
SOLE
NONE
0
0
0
Tesla Inc
COM
88160R101
370
477
SH
SOLE
NONE
477
0
0
Upstart Holdings Inc
COM
91680M107
506
1600
SH
Call
SOLE
NONE
0
0
0
Upstart Holdings Inc
COM
91680M107
428
1352
SH
SOLE
NONE
1352
0
0
Zillow Group Inc
CL C CAP STK
98954M200
1296
14700
SH
Call
SOLE
NONE
0
0
0
Zscaler Inc
COM
98980G102
375
1430
SH
SOLE
NONE
1430
0
0