0001172661-23-003059.txt : 20230814 0001172661-23-003059.hdr.sgml : 20230814 20230814103545 ACCESSION NUMBER: 0001172661-23-003059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Asset Management Inc. CENTRAL INDEX KEY: 0001846368 IRS NUMBER: 844936047 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20937 FILM NUMBER: 231167148 BUSINESS ADDRESS: STREET 1: 222 BROADWAY, 22/F CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 646-741-2438 MAIL ADDRESS: STREET 1: 222 BROADWAY, 22/F CITY: NEW YORK STATE: NY ZIP: 10038 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001846368 XXXXXXXX 06-30-2023 06-30-2023 false Simplify Asset Management Inc.

222 Broadway, 22/F New York NY 10038

13F HOLDINGS REPORT 028-20937 000309535 801-119255 N Paul S. Kim 646-741-2438 /s/ Paul S. Kim New York NY 08-14-2023 0 113 759523251 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 2340659 21470 SH SOLE 21470 0 0 ABBVIE INC COM 00287Y109 1726430 12814 SH SOLE 12814 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 138750 150000 SH SOLE 150000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 409848 3598 SH SOLE 3598 0 0 AKERO THERAPEUTICS INC COM 00973Y108 2790988 59777 SH SOLE 59777 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 1217650 245000 SH SOLE 245000 0 0 AMGEN INC COM 031162100 303945 1369 SH SOLE 1369 0 0 ANNEXON INC COM 03589W102 2300260 653483 SH SOLE 653483 0 0 APPLIED THERAPEUTICS INC COM 03828A101 3049755 2382621 SH SOLE 2382621 0 0 ARGENX SE SPONSORED ADR 04016X101 1197640 3073 SH SOLE 3073 0 0 ATAI LIFE SCIENCES NV SHS N0731H103 240800 140000 SH SOLE 140000 0 0 ATHIRA PHARMA INC COM 04746L104 4403736 1492792 SH SOLE 1492792 0 0 ATRICURE INC COM 04963C209 575044 11650 SH SOLE 11650 0 0 AUTONATION INC COM 05329W102 2469150 15000 SH Put SOLE 15000 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 1386250 125000 SH SOLE 125000 0 0 BAXTER INTL INC COM 071813109 243792 5351 SH SOLE 5351 0 0 BECTON DICKINSON & CO COM 075887109 1520698 5760 SH SOLE 5760 0 0 BIOGEN INC COM 09062X103 851417 2989 SH SOLE 2989 0 0 BIO-TECHNE CORP COM 09073M104 377784 4628 SH SOLE 4628 0 0 BOSTON SCIENTIFIC CORP COM 101137107 638911 11812 SH SOLE 11812 0 0 CHINOOK THERAPEUTICS INC COM 16961L106 960500 25000 SH SOLE 25000 0 0 COOPER COS INC COM NEW 216648402 1545606 4031 SH SOLE 4031 0 0 CYBIN INC COM 23256X100 189000 500000 SH SOLE 500000 0 0 DEXCOM INC COM 252131107 2192766 17063 SH SOLE 17063 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 774156 1099653 SH SOLE 1099653 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 883560 12878 SH SOLE 12878 0 0 EXACT SCIENCES CORP COM 30063P105 2078289 22133 SH SOLE 22133 0 0 FULCRUM THERAPEUTICS INC COM 359616109 2297777 696296 SH SOLE 696296 0 0 GILEAD SCIENCES INC COM 375558103 863955 11210 SH SOLE 11210 0 0 HCA HEALTHCARE INC COM 40412C101 218202 719 SH SOLE 719 0 0 HERON THERAPEUTICS INC COM 427746102 326644 281590 SH SOLE 281590 0 0 HUMANA INC COM 444859102 279903 626 SH SOLE 626 0 0 IDEXX LABS INC COM 45168D104 716682 1427 SH SOLE 1427 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2090279 6113 SH SOLE 6113 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 55671594 150700 SH Put SOLE 150700 0 0 IQVIA HLDGS INC COM 46266C105 445494 1982 SH SOLE 1982 0 0 ISHARES GOLD TR ISHARES NEW 464285204 2943187 80879 SH SOLE 80879 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4048730 82141 SH SOLE 82141 0 0 ISHARES TR CORE S&P500 ETF 464287200 312998510 702247 SH SOLE 702247 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1597628 31437 SH SOLE 31437 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 2100558 43571 SH SOLE 43571 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 2103799 83187 PRN SOLE 83187 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1067195 14216 SH SOLE 14216 0 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 2103582 85442 PRN SOLE 85442 0 0 ISHARES TR MBS ETF 464288588 3154875 33827 SH SOLE 33827 0 0 ISHARES TR CORE MSCI EAFE 46432F842 16731698 247877 SH SOLE 247877 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 2104200 41833 SH SOLE 41833 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3183317 29437 SH SOLE 29437 0 0 ISHARES TR CORE US AGGBD ET 464287226 943748 9635 SH SOLE 9635 0 0 ISHARES TR MSCI EAFE ETF 464287465 86644750 1195100 SH Put SOLE 1195100 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 16259160 411000 SH Put SOLE 411000 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1601572 31942 SH SOLE 31942 0 0 JOHNSON & JOHNSON COM 478160104 3933252 23763 SH SOLE 23763 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 1196849 147033 SH SOLE 147033 0 0 KURA ONCOLOGY INC COM 50127T109 846400 80000 SH SOLE 80000 0 0 KYMERA THERAPEUTICS INC COM 501575104 242131 10532 SH SOLE 10532 0 0 LEMONADE INC COM 52567D107 187136 11106 SH SOLE 11106 0 0 LILLY ELI & CO COM 532457108 2902517 6189 SH SOLE 6189 0 0 LIVANOVA PLC SHS G5509L101 223720 4350 SH SOLE 4350 0 0 MADRIGAL PHARMACEUTICALS INC COM 558868105 3301914 14294 SH SOLE 14294 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 1629000 150000 SH SOLE 150000 0 0 MEDTRONIC PLC SHS G5960L103 4186424 47519 SH SOLE 47519 0 0 MERCK & CO INC COM 58933Y105 438136 3797 SH SOLE 3797 0 0 MICROSOFT CORP COM 594918104 468242 1375 SH SOLE 1375 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 1810900 70000 SH SOLE 70000 0 0 NVIDIA CORPORATION COM 67066G104 12986714 30700 SH Put SOLE 30700 0 0 NVIDIA CORPORATION COM 67066G104 561771 1328 SH SOLE 1328 0 0 PENUMBRA INC COM 70975L107 1196985 3479 SH SOLE 3479 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 3407229 237935 SH SOLE 237935 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 9165000 650000 SH SOLE 650000 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 15498789 1045097 SH SOLE 1045097 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 1533908 143490 SH SOLE 143490 0 0 QUIDELORTHO CORP COM 219798105 324645 3918 SH SOLE 3918 0 0 REGENERON PHARMACEUTICALS COM 75886F107 2672250 3719 SH SOLE 3719 0 0 REPLIMUNE GROUP INC COM 76029N106 3483000 150000 SH SOLE 150000 0 0 REVVITY INC COM 714046109 287709 2422 SH SOLE 2422 0 0 SAGE THERAPEUTICS INC COM 78667J108 2352411 50030 SH SOLE 50030 0 0 SANOFI SPONSORED ADR 80105N105 4355821 80813 SH SOLE 80813 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1065745 20327 SH SOLE 20327 0 0 SERES THERAPEUTICS INC COM 81750R102 2637499 550626 SH SOLE 550626 0 0 SIMPLIFY EXCHANGE TRADED FUN COMMODITIES STRA 82889N566 3245076 131353 SH SOLE 131353 0 0 SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 82889N699 7095936 278272 SH SOLE 278272 0 0 SIMPLIFY EXCHANGE TRADED FUN INTMD TERM TRSRY 82889N798 3006326 204512 SH SOLE 204512 0 0 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 3319995 52883 SH SOLE 52883 0 0 SIMPLIFY EXCHANGE TRADED FUN HIGH YIELD PLUS 82889N830 9821586 449867 SH SOLE 449867 0 0 SIMPLIFY EXCHANGE TRADED FUN AGGREGATE BOND P 82889N723 8033616 356826 SH SOLE 356826 0 0 SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 82889N657 7990232 352303 SH SOLE 352303 0 0 SIMPLIFY EXCHANGE TRADED FUN MARKET NEUTRAL 82889N541 2461750 100000 SH SOLE 100000 0 0 SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 82889N632 2786953 111389 SH SOLE 111389 0 0 SIMPLIFY EXCHANGE TRADED FUN STABLE INCM ETF 82889N640 2808274 112062 SH SOLE 112062 0 0 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 2740253 119401 SH SOLE 119401 0 0 SONDER HOLDINGS INC CLASS A COM 83542D102 77286 145685 SH SOLE 145685 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30586320 69000 SH Call SOLE 69000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 2101427 71380 SH SOLE 71380 0 0 SPDR SER TR BLOOMBERG INVT 78468R200 2303837 75068 SH SOLE 75068 0 0 STOKE THERAPEUTICS INC COM 86150R107 1305321 122796 SH SOLE 122796 0 0 STRYKER CORPORATION COM 863667101 1368024 4484 SH SOLE 4484 0 0 SUTRO BIOPHARMA INC COM 869367102 558000 120000 SH SOLE 120000 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 268092 12809 SH SOLE 12809 0 0 TELESAT CORP CL A & CL B SHS 879512309 1514557 160781 SH SOLE 160781 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 864011 10617 SH SOLE 10617 0 0 TESLA INC COM 88160R101 3115063 11900 SH Call SOLE 11900 0 0 TESLA INC COM 88160R101 487154 1861 SH SOLE 1861 0 0 THE CIGNA GROUP COM 125523100 1864026 6643 SH SOLE 6643 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1699862 3258 SH SOLE 3258 0 0 TSCAN THERAPEUTICS INC COM 89854M101 2617290 1046916 SH SOLE 1046916 0 0 UNITEDHEALTH GROUP INC COM 91324P102 479198 997 SH SOLE 997 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3157567 41865 SH SOLE 41865 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 3147589 68628 SH SOLE 68628 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2636158 7491 SH SOLE 7491 0 0 X4 PHARMACEUTICALS INC COM 98420X103 776000 400000 SH SOLE 400000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2837453 19488 SH SOLE 19488 0 0 ZOETIS INC CL A 98978V103 248499 1443 SH SOLE 1443 0 0