0000950123-21-013668.txt : 20211029 0000950123-21-013668.hdr.sgml : 20211029 20211028213335 ACCESSION NUMBER: 0000950123-21-013668 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211028 EFFECTIVENESS DATE: 20211029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: True Link Financial Advisors, LLC CENTRAL INDEX KEY: 0001846236 IRS NUMBER: 475342429 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20832 FILM NUMBER: 211360341 BUSINESS ADDRESS: STREET 1: 315 MONTGOMERY ST. 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (866) 984-8576 MAIL ADDRESS: STREET 1: 315 MONTGOMERY ST. 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001846236 XXXXXXXX 09-30-2021 09-30-2021 false True Link Financial Advisors, LLC

315 MONTGOMERY ST. 10TH FLOOR SAN FRANCISCO CA 94104

13F HOLDINGS REPORT 028-20832 N Jessica Rossman 650-504-7271 Jessica Rossman San Francisco CA 10-25-2021 0 807 728899 false INFORMATION TABLE 2 6177.xml INFORMATION TABLE FOR FORM 13F 100000TH BARABOO BANCORP cs AGH021101 0 66000 SH SOLE 66000 0 0 3M CO cs 88579Y101 46 264 SH SOLE 223 0 41 ABBOTT LABORATORIES cs 002824100 202 1712 SH SOLE 0 0 1712 ADOBE INC cs 00724F101 86 150 SH SOLE 0 0 150 ADVISORSHARES NEWFLET MUL SEC ETF cs 00768Y727 1104 22606 SH SOLE 0 0 22606 AFLAC INC cs 001055102 5 90 SH SOLE 90 0 0 AMERICAN CENTURY EQUITY GROWTH INV mf 02507M600 6 164 SH SOLE 0 0 164 APPLE INC cs 037833100 173 1220 SH SOLE 0 0 1220 AUTO DATA PROCESSING cs 053015103 28 138 SH SOLE 107 0 31 BAXTER INTERNTNL cs 071813109 3 37 SH SOLE 37 0 0 BNY MELLON INTERNATIONAL STOCK FUND I mf 05587K741 9 344 SH SOLE 0 0 344 CALAMOS MARKET NEUTRAL I NCOME I mf 128119880 72 5012 SH SOLE 0 0 5012 CALVERT SHORT DURATION I NCOME I mf 13161T401 364 21941 SH SOLE 0 0 21941 CARRIER GLOBAL CORP cs 14448C104 44 847 SH SOLE 225 0 622 CDK GLOBAL INC cs 12508E101 1 13 SH SOLE 13 0 0 CHEVRON CORP cs 166764100 3 30 SH SOLE 30 0 0 CHUBB LTD F cs H1467J104 5 27 SH SOLE 17 0 10 CLOROX CO cs 189054109 6 39 SH SOLE 30 0 9 COLUMBIA STRATEGIC INCOM E INST mf 19765L694 0 0 SH SOLE 0 0 0 CONOCOPHILLIPS cs 20825C104 3 46 SH SOLE 46 0 0 CORTEVA INC cs 22052L104 2 43 SH SOLE 43 0 0 COSTCO WHOLESALE CO cs 22160K105 127 282 SH SOLE 0 0 282 CVS HEALTH CORP cs 126650100 284 3350 SH SOLE 0 0 3350 DFA INVESTMENT GRADE I mf 23320G448 161 13831 SH SOLE 0 0 13831 DOLLAR GENERAL CORP cs 256677105 248 1168 SH SOLE 0 0 1168 DOW INC cs 00856G109 2 43 SH SOLE 43 0 0 DRIEHAUS EMERGING MARKET S GROWTH INSTL mf 262028756 6 126 SH SOLE 0 0 126 DUNHAM INTERNATIONAL OPP ORTUNITY BOND N mf 265458448 10 1062 SH SOLE 0 0 1062 DUNHAM MONTHLY DISTRIBUT ION N mf 265458620 3 83 SH SOLE 0 0 83 DUPONT DE NEMOURS INC cs 26614N102 3 43 SH SOLE 43 0 0 EATON VANCE GLBL MACR AB SOLUTE RETURN I mf 277923728 2 282 SH SOLE 0 0 282 EATON VANCE TAX MGD DVF cs 27828N102 1848 132469 SH SOLE 0 0 132469 EMERSON ELECTRIC CO cs 291011104 4 40 SH SOLE 40 0 0 EXXON MOBIL CORP cs 30231G102 60 1026 SH SOLE 436 0 590 FEDERATED HERMES MDT MID CAP GROWTH IS mf 314172198 28 463 SH SOLE 0 0 463 FEDERATED HERMES TOTAL R ETURN BOND IS mf 31428Q101 23 1996 SH SOLE 0 0 1996 FIDELITY CONTRAFUND mf 316071109 61 3222 SH SOLE 0 0 3222 FIRST TRUST TACTICAL HIGH YIELD ETF cs 33738D408 2371 49193 SH SOLE 0 0 49193 FPA NEW INCOME mf 302544101 0 0 SH SOLE 0 0 0 FRANKLIN GROWTH ADV mf 353496839 12 78 SH SOLE 0 0 78 FRST TRT LOW DRTN OPPRNTS ETF cs 33739Q200 5077 100366 SH SOLE 0 0 100366 GENERAL ELECTRIC CO cs 369604103 18 174 SH SOLE 0 0 174 GENERAL MILLS INC cs 370334104 6 95 SH SOLE 51 0 44 GLOBAL X MLP ETF cs 37954Y343 368 10439 SH SOLE 0 0 10439 IBM CORP cs 459200101 10 75 SH SOLE 11 0 64 ILLINOIS TOOL WORKS cs 452308109 12 59 SH SOLE 37 0 22 INTEL CORP cs 458140100 148 2775 SH SOLE 0 0 2775 INVESCO QQQ TRUST cs 72201M750 132 368 SH SOLE 0 0 368 JANUS HENDERSON GROWTH A ND INCOME T mf 471023200 20 269 SH SOLE 0 0 269 JPMORGAN HEDGED EQUITY I mf 46637K281 3296 127312 SH SOLE 0 0 127312 JPMORGAN INTERNATIONAL F OCUS I mf 48121L163 9 336 SH SOLE 0 0 336 JPMORGAN ULTRA SHORT INCOME ETF cs 46641Q837 2110 41600 SH SOLE 0 0 41600 KELLOGG CO cs 487836108 7 107 SH SOLE 89 0 18 KINDER MORGAN INC cs 49456B101 1 41 SH SOLE 41 0 0 KONTOOR BRANDS INC cs 50050N103 0 8 SH SOLE 8 0 0 KROGER CO cs 501044101 218 5380 SH SOLE 0 0 5380 LIFE STORAGE INC cs 53223X107 195 1700 SH SOLE 0 0 1700 LULULEMON ATHLETICA cs 550021109 81 200 SH SOLE 0 0 200 MCDONALDS CORP cs 580135101 5 22 SH SOLE 22 0 0 MEDTRONIC PLC F cs BTN1Y11US 6 51 SH SOLE 51 0 0 METROPOLITAN WEST TOTAL RETURN BD I mf 592905509 277 25306 SH SOLE 0 0 25306 MICRON TECHNOLOGY cs 595112103 90 1275 SH SOLE 0 0 1275 MICROSOFT CORP cs 594918104 428 1517 SH SOLE 575 0 942 NEXTERA ENERGY INC cs 65339F101 20 260 SH SOLE 136 0 124 NORDSTROM INC cs 655664100 1 42 SH SOLE 42 0 0 NORTHERN EMERGING MARKET S EQUITY INDEX mf 665162582 9 678 SH SOLE 0 0 678 OTIS WORLDWIDE CORP cs 68902V107 12 142 SH SOLE 112 0 30 PAYPAL HOLDINGS INCORPOR cs 70450Y103 117 448 SH SOLE 0 0 448 PEPSICO INC cs 713448108 328 2180 SH SOLE 230 0 1950 PFIZER INC cs 717081103 221 5142 SH SOLE 0 0 5142 PPG INDUSTRIES INC cs 693506107 31 217 SH SOLE 200 0 17 PUTNAM INTERNATIONAL CAP ITAL OPP A mf 746802859 0 2 SH SOLE 2 0 0 RAYTHEON TECHNOLOGIES CO cs 75513E101 19 225 SH SOLE 225 0 0 SOUTHERN CO cs 842587107 3 47 SH SOLE 47 0 0 SYSCO CORP cs 871829107 8 103 SH SOLE 69 0 34 TARGET CORP cs 87612E106 271 1186 SH SOLE 0 0 1186 TEMPLETON GLOBAL BOND A mf 880208103 43 4735 SH SOLE 4735 0 0 TRANE TECHNOLOGIES PLC F cs G8994E103 112 650 SH SOLE 0 0 650 U S BANCORP cs 902973304 17 294 SH SOLE 250 0 44 UNION PACIFIC CORP cs 907818108 80 407 SH SOLE 400 0 7 UNITEDHEALTH GRP INC cs 91324P102 46 118 SH SOLE 50 0 68 VERIZON COMMUNICATN cs 92343V104 388 7183 SH SOLE 0 0 7183 VF CORP cs 918204108 15 225 SH SOLE 225 0 0 W E C ENERGY GROUP INC cs 92939U106 2 27 SH SOLE 27 0 0 WABTEC cs 929740108 1 7 SH SOLE 0 0 7 WALMART INC cs 931142103 130 935 SH SOLE 34 0 901 WALT DISNEY CO cs 254687106 19 111 SH SOLE 97 0 14 WASTE MANAGEMENT INC cs 94106L109 126 846 SH SOLE 315 0 531 WILLIAM BLAIR INTERNATIO NAL GROWTH I mf 093001774 234 5479 SH SOLE 0 0 5479 WW GRAINGER INC cs 384802104 3 8 SH SOLE 8 0 0 XTRACKERS USD HIGH YIELD COR BND ETF cs 233051432 1340 33440 SH SOLE 0 0 33440 ACCENTURE PLC F CLASS A cs G1151C101 14 45 SH SOLE 0 0 45 AKAMAI TECHNOLOGIES INC cs 00971T101 1 11 SH SOLE 0 0 11 ALCON INC F cs 04544X300 0 6 SH SOLE 6 0 0 ALLSTATE CORP cs 020002101 3 22 SH SOLE 0 0 22 ALTRIA GROUP INC cs 02209S103 36 785 SH SOLE 0 0 785 AMCOR PLC F cs G0250X107 1 115 SH SOLE 0 0 115 AMER ELECTRIC PWR CO cs 025537101 3 35 SH SOLE 0 0 35 AMERICAN BEACON LARGE CA P VALUE R5 mf 02368A208 22 740 SH SOLE 0 0 740 AMERICAN FUNDS EUROPACIF IC GROWTH F2 mf 29875E100 5 69 SH SOLE 0 0 69 AMERICAN FUNDS INCOME FU ND OF AMER A mf 453320103 69 2742 SH SOLE 0 0 2742 AMERICAN FUNDS WASHINGTO N MUTUAL F2 mf 939330825 11 203 SH SOLE 0 0 203 AMERICAN WATER WORKS cs 030420103 2 12 SH SOLE 0 0 12 AMERN TOWER CORP REIT oa 03027X100 8 32 SH SOLE 0 0 32 AON PLC F CLASS A cs G0403H108 5 17 SH SOLE 0 0 17 BALL CORP cs 058498106 2 23 SH SOLE 0 0 23 BANK OF NY MELLON CO cs 064058100 3 54 SH SOLE 0 0 54 BARON EMERGING MARKETS I NSTITUTIONAL mf 06828M876 6 330 SH SOLE 0 0 330 BARON SMALL CAP INSTL mf 068278803 4 84 SH SOLE 0 0 84 BERKSHIRE HATHAWAY CLASS B cs 084670702 153 562 SH SOLE 0 0 562 BIOGEN INC cs 09062X103 3 11 SH SOLE 0 0 11 BLACKROCK INC cs 09247X101 5 6 SH SOLE 0 0 6 BOOKING HOLDINGS INC cs 09857L108 7 3 SH SOLE 0 0 3 C M S ENERGY CORP cs 125896100 1 20 SH SOLE 0 0 20 CATERPILLAR INC cs 149123101 7 39 SH SOLE 0 0 39 CHAMPLAIN SMALL COMPANY INSTITUTIONAL mf 00766Y190 1 59 SH SOLE 0 0 59 CHARLES SCHWAB CORP cs 808513105 6 78 SH SOLE 0 0 78 COMCAST CORP CLASS A cs 20030N101 4 72 SH SOLE 0 0 72 COSTAR GROUP INC cs 22160N109 2 20 SH SOLE 0 0 20 CROWN CASTLE INTL CO REIT oa 149123101 5 29 SH SOLE 0 0 29 DIAMOND OFFSHR DRILL cs 25271C201 40 6961 SH SOLE 0 0 6961 DOCUSIGN INC cs 256163106 3 13 SH SOLE 0 0 13 DUKE ENERGY CORP cs 26441C204 3 28 SH SOLE 0 0 28 DUNHAM DYNAMIC MACRO N mf 265458588 0 9 SH SOLE 0 0 9 DUNHAM EMERGING MARKETS STOCK N mf 265458653 1 27 SH SOLE 0 0 27 DUNHAM FLOATING RATE BON D N mf 265458414 3 320 SH SOLE 0 0 320 DUNHAM FOCUSED LARGE CAP GROWTH N mf 265458554 1 13 SH SOLE 0 0 13 DUNHAM INTERNATIONAL STO CK N mf 265458786 1 32 SH SOLE 0 0 32 DUNHAM LARGE CAP VALUE N mf 265458851 1 30 SH SOLE 0 0 30 DUNHAM REAL ESTATE STOCK N mf 265458828 0 17 SH SOLE 0 0 17 DUNHAM SMALL CAP GROWTH N mf 265458687 0 7 SH SOLE 0 0 7 DUNHAM SMALL CAP VALUE N mf 265458752 0 16 SH SOLE 0 0 16 EQUINIX INC REIT oa 29444U700 5 6 SH SOLE 0 0 6 ESTEE LAUDER CO INC CLASS A cs 518439104 5 16 SH SOLE 0 0 16 FACEBOOK INC CLASS A cs 30303M102 44 129 SH SOLE 0 0 129 FASTENAL CO cs 311900104 2 41 SH SOLE 0 0 41 FEDERATED HERMES INSTL H IGH YIELD BD R6 mf 31420B847 276 27592 SH SOLE 0 0 27592 FIRST EAGLE GLOBAL I mf 32008F606 1 20 SH SOLE 0 0 20 FIRST TRUST NORTH AMERICAN EN ETF IV cs 33738D101 60 2521 SH SOLE 0 0 2521 GENERAL DYNAMICS CO cs 369550108 4 18 SH SOLE 0 0 18 GILEAD SCIENCES INC cs 375558103 2 30 SH SOLE 0 0 30 HARTFORD MIDCAP I mf 41664M870 4 119 SH SOLE 0 0 119 HERSHEY CO cs 427866108 2 11 SH SOLE 0 0 11 HOME DEPOT INC cs 437076102 23 71 SH SOLE 0 0 71 IDEXX LABS INC cs 45168D104 4 6 SH SOLE 0 0 6 ILLUMINA INC cs 452327109 4 11 SH SOLE 0 0 11 INTERCONTINENTAL EXC cs 45866F104 4 39 SH SOLE 0 0 39 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF cs 46138J700 995 47187 SH SOLE 0 0 47187 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF cs 46138J882 920 42749 SH SOLE 0 0 42749 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF cs 46138J866 184 8509 SH SOLE 0 0 8509 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF cs 46138J841 103 4670 SH SOLE 0 0 4670 INVESCO BULLETSHARES 2025 CORPORATE BOND ETF cs 46138J825 82 3676 SH SOLE 0 0 3676 INVESCO BULLETSHARES 2026 CORPORATE BOND ETF cs 46138J791 58 2712 SH SOLE 0 0 2712 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF cs 46138J783 7 340 SH SOLE 0 0 340 INVESCO DEVELOPING MARKE TS R6 mf 00143W859 385 7440 SH SOLE 0 0 7440 ISHARES 20 PLS YEAR TREASURY BND ETF cs 464287432 898 6224 SH SOLE 0 0 6224 ISHARES ASIA 50 ETF cs 464288430 68 875 SH SOLE 0 0 875 ISHARES CORE CONSERVATIVE ALL ETF IV cs 464289883 1876 47486 SH SOLE 0 0 47486 ISHARES ESG AWARE MSCI EM ETF cs 46434G863 13845 334091 SH SOLE 168173 0 165918 ISHARES ESG AWARE MSCI USA ETF cs 46435G425 40557 411915 SH SOLE 179442 0 232473 ISHARES ESG MSCI USA LEADERS ETF cs 46435U218 12138 160769 SH SOLE 66040 0 94729 ISHARES GLOBAL FINANCIALS ETF IV cs 464287333 513 6540 SH SOLE 6540 0 0 ISHARES GLOBAL REIT ETF cs 46434V647 846 30880 SH SOLE 0 0 30880 ISHARES GLOBAL TECH ETF IV cs 464287291 3749 66171 SH SOLE 32811 0 33360 ISHARES IBOXX INVT GRADE BOND ETF IV cs 464287242 2698 20282 SH SOLE 1152 0 19130 ISHARES INT GOV CREDIT BOND ETF IV cs 464288612 74 641 SH SOLE 0 0 641 ISHARES INTERNTINL AGGRGT BND ETF cs 46435G672 1596 29012 SH SOLE 0 0 29012 ISHARES MBS ETF cs 464288588 2536 23455 SH SOLE 0 0 23455 ISHARES MORTGAGE REAL ESTATE CAPPED ETF cs 46435G342 946 26155 SH SOLE 0 0 26155 ISHARES MSCI EAF MIN VOL FCT ETF IV cs 46429B689 1061 14078 SH SOLE 0 0 14078 ISHARES MSCI EAFE GROWTH ETF IV cs 464288885 9596 90130 SH SOLE 19816 0 70314 ISHARES MSCI EAFE VALUE ETF IV cs 464288877 373 7332 SH SOLE 7332 0 0 ISHARES MSCI EMERGING MARKETS ETF IV cs 464287234 455 9024 SH SOLE 0 0 9024 ISHARES MSCI USA MIN VOL FCTR ETF IV cs 46429B697 4994 67941 SH SOLE 6128 0 61813 ISHARES MSCI USA MOMNTUM FCT ETF cs 46432F396 238 1356 SH SOLE 0 0 1356 ISHARES MSCI USA QLTY FACT ETF IV cs 46432F339 233 1771 SH SOLE 0 0 1771 ISHARES MSCI USA VALUE FACTOR ETF cs 46432F388 12334 122480 SH SOLE 49553 0 72927 ISHARES RUSSELL 1000 ETF IV cs 464287622 1741 7202 SH SOLE 4719 0 2483 ISHARES RUSSELL 1000 GROWTH ETF IV cs 464287614 168 614 SH SOLE 0 0 614 ISHARES RUSSELL 1000 VALUE ETF IV cs 464287598 68 432 SH SOLE 0 0 432 ISHARES RUSSELL MID CAP ETF IV cs 464287499 1633 20881 SH SOLE 0 0 20881 ISHARES SELECT DIVIDEND ETF cs 464287168 1 11 SH SOLE 0 0 11 ISHARES SHORT TREASURY BOND ETF cs 464288687 84 759 SH SOLE 0 0 759 ISHARES TIPS BOND ETF IV cs 464287176 22474 176006 SH SOLE 82733 0 93273 ISHARES TOTAL US STOCK MARKET ETF IV cs 464287150 28671 291428 SH SOLE 72636 0 218792 ISHARES US ENERGY ETF IV cs 464287796 430 15227 SH SOLE 15227 0 0 ISHARES US FINANCIALS ETF IV cs 464287788 541 6550 SH SOLE 1826 0 4724 ISHARES US MEDICAL DEVICES ETF IV cs 464288810 2060 32820 SH SOLE 8904 0 23916 ISHARES US TECHNOLOGY ETF IV cs 464287721 2994 29566 SH SOLE 11674 0 17892 JANUS HENDERSON SHRT DRTN INM ETF cs 47103U886 1342 26750 SH SOLE 0 0 26750 KIMBERLY CLARK CORP cs 494368103 3 25 SH SOLE 0 0 25 L3HARRIS TECHNOLOGIES IN cs 502431109 2 9 SH SOLE 0 0 9 LOCKHEED MARTIN CORP cs 539830109 6 18 SH SOLE 0 0 18 MARKETAXESS HOLDINGS cs 57060D108 1 3 SH SOLE 0 0 3 MASSMUTUAL MID CAP GROWT H I mf 57630A592 54 1729 SH SOLE 0 0 1729 MASTERCARD INC CLASS A cs 57636Q104 22 64 SH SOLE 0 0 64 METTLER TOLEDO INTL cs 592688105 3 2 SH SOLE 0 0 2 MFS VALUE I mf 552983694 7 133 SH SOLE 0 0 133 MONDELEZ INTL CLASS A cs 609207105 6 97 SH SOLE 0 0 97 MONSTER BEVERAGE CORPORA cs 61174X109 2 21 SH SOLE 0 0 21 MOODYS CORP cs 615369105 3 8 SH SOLE 0 0 8 NETFLIX INC cs 64110L106 9 14 SH SOLE 0 0 14 NIKE INC CLASS B cs 844741108 169 1163 SH SOLE 0 0 1163 NOVARTIS AG F SPONSORED ADR 1 ADR REPS 1 ORD SHS cs 66987V109 3 34 SH SOLE 34 0 0 O REILLY AUTOMOTIVE cs 67103H107 3 5 SH SOLE 0 0 5 OKTA INC CLASS A cs 679295105 2 8 SH SOLE 0 0 8 ORACLE CORP cs 68389X105 11 123 SH SOLE 0 0 123 PACCAR INC cs 693718108 2 25 SH SOLE 0 0 25 PALO ALTO NETWORKS cs 697435105 3 7 SH SOLE 0 0 7 PAYCHEX INC cs 704326107 2 22 SH SOLE 0 0 22 PHILLIPS 66 cs 718546104 2 26 SH SOLE 26 0 0 PIMCO ENHNCD SHRT MATRTY ACTV ETF IV cs 72201R833 2249 22061 SH SOLE 0 0 22061 PIMCO INCOME INSTL mf 72201F490 116 9594 SH SOLE 0 0 9594 PROGRESSIVE CO OHIO cs 743315103 4 42 SH SOLE 0 0 42 PROSHARES ONLINE RETAIL ETF IV cs 74347B169 11 174 SH SOLE 0 0 174 PUBLIC STORAGE REIT oa 74460D109 3 11 SH SOLE 0 0 11 REGENERON PHARMS INC cs 75886F107 4 6 SH SOLE 0 0 6 ROSS STORES INC cs 778296103 3 26 SH SOLE 0 0 26 SCHWAB GOVERNMENT MONEY FUND INVESTOR SHARES mf 808515613 975 975304 SH SOLE 895003 0 80301 SCHWAB GOVT MONEY FUND ULTRA mn 4812C0381 947 947072 SH SOLE 0 0 947072 SCHWAB INTERMEDIATE TERM US TRS ETF cs 808524854 17 303 SH SOLE 0 0 303 SCHWAB INTL INDEX FUND mf 808509830 1 55 SH SOLE 0 0 55 SCHWAB SHORT TERM US TREASURY ETF cs 808524862 37 717 SH SOLE 0 0 717 SCHWAB TOTAL STOCK MKT INDEX mf 808509756 3 45 SH SOLE 0 0 45 SCHWAB US AGGREGATE BOND INDEX FD mf 808517718 17 1580 SH SOLE 0 0 1580 SCHWAB US BROAD MARKET ETF cs 808524102 35 341 SH SOLE 0 0 341 SCHWAB VALUE ADVANTAGE MONEY FD ULTRA SHARES mf 808515696 2195 2195448 SH SOLE 0 0 2195448 SCHWAB VALUE ADVANTAGE MONEY FUND mf 808515605 25 25107 SH SOLE 0 0 25107 SELECT SECTOR HEALTH CARE SPD ETF IV cs 81369Y704 151 1185 SH SOLE 0 0 1185 SELECT SECTOR INDUSTRIAL SPDR ETF IV cs 81369Y605 98 1000 SH SOLE 0 0 1000 SIMON PPTY GROUP REIT oa 828806109 2 17 SH SOLE 0 0 17 SPDR AGGREGATE BOND ETF IV cs 78464A649 1992 66749 SH SOLE 0 0 66749 SPDR BLMBRG BRCLY INV GR FLTN ETF IV cs 78468R200 1917 62534 SH SOLE 0 0 62534 SPDR FUND CONSUMER DISCRE SEL ETF IV cs 81369Y209 153 850 SH SOLE 0 0 850 SPDR FUND CONSUMER STAPLES ETF IV cs 81369Y308 143 2075 SH SOLE 0 0 2075 SPDR GOLD SHARES ETF cs 78463V107 1269 7725 SH SOLE 0 0 7725 SPDR INDEX SHARES EMERG MARKT ETF IV cs 78463X509 4 95 SH SOLE 0 0 95 SPDR PORTFOLIO S P 1500 CMPST ETF IV cs 78464A805 58 1101 SH SOLE 0 0 1101 SPDR SHORT TERM CORPORATE BND ETF IV cs 78464A474 271 8679 SH SOLE 0 0 8679 SPDR SHORT TERM TREASURY ETF IV cs 78468R101 1607 52475 SH SOLE 0 0 52475 SPDR SSGA US LG CP LW VLT INX ETF IV cs 78468R804 2428 18201 SH SOLE 18201 0 0 STARBUCKS CORP cs 855244109 8 75 SH SOLE 0 0 75 TECHNOLOGY SELECT SECTOR SPDR ETF IV cs 81369Y803 179 1200 SH SOLE 0 0 1200 TEXAS INSTRUMENTS cs 882508104 10 52 SH SOLE 0 0 52 THERMO FISHER SCNTFC cs 883556102 9 16 SH SOLE 0 0 16 TJX COMPANIES INC cs 872540109 6 88 SH SOLE 0 0 88 TRAVELERS COMPANIES cs 89417E109 3 17 SH SOLE 0 0 17 UBER TECHNOLOGIES INC cs 90353T100 3 64 SH SOLE 0 0 64 UNITED PARCEL SRVC CLASS B cs 911312106 9 51 SH SOLE 0 0 51 VANGUARD 500 INDEX ADMIR AL mf 922908710 46 114 SH SOLE 0 0 114 VANGUARD DEVELOPED MARKE TS INDEX ADMIRAL mf 921943809 443 27309 SH SOLE 0 0 27309 VANGUARD EMERGING MKTS S TOCK IDX ADM mf 922042841 1356 32626 SH SOLE 0 0 32626 VANGUARD FINANCIALS ETF IV cs 92204A405 19 203 SH SOLE 0 0 203 VANGUARD FTSE ALL WORLD EX US ETF IV cs 922042775 27 441 SH SOLE 0 0 441 VANGUARD FTSE EMERGING MARK ETF IV cs 922042858 528 10558 SH SOLE 125 0 10433 VANGUARD GNMA INV mf 922031307 5 512 SH SOLE 0 0 512 VANGUARD GROWTH INDEX AD MIRAL mf 922908660 2 13 SH SOLE 0 0 13 VANGUARD GROWTH INDEX IN STITUTIONAL mf 922908868 155 1040 SH SOLE 0 0 1040 VANGUARD INFORMATION TECHNOLO ETF IV cs 46090F100 160 399 SH SOLE 0 0 399 VANGUARD INSTITUTIONAL I NDEX I mf 922040100 1170 3110 SH SOLE 0 0 3110 VANGUARD INTERMEDIATE TERM BO ETF IV cs 921937819 57840 646694 SH SOLE 254575 0 392119 VANGUARD INTERMEDIATE TERM COR ETF cs 92206C870 481 5094 SH SOLE 0 0 5094 VANGUARD INTERNATIONAL G ROWTH ADM mf 921910501 161 985 SH SOLE 663 0 322 VANGUARD INTRMDIAT TRM TRSRY ETF cs 92206C706 9327 138074 SH SOLE 89897 0 48177 VANGUARD LARGE CAP ETF IV cs 922908637 3014 15000 SH SOLE 0 0 15000 VANGUARD LONG TERM BOND ETF IV cs 921937793 1516 14817 SH SOLE 1797 0 13020 VANGUARD MID CAP ETF IV cs 922908629 375 1584 SH SOLE 1447 0 137 VANGUARD MID CAP INDEX A DMIRAL mf 922908645 328 1119 SH SOLE 0 0 1119 VANGUARD MID CAP INDEX I NSTITUTIONAL mf 922908835 212 3277 SH SOLE 0 0 3277 VANGUARD MORTGAGE BACKED SEC ETF cs 92206C771 22286 418204 SH SOLE 148806 0 269398 VANGUARD REAL ESTATE ETF IV cs 922908553 26 251 SH SOLE 160 0 91 VANGUARD REAL ESTATE IND EX ADMIRAL mf 921908877 4 26 SH SOLE 0 0 26 VANGUARD SHORT TERM COR BD ETF cs 92206C409 156 1899 SH SOLE 0 0 1899 VANGUARD SHORT TERM TREASURY ETF cs 92206C102 1440 23447 SH SOLE 0 0 23447 VANGUARD SMALL CAP ETF IV cs 922908751 1478 6760 SH SOLE 1649 0 5111 VANGUARD SMALL CAP GROWT H INDEX ADMIRAL mf 921937710 20 206 SH SOLE 0 0 206 VANGUARD SMALL CAP INDEX ADM mf 922908686 144 1370 SH SOLE 0 0 1370 VANGUARD SMALL CAP INDEX I mf 922908876 67 635 SH SOLE 0 0 635 VANGUARD TOTAL BOND MARK ET INDEX ADM mf 921937603 389 34508 SH SOLE 0 0 34508 VANGUARD TOTAL BOND MARKET ETF cs 921937835 583 6819 SH SOLE 0 0 6819 VANGUARD TOTAL INTERNATIONAL BND ETF cs 92203J407 13683 240229 SH SOLE 81334 0 158895 VANGUARD TOTAL INTL BD I DX ADMIRAL mf 92203J308 262 11498 SH SOLE 0 0 11498 VANGUARD TOTAL STOCK MARKET E ETF IV cs 922908769 14 62 SH SOLE 0 0 62 VANGUARD VALUE ETF IV cs 922908744 240 1776 SH SOLE 0 0 1776 VANGUARD VALUE INDEX ADM mf 922908678 175 3317 SH SOLE 0 0 3317 VANGUARD WELLINGTON INV mf 921935102 35 712 SH SOLE 0 0 712 VEEVA SYSTEMS INC CLASS A cs 922475108 3 10 SH SOLE 0 0 10 VERISK ANALYTICS INC CLASS A cs 92345Y106 2 9 SH SOLE 0 0 9 VISA INC CLASS A cs 92826C839 179 803 SH SOLE 187 0 616 WALGREENS BOOTS ALLI cs 931427108 2 53 SH SOLE 0 0 53 WELLS FARGO EMERGING MAR KETS EQUITY INST mf 94975P751 3 96 SH SOLE 0 0 96 WELLS FARGO SMALL COMPAN Y GROWTH INST mf 949921571 4 54 SH SOLE 0 0 54 WELLS FARGO SPECIAL MID CAP VALUE INST mf 949915482 3 54 SH SOLE 0 0 54 XCEL ENERGY INC MINN cs 98389B100 2 32 SH SOLE 0 0 32 XILINX INC cs 983919101 3 17 SH SOLE 0 0 17 YUM CHINA HOLDINGS INC cs 98850P109 2 26 SH SOLE 0 0 26 ZOETIS INC CLASS A cs 98978V103 225 1159 SH SOLE 0 0 1159 ISHARES CORE MSCI EAFE ETF cs 46432F842 29108 392027 SH SOLE 166851 0 225176 SPDR FUND MATERIALS SELECT SECTR ETF cs 81369Y100 127 1609 SH SOLE 173 0 1436 ISHARES MSCI EAFE ETF cs 464287465 2313 29651 SH SOLE 7977 0 21674 ISHARES CORE MSCI EMERGING ETF cs 46434G103 3050 49381 SH SOLE 1038 0 48343 VANGUARD FTSE DEVELOPED MKTS ETF IV cs 921943858 1547 30637 SH SOLE 0 0 30637 ISHARES CORE US AGGREGATE BOND ETF cs 464287226 2281 19862 SH SOLE 0 0 19862 ISHARES RUSSELL 2000 ETF cs 464287655 961 4395 SH SOLE 0 0 4395 ISHS MSCI EMERG MRKT MIN VOL FCT ETF cs 464286533 1104 17618 SH SOLE 0 0 17618 CREDIT SUISSE COMMODITY RETURN STRAT I mf 22544R305 130 21972 SH SOLE 0 0 21972 GOLDMAN SACHS ABSOLUTE R ET TRCKR INSTL mf 38145N220 162 15520 SH SOLE 0 0 15520 ISHARES BROAD USD HG YLD CRP BND ETF cs 46435U853 79 1898 SH SOLE 0 0 1898 ABBEY CAPITAL FUTURES ST RATEGY I mf 74925K367 18 1492 SH SOLE 0 0 1492 BLACKROCK EVENT DRIVEN E QUITY INSTL mf 09250J734 52 5324 SH SOLE 0 0 5324 CONESTOGA SMALL CAP INST ITUTIONAL mf 207019704 50 575 SH SOLE 0 0 575 DIAMOND HILL LARGE CAP I mf 25264S841 102 2907 SH SOLE 0 0 2907 WELLS FARGO SPECIAL SMAL L CAP VALUE INST mf 94975P447 54 1238 SH SOLE 0 0 1238 HARTFORD SCHRODERS EMERG ING MKTS EQ F mf 41665X859 55 2781 SH SOLE 0 0 2781 HARDING LOEVNER INTERNAT IONAL EQ INSTL mf 412295107 44 1503 SH SOLE 0 0 1503 BRANDYWINEGLOBAL GLOBAL UNCONST BOND I mf 524686672 18 1436 SH SOLE 0 0 1436 LOOMIS SAYLES GROWTH Y mf 543487110 100 3904 SH SOLE 0 0 3904 MFS MID CAP VALUE R6 mf 55273W475 68 2164 SH SOLE 0 0 2164 NEUBERGER BERMAN LONG SH ORT INSTL mf 64128R608 38 2160 SH SOLE 0 0 2160 OAKMARK INTERNATIONAL IN STITUTIONAL mf 413838723 45 1588 SH SOLE 0 0 1588 PIMCO DYNAMIC BOND INSTL mf 72201M487 21 1981 SH SOLE 0 0 1981 WESTERN ASSET CORE BOND IS mf 957663677 36 2732 SH SOLE 0 0 2732 PGIM HIGH YIELD R6 mf 74440Y884 5 918 SH SOLE 0 0 918 BANK OF AMERICA CORP cs 060505104 8 200 SH SOLE 0 0 200 CITIGROUP INC cs 179267424 2 30 SH SOLE 0 0 30 CISCO SYSTEMS INC cs 17275R102 98 1800 SH SOLE 0 0 1800 D X C TECHNOLOGY CO 0050 cs 23355L106 0 8 SH SOLE 0 0 8 ERICSSON F SPONSORED ADR 1 ADR REPS 1 ORD SHS cs 294821608 9 800 SH SOLE 0 0 800 GENTING BERHAD F SPONSORED ADR 1 ADR REPS 1 ORD SHS cs 372452201 0 9 SH SOLE 0 0 9 CORNING INC cs 219350105 18 500 SH SOLE 0 0 500 GLAXOSMITHKLINE PLC F SPONSORED ADR 1 ADR REPS 2 ORD SHS cs 37733W105 4 100 SH SOLE 0 0 100 HEWLETT PACKARD ENTERPRI cs 423452101 1 100 SH SOLE 0 0 100 LEGEND OIL AND GAS LTD cs 52490C101 0 200 SH SOLE 0 0 200 MITSUBISHI U F J FINAN F SPONSORED ADR 1 ADR REPS 1 ORD SHS cs 606822104 2 300 SH SOLE 0 0 300 PACIFIC CENTURY PR ORDF cs G6844T122 0 21 SH SOLE 0 0 21 PCCW LIMITED ORDF cs 867270209 0 200 SH SOLE 0 0 200 PT INDOSAT TBK ORDF cs Y7130D110 2 5000 SH SOLE 0 0 5000 RITE AID CORP cs 767754872 3 200 SH SOLE 0 0 200 WHEATON PRECIOUS METAL F cs 962879102 15 400 SH SOLE 0 0 400 FIDELITY MSCI HEALTH CARE INDX ETF cs 316092600 8 133 SH SOLE 0 0 133 ISHARES EXPANDED TECH SECTOR ETF IV cs 464287549 13 32 SH SOLE 0 0 32 ISHARES BRD USD INV GRD CORP BD ETF cs 464288620 16 267 SH SOLE 0 0 267 VANGUARD RUSSELL 2000 ETF cs 92206C664 12 138 SH SOLE 0 0 138 VANGUARD DIVIDEND APPRECIATION ETF cs 921908844 329 2141 SH SOLE 0 0 2141 TWEEDY, BROWNE INTERNATI ONAL VALUE FUND mf 901165100 18 601 SH SOLE 0 0 601 AMERICAN BEACON INTERNAT IONAL EQ R5 mf 02368A406 136 6871 SH SOLE 0 0 6871 GATEWAY N mf 367829777 56 1445 SH SOLE 0 0 1445 MFS INTERNATIONAL NEW DI SCOVERY R6 mf 552981383 124 3098 SH SOLE 0 0 3098 NORTHROP GRUMMAN CORP cs 666807102 4 11 SH SOLE 0 0 11 VANGUARD VALUE INDEX I mf 922908850 215 4080 SH SOLE 0 0 4080 VANGUARD SMALL CAP GROWT H INDEX I mf 922908819 67 848 SH SOLE 0 0 848 VANGUARD SMALL CAP VALUE INDEX I mf 922908785 61 1513 SH SOLE 0 0 1513 WESTERN ASSET HIGH YLD D cs 95768B107 28 1776 SH SOLE 0 0 1776 DELAWARE IVY HIGH INCOME cs 246107106 28 2040 SH SOLE 0 0 2040 ABBVIE INC cs 00287Y109 81 750 SH SOLE 0 0 750 APPLIED MATERIALS cs 038222105 77 600 SH SOLE 0 0 600 CONAGRA BRANDS INC cs 205887102 85 2500 SH SOLE 0 0 2500 C H ROBINSON WORLDWD cs 12541W209 78 900 SH SOLE 0 0 900 COCA COLA CONSOLIDATED I cs 191098102 79 200 SH SOLE 0 0 200 FIRST TRUST TCW OPPORTUNISTIC FI ETF cs 33740F805 1928 36000 SH SOLE 0 0 36000 FIRST TRUST ENHANCED SHORT MTRTY ETF cs 33739Q408 1828 30500 SH SOLE 0 0 30500 J M SMUCKER CO cs 832696405 78 650 SH SOLE 0 0 650 LOWES COMPANIES INC cs 548661107 14 69 SH SOLE 69 0 0 ABBOTT LABORATO 3point875 percent 25 DUE 09 15 25 cb 002824BM1 143 130000 PRN SOLE 74000 0 56000 ABBVIE INCpoint 2point85 percent 23 DUE 05 14 23 cb 00287YAX7 46 45000 PRN SOLE 26000 0 19000 CHUBB INA HOLDIN 3point35 percent 24 DUE 05 15 24 cb 00440EAR8 168 157000 PRN SOLE 89000 0 68000 ALEXANDRIA VA 3 percent 25 GO UTX DUE 07 15 25 TAXBL mb 0153022H4 188 175000 PRN SOLE 100000 0 75000 ALTERA CORPpoint 4point1 percent 23 DUE 11 15 23 cb 021441AF7 81 75000 PRN SOLE 43000 0 32000 AMAZONpointCOM, INCpoint 3point15 percent 27 DUE 08 22 27 cb 023135BC9 110 100000 PRN SOLE 57000 0 43000 AMERISOURCEBERGE 3point25 percent 25 DUE 03 01 25 cb 03073EAM7 53 50000 PRN SOLE 28000 0 22000 APPLE INCpoint 3point45 percent 24 DUE 05 06 24 cb 037833AS9 215 200000 PRN SOLE 157000 0 43000 APPLE INCpoint 3point25 percent 26 DUE 02 23 26 cb 037833BY5 109 100000 PRN SOLE 57000 0 43000 APPLIED MATERIALS 3point9 percent 25 DUE 10 01 25 cb 038222AJ4 111 100000 PRN SOLE 57000 0 43000 AZ BD REGENTS UNIV 4 percent 27 PUB EDUC DUE 07 01 27 XTRO TAXBL mb 04048RHK5 57 50000 PRN SOLE 28000 0 22000 AUTOMATIC DATA 3point375 percent 25 DUE 09 15 25 cb 053015AE3 697 640000 PRN SOLE 483000 0 157000 TRUIST FINL CORP 2point75 percent 22 DUE 04 01 22 cb 05531FAX1 101 100000 PRN SOLE 57000 0 43000 TRUIST FINL CORP 2point2 percent 23 DUE 03 16 23 cb 05531FBJ1 128 125000 PRN SOLE 82000 0 43000 THE BANK OF NEW Y 2point6 percent 22 DUE 02 07 22 cb 06406RAA5 101 100000 PRN SOLE 57000 0 43000 BERKSHIRE HATHAWAY 3 percent 22 DUE 05 15 22 cb 084664BT7 102 100000 PRN SOLE 57000 0 43000 BERKSHIRE HATHAW 2point75 percent 23 DUE 03 15 23 cb 084670BR8 180 175000 PRN SOLE 107000 0 68000 BLACKROCK, INCpoint 3point2 percent 27 DUE 03 15 27 cb 09247XAN1 312 285000 PRN SOLE 184000 0 101000 THE BOEING CO 2point8 percent 24 DUE 03 01 24 cb 097023CC7 52 50000 PRN SOLE 28000 0 22000 BNSF, LLC 3point05 percent 22 DUE 09 01 22 cb 12189LAL5 255 250000 PRN SOLE 164000 0 86000 BNSF, LLC 3 percent 23 DUE 03 15 23 cb 12189LAM3 103 100000 PRN SOLE 57000 0 43000 CME GROUP INCpoint 3 percent 25 DUE 03 15 25 cb 12572QAG0 240 225000 PRN SOLE 139000 0 86000 CSX CORP 3point4 percent 24 DUE 08 01 24 cb 126408HB2 75 70000 PRN SOLE 40000 0 30000 CAPITAL ONE FINL 3point3 percent 24 DUE 10 30 24 cb 14040HBT1 187 175000 PRN SOLE 100000 0 75000 CHURCH DWIGHT 2point45 percent 22 DUE 08 01 22 cb 171340AK8 203 200000 PRN SOLE 114000 0 86000 CHURCH DWIGHT 3point15 percent 27 DUE 08 01 27 cb 171340AN2 33 30000 PRN SOLE 17000 0 13000 CLG PK GA BUS INDL 4 percent 22 MUNI BLDG DUE 09 01 22 XTRO TAXBL mb 194301JG3 207 200000 PRN SOLE 135000 0 65000 COMMONWEALTH FA 6point392 percent 24 MUNI AUTH DUE 06 01 24 XTRO TAXBL mb 20281PCE0 161 150000 PRN SOLE 85000 0 65000 CONSOLIDATED EDIS 2point9 percent 26 DUE 12 01 26 cb 209111FJ7 105 100000 PRN SOLE 57000 0 43000 COSTCO WHOLESALE 2point75 percent 24 DUE 05 18 24 cb 22160KAL9 211 200000 PRN SOLE 114000 0 86000 DTE ELECTRIC CO 3point65 percent 24 DUE 03 15 24 cb 23338VAB2 80 75000 PRN SOLE 43000 0 32000 DANVILLE VA 3point5 percent 26 GO UTX DUE 03 01 26 TAXBL mb 236866JC4 264 240000 PRN SOLE 154000 0 86000 DEERE CO 2point6 percent 22 DUE 06 08 22 cb 244199BE4 202 200000 PRN SOLE 57000 0 143000 DOMINION ENERGY, 2point75 percent 22 DUE 09 15 22 cb 25746UBP3 254 250000 PRN SOLE 142000 0 108000 DUKE ENERGY CORP 2point95 percent 26 DUE 12 01 26 cb 26442CAS3 297 275000 PRN SOLE 189000 0 86000 DURHAM NC LTD OBG 4 percent 25 VP DUE 10 01 25 TAXBL mb 26678PCL2 150 140000 PRN SOLE 80000 0 60000 ENTERGY LOUISIAN 4point44 percent 26 DUE 01 15 26 cb 29364WAM0 22 20000 PRN SOLE 11000 0 9000 ERIE PA SWR AUT 3point737 percent 25 SWR UTIL DUE 12 01 25 TAXBL BUILD AMERICA MUTU mb 295533NJ8 137 125000 PRN SOLE 71000 0 54000 FAIRFAX CNTY VA 2point75 percent 22 MULT HSG DUE 10 01 22 XTRO TAXBL mb 303835CV2 102 100000 PRN SOLE 57000 0 43000 FARGO ND 4 percent 22 DB UTX DUE 05 01 22 XTRO TAXBL mb 30747M5P7 286 280000 PRN SOLE 159000 0 121000 FEDERAL REALTY I 3point95 percent 24 DUE 01 15 24 cb 313747AU1 277 260000 PRN SOLE 174000 0 86000 FIFTH THIRD BANCO 2point6 percent 22 DUE 06 15 22 cb 316773CU2 152 150000 PRN SOLE 118000 0 32000 FORD MOTOR CO 4point375 percent 23 DUE 08 06 23 cb 345397WK5 260 250000 PRN SOLE 142000 0 108000 FORD MOTOR CO 3point096 percent 23 DUE 05 04 23 cb 345397XZ1 163 160000 PRN SOLE 117000 0 43000 GEORGIA ST 3point2 percent 30 GO UTX DUE 07 01 30 TAXBL mb 373384ZR0 254 250000 PRN SOLE 142000 0 108000 GILEAD SCIENCES, 2point5 percent 23 DUE 09 01 23 cb 375558BL6 177 171000 PRN SOLE 97000 0 74000 THE HERSHEY CO 3point2 percent 25 DUE 08 21 25 cb 427866AU2 108 100000 PRN SOLE 57000 0 43000 THE HERSHEY CO 2point3 percent 26 DUE 08 15 26 cb 427866AX6 105 100000 PRN SOLE 57000 0 43000 HONEYWELL INTERNT 2point5 percent 26 DUE 11 01 26 cb 438516BL9 77 73000 PRN SOLE 42000 0 31000 ILLINOIS TOOL WO 2point65 percent 26 DUE 11 15 26 cb 452308AX7 35 33000 PRN SOLE 19000 0 14000 JPMORGAN CHASE 3point125 percent 25 DUE 01 23 25 cb 46625HKC3 53 50000 PRN SOLE 28000 0 22000 JOHNSON JOHNS 3point375 percent 23 DUE 12 05 23 cb 478160BH6 213 200000 PRN SOLE 114000 0 86000 JUNCTION CITY KS 3 percent 27 GO UTX DUE 09 01 27 TAXBL mb 048150220 184 175000 PRN SOLE 132000 0 43000 KENNESAW GEORGIA 4point7 percent 27 IMPT PARK DUE 02 01 27 XTRO TAXBL mb 489496AS8 262 250000 PRN SOLE 185000 0 65000 KIMBERLY CLARK C 2point75 percent 26 DUE 02 15 26 cb 494368BU6 81 75000 PRN SOLE 43000 0 32000 LOCKHEED MARTIN C 2point9 percent 25 DUE 03 01 25 cb 539830BE8 313 294000 PRN SOLE 178000 0 116000 LOUDOUN CNTY VA 2point513 percent 21 GO UTX DUE 12 01 21 XTRO TAXBL mb 5458967B2 100 100000 PRN SOLE 57000 0 43000 MANSFIELD TX ISD 4 percent 23 GO UTX DUE 02 15 23 TAXBL mb 564386JA9 105 100000 PRN SOLE 57000 0 43000 MD NTL PK PLN MO 3point75 percent 27 DB LTX DUE 12 01 27 TAXBL mb 574140R35 172 165000 PRN SOLE 94000 0 71000 MD ST CDA HSG 2point813 percent 26 SING HSG DUE 03 01 26 XTRO TAXBL mb 57419RC94 331 315000 PRN SOLE 231000 0 84000 MD ST CDA HSG 3point056 percent 24 SING HSG DUE 03 01 24 XTRO TAXBL mb 57419RK53 105 100000 PRN SOLE 57000 0 43000 MARYLAND ST HEA 3point632 percent 24 SYST HLTH DUE 07 01 24 XTRO TAXBL mb 574218W82 108 100000 PRN SOLE 57000 0 43000 MCDONALD'S CORP 3point375 percent 25 DUE 05 26 25 cb 58013MEU4 102 95000 PRN SOLE 54000 0 41000 MERCK COpoint, INCpoint 2point8 percent 23 DUE 05 18 23 cb 58933YAF2 234 225000 PRN SOLE 128000 0 97000 MET GOV NASH DA 4point053 percent 26 UNIV EDUC DUE 07 01 26 TAXBL mb 592041WJ2 55 50000 PRN SOLE 28000 0 22000 MIAMI DADE CN F 2point604 percent 25 AIR TRAN DUE 10 01 25 TAXBL mb 59333PV47 95 90000 PRN SOLE 73000 0 17000 MICROSOFT CORP 3point3 percent 27 DUE 02 06 27 cb 594918BY9 182 165000 PRN SOLE 115000 0 50000 MIDDLESEX CN NJ 4point25 percent 26 GOLF REC DUE 06 01 26 OID TAXBL mb 596566WK1 104 100000 PRN SOLE 57000 0 43000 NASHUA NH 3point347 percent 24 GO UTX DUE 01 15 24 XTRO TAXBL mb 6312943Y9 159 150000 PRN SOLE 85000 0 65000 NTNL PENN BANCSH 4point25 percent 24 DUE 09 30 24 cb 637138AC2 273 250000 PRN SOLE 142000 0 108000 NTNL RETAIL PROPERT 4 percent 25 DUE 11 15 25 cb 637417AH9 329 300000 PRN SOLE 171000 0 129000 NYC NY TRAN AUTH 4point1 percent 27 COMB TAX DUE 11 01 27 XTRO TAXBL mb 64971Q7M9 264 250000 PRN SOLE 142000 0 108000 NYC NY TRAN AUTH 3point78 percent 26 COMB TAX DUE 02 01 26 XTRO TAXBL mb 64971WDP2 213 200000 PRN SOLE 114000 0 86000 NYC NY TRAN AUTH 3 percent 23 COMB TAX DUE 08 01 23 XTRO TAXBL mb 64971WFK1 210 200000 PRN SOLE 114000 0 86000 NY ST URB DEV COR 3point2 percent 22 SPL TAX DUE 03 15 22 OID XTRO TAXBL mb 650035J90 304 300000 PRN SOLE 171000 0 129000 PARKER HANNIFIN C 3point5 percent 22 DUE 09 15 22 cb 70109HAK1 170 165000 PRN SOLE 94000 0 71000 PEND ETC CN WA 4point171 percent 23 ELEC UTIL DUE 01 01 23 XTRO TAXBL mb 706643CA9 206 200000 PRN SOLE 135000 0 65000 PEPSICO, INCpoint 3point5 percent 25 DUE 07 17 25 cb 713448CY2 93 85000 PRN SOLE 59000 0 26000 POLK CNTY IA 2point8 percent 26 GO UTX DUE 06 01 26 TAXBL mb 731197Q28 257 255000 PRN SOLE 145000 0 110000 PORTLAND OR URB 3point873 percent 22 TAXI TAX DUE 06 15 22 XTRO TAXBL mb 736746XT0 150 150000 PRN SOLE 85000 0 65000 PORTSMOUTH VA 3point5 percent 26 GO UTX DUE 07 15 26 TAXBL mb 73723RNC3 205 200000 PRN SOLE 114000 0 86000 PRECISION CASTPAR 2point5 percent 23 DUE 01 15 23 cb 740189AG0 51 50000 PRN SOLE 28000 0 22000 PRECISION CASTPA 3point25 percent 25 DUE 06 15 25 cb 740189AM7 54 50000 PRN SOLE 28000 0 22000 PRINCE WLM CO V 3point629 percent 26 FAC EDUC DUE 10 01 26 XTRO TAXBL mb 741758JF4 111 100000 PRN SOLE 57000 0 43000 PRINCETON THEOL 4point005 percent 22 DUE 07 01 22 cb 742404AJ5 205 200000 PRN SOLE 114000 0 86000 PULASKI CN VA I 4point424 percent 26 DEV AUTH DUE 06 15 26 TAXBL mb 745542BT6 211 205000 PRN SOLE 117000 0 88000 SAN JOSE CALIFO 3point076 percent 25 ALLC TAX DUE 08 01 25 TAXBL mb 798170AH9 49 45000 PRN SOLE 26000 0 19000 SHELL INTERNTNL3point25 percent 25F DUE 05 11 25 cb 822582BD3 113 105000 PRN SOLE 60000 0 45000 SOUTHERN CALIF GA 3point2 percent 25 DUE 06 15 25 cb 842434CP5 96 90000 PRN SOLE 51000 0 39000 STARBUCKS CORP 3point5 percent 28 DUE 03 01 28 cb 855244AP4 215 195000 PRN SOLE 132000 0 63000 STATE STREET CORP 3point3 percent 24 DUE 12 16 24 cb 857477AN3 130 120000 PRN SOLE 68000 0 52000 STRATFORD CT 5point037 percent 25 GP DUE 08 15 25 TAXBL mb 8628114C7 217 200000 PRN SOLE 114000 0 86000 TAMPA FL SPORTS 2point712 percent 22 EXCISE TAX DUE 01 01 22 OID TAXBL mb 875263RA5 101 100000 PRN SOLE 57000 0 43000 TEXAS ST 4point004 percent 23 CALLED @100 EFF 10 01 2021 mb 882722K83 100 100000 PRN SOLE 57000 0 43000 TORONTO DOMINIO2point65 percent 24F DUE 06 12 24 cb 89114QCA4 210 200000 PRN SOLE 114000 0 86000 UNIV CA 3point509 percent 26 PUB EDUC DUE 05 15 26 XTRO TAXBL mb 91412GXR1 309 280000 PRN SOLE 213000 0 67000 UNIVERSITY PITT 2point877 percent 24 PUB EDUC DUE 09 15 24 XTRO TAXBL mb 914805EV4 213 200000 PRN SOLE 114000 0 86000 UTL DEBT SEC AU 3point435 percent 25 ELEC UTIL DUE 12 15 25 OID TAXBL mb 91802RAW9 154 150000 PRN SOLE 85000 0 65000 VENTAS REALTY, L 3point75 percent 24 DUE 05 01 24 cb 92277GAD9 266 250000 PRN SOLE 164000 0 86000 VA CLG BLDG AUT 4point125 percent 24 COLL EDUC DUE 02 01 24 OID TAXBL mb 927781UY8 162 150000 PRN SOLE 85000 0 65000 VIRGINIA ELECTRI 3point45 percent 22 DUE 09 01 22 cb 927804FJ8 153 150000 PRN SOLE 85000 0 65000 VIRGINIA ELECTRI 2point95 percent 26 DUE 11 15 26 cb 927804FV1 214 200000 PRN SOLE 135000 0 65000 VA ST HSG DEV A 3point818 percent 28 MULT HSG DUE 10 01 28 XTRO TAXBL mb 92812Q3Y1 101 100000 PRN SOLE 57000 0 43000 WALMART INCpoint 6point75 percent 23 TENDER OFFER EXP 09 21point10 05 2021 cb 931142AU7 121 108000 PRN SOLE 65000 0 43000 WALMART INCpoint 3point55 percent 25 TENDER OFFER EXP 09 21point10 05 2021 cb 931142ED1 39 36000 PRN SOLE 14000 0 22000 WASTE MANAGEMENT 3point15 percent 27 DUE 11 15 27 cb 94106LBE8 163 150000 PRN SOLE 107000 0 43000 WHOLE FOODS MARKE 5point2 percent 25 DUE 12 03 25 cb 966837AE6 116 100000 PRN SOLE 78000 0 22000 WI ST GEN FND A 2point049 percent 23 GP DUE 05 01 23 XTRO TAXBL mb 977100CZ7 77 75000 PRN SOLE 43000 0 32000 WI ST GEN FND A 2point333 percent 25 TOBA AUTH DUE 05 01 25 XTRO TAXBL mb 977100DK9 210 200000 PRN SOLE 135000 0 65000 WI ST GEN FND A 3point154 percent 27 TOBA AUTH DUE 05 01 27 TAXBL mb 977100GH3 66 60000 PRN SOLE 34000 0 26000 BECTON DICKINSON CO cs 075887109 26 106 SH SOLE 84 0 22 VANGUARD SHORT TERM BOND ETF IV cs 921937827 143468 1750890 SH SOLE 637662 0 1113228 ISHARES S P SMLL CAP 600 GRTH ETF cs 464287879 2713 20864 SH SOLE 7243 0 13621 ISHARES CORE S P 500 ETF cs 464287200 45463 105527 SH SOLE 44261 0 61266 APPLE INCpoint 2point5 percent 22 DUE 02 09 22 cb 037833CM0 50 50000 PRN SOLE 50000 0 0 THE CLOROX CO 3point05 percent 22 DUE 09 15 22 cb 189054AT6 46 45000 PRN SOLE 45000 0 0 COLLINGSWOOD NJ 3point625 percent 24 GO UTX DUE 02 15 24 OID TAXBL mb 194756PU0 107 100000 PRN SOLE 100000 0 0 COTTONWOOD HTS UT 4 percent 21 GO UTX DUE 12 15 21 XTRO TAXBL mb 221860AS8 201 200000 PRN SOLE 200000 0 0 EASTON PA 3point85 percent 27 GO UTX DUE 12 01 27 TAXBL ASSURED GUARANTY M mb 277641JS6 164 150000 PRN SOLE 150000 0 0 KS ST DEV FA RE 4point191 percent 28 DEV AUTH DUE 04 15 28 XTRO TAXBL mb 485429Z31 58 50000 PRN SOLE 50000 0 0 LONG ISLAND PWR 3point883 percent 24 ELEC UTIL DUE 09 01 24 XTRO TAXBL BUILD AMERICA mb 5426903T7 55 50000 PRN SOLE 50000 0 0 MIAMI DADE CN F 2point504 percent 24 AIR TRAN DUE 10 01 24 TAXBL mb 59333PV39 52 50000 PRN SOLE 50000 0 0 MICROSOFT CORP 3point625 percent 23 DUE 12 15 23 cb 594918AW4 373 350000 PRN SOLE 50000 0 300000 NEXTERA ENERGY 3point625 percent 23 DUE 06 15 23 cb 65339KAG5 52 50000 PRN SOLE 50000 0 0 OGDEN CITY UTAH RED 3 percent 25 FRAN TAX DUE 04 01 25 OID TAXBL mb 676292AQ8 53 50000 PRN SOLE 50000 0 0 OREGON ST 3point64 percent 26 GO UTX DUE 08 01 26 XTRO TAXBL mb 68608UR73 136 125000 PRN SOLE 125000 0 0 PORTLAND OR URB 4point023 percent 23 TAXI TAX DUE 06 15 23 XTRO TAXBL mb 736746XU7 110 110000 PRN SOLE 110000 0 0 REINSURANCE GROUP 4point7 percent 23 DUE 09 15 23 cb 759351AL3 81 75000 PRN SOLE 75000 0 0 RICHMOND VA 3point125 percent 26 GO UTX DUE 06 01 26 OID TAXBL mb 76541VQZ3 107 100000 PRN SOLE 100000 0 0 TRUIST BANK 3 percent 23 DUE 02 02 23 cb 86787EAV9 78 75000 PRN SOLE 75000 0 0 VIRGINIA ST HSG D 3point6 percent 27 MULT HSG DUE 12 01 27 XTRO TAXBL mb 92812VFP6 106 100000 PRN SOLE 100000 0 0 W PALM BEACH FL 3point271 percent 28 SPLO DUE 10 01 28 TAXBL mb 955116BL1 54 50000 PRN SOLE 50000 0 0 ISHARES TR IS 1 5 YR IN GR CR BD ETF cs 464288646 64446 1179463 SH SOLE 486979 0 692484 WALMART INCpoint 6point75 percent 23 TENDER OFFER EXP 09 21point10 05 2021 cb 931142AU7 47 42000 PRN SOLE 42000 0 0 ORANGE CN VA ECO 2point85 percent 22 LEAS BLDG DUE 11 01 22 XTRO TAXBL mb 684790BS6 20 20000 PRN SOLE 20000 0 0 WALMART INCpoint 3point55 percent 25 TENDER OFFER EXP 09 21point10 05 2021 cb 931142ED1 15 14000 PRN SOLE 14000 0 0 BMW BANK NORTH AM 2point2 percent 22 CD FDIC INS DUE 02 24 22 US cd 05580AGK4 93 92000 PRN SOLE 92000 0 0 KS CITY MO SPL O 4point13 percent 22 SPLO DUE 03 01 22 TAXBL mb 485106GR3 25 25000 PRN SOLE 25000 0 0 KS ST DEV FA RE 3point641 percent 24 DEV AUTH DUE 04 15 24 XTRO TAXBL mb 485429Y73 54 50000 PRN SOLE 50000 0 0 MCDONALD'S CORP 3point25 percent 24 DUE 06 10 24 cb 58013MES9 53 50000 PRN SOLE 50000 0 0 OH ST WTR POLL 4point042 percent 23 POOL AUTH DUE 12 01 23 XTRO TAXBL mb 67766WQK1 27 25000 PRN SOLE 25000 0 0 RI ST PROV PL 4point076 percent 25 GO UTX DUE 10 15 25 TAXBL mb 76222RPC0 27 25000 PRN SOLE 25000 0 0 TRIBORO BRDG TU 3point884 percent 22 TOLL TRAN DUE 11 15 22 TAXBL mb 89602NU28 26 25000 PRN SOLE 25000 0 0 VISA INCpoint 2point8 percent 22 DUE 12 14 22 cb 92826CAC6 56 55000 PRN SOLE 55000 0 0 ISHARES CORE S P SMALL CAP ETF IV cs 464287804 838 7677 SH SOLE 730 0 6947 SPDR PORTFOLIO DVLPD WRLD EX US ETF cs 78463X889 67 1848 SH SOLE 0 0 1848 SPDR S P 500 ETF cs 25156G400 787 1835 SH SOLE 0 0 1835 ISHARES CORE S P MID CAP ETF IV cs 464287507 275 1046 SH SOLE 0 0 1046 ISHARES 7 10 YEAR TRSURY BOND ETF cs 464287440 206 1790 SH SOLE 0 0 1790 PLATA PERU RES INC F cs 727917106 0 400 SH SOLE 0 0 400 APPLE INCpoint 2point4 percent 23 DUE 05 03 23 cb 037833AK6 26 25000 PRN SOLE 0 0 25000 CATERPILLAR FIN 2point625 percent 23 DUE 03 01 23 cb 14912L5Q0 52 50000 PRN SOLE 0 0 50000 CHEVRON CORP 3point191 percent 23 DUE 06 24 23 cb 166764AH3 155 149000 PRN SOLE 0 0 149000 FEDERAL NTNL MO 2point625 percent 24 DUE 09 06 24 gb 3135G0ZR7 53 50000 PRN SOLE 0 0 50000 FHLMC 2point375 percent 22 DUE 01 13 22 gb 3137EADB2 50 50000 PRN SOLE 0 0 50000 THE GOLDMAN SACH 3point75 percent 25 DUE 05 22 25 cb 38148LAE6 16 15000 PRN SOLE 0 0 15000 THE HOME DEPOT, INC 3 percent 26 DUE 04 01 26 cb 437076BM3 27 25000 PRN SOLE 0 0 25000 METLIFE, INCpoint 3point6 percent 24 DUE 04 10 24 cb 59156RBH0 27 25000 PRN SOLE 0 0 25000 NOVARTIS CAPITAL CO 3 percent 25 DUE 11 20 25 cb 66989HAJ7 27 25000 PRN SOLE 0 0 25000 US TREASUR NT 2point25 percent 11 25 UST NOTE DUE 11 15 25 tn 912828M56 32 30000 PRN SOLE 0 0 30000 US TREASUR NT 2 percent 11 26 UST NOTE DUE 11 15 26 tn 912828U24 42 40000 PRN SOLE 0 0 40000 US TREASUR NT 2point5 percent 05 24 UST NOTE DUE 05 15 24 tn 912828WJ5 63 60000 PRN SOLE 0 0 60000 US TREASUR NT 2 percent 07 22 UST NOTE DUE 07 31 22 tn 912828XQ8 25 25000 PRN SOLE 0 0 25000 SPDR BLOOMBERG BARCLAYS 1 3 MONTH T BILL ETF cs 78468R663 3034 33175 SH SOLE 0 0 33175 ISHARES S P 100 ETF IV cs 464287101 1049 5312 SH SOLE 0 0 5312 VANGUARD S P 500 ETF cs 922908363 1183 2999 SH SOLE 0 0 2999 BLACKROCK MID CAP GROWTH EQUITY INSTL mf 091928861 65 1376 SH SOLE 0 0 1376 JHANCOCK SEAPORT LONG SH ORT I mf 47803P476 39 2983 SH SOLE 0 0 2983 PIMCO INTERNATIONAL BOND (USD HDG) INSTL mf 693390882 113 10482 SH SOLE 0 0 10482 ISHARES UpointSpoint TREASURY BOND ETF cs 46429B267 1462 55115 SH SOLE 0 0 55115 CANTALOUPE, INCpoint cs 138103106 0 20 SH SOLE 0 0 20 HP INCpoint cs 40434L105 3 100 SH SOLE 0 0 100 WELLS FARGO CO cs 949746101 1 19 SH SOLE 0 0 19 US TREASUR NT 2point25 percent 11 27 UST NOTE DUE 11 15 27 tn 9128283F5 5 5000 PRN SOLE 0 0 5000 US TREASUR NT 2point25 percent 12 24 UST NOTE DUE 12 31 24 tn 9128283P3 5 5000 PRN SOLE 0 0 5000 US TREASU NT 2point125 percent 12 22 UST NOTE DUE 12 31 22 tn 912828N30 25 24000 PRN SOLE 0 0 24000 US TREASUR NT 2 percent 12 21 UST NOTE DUE 12 31 21 tn 912828U81 5 5000 PRN SOLE 0 0 5000 US TREASUR NT 2point25 percent 12 23 UST NOTE DUE 12 31 23 tn 912828V23 25 24000 PRN SOLE 0 0 24000 US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 tn 912828G87 19 19000 PRN SOLE 0 0 19000 HYDRO QUEBEC 6 percent 31F DUE 08 15 31 oa 448814GY3 27 25000 SH SOLE 0 0 25000 PUBLIC SERVICE 2point375 percent 23 DUE 05 15 23 cb 74456QBC9 26 25000 PRN SOLE 0 0 25000 COHEN STEERS GLOBAL IN FRASTRUCTURE I mf 19248B404 4 180 SH SOLE 0 0 180 FIDELITY LOW PRICED STOC K mf 316345305 8 159 SH SOLE 0 0 159 Tpoint ROWE PRICE GROWTH STO CK I mf 741479406 20 176 SH SOLE 0 0 176 PIMCO LONG TERM CREDIT B OND INSTL mf 72201P647 4 307 SH SOLE 0 0 307 VANGUARD INTERM TERM BON D INDEX ADM mf 921937801 303 24995 SH SOLE 0 0 24995 VANGUARD INTERM TERM INV ESTMENT GRDE ADM mf 922031810 23 2267 SH SOLE 0 0 2267 VANGUARD SHORT TERM INVE STMENT GRADE ADM mf 922031836 41 3791 SH SOLE 0 0 3791 SCHWAB SHORT TERM BOND INDEX FUND mf 808517692 31 3014 SH SOLE 0 0 3014 ISHARES CORE S P US GROWTH ETF cs 464287671 43 421 SH SOLE 0 0 421 ISHARES CORE S P US VALUE ETF cs 464287663 50 699 SH SOLE 0 0 699 VANGUARD SHORT TERM FEDE RAL ADM mf 922031844 2263 207068 SH SOLE 0 0 207068 PROSHARES S P 500 DIV ARISTOC ETF IV cs 74348A467 173 1951 SH SOLE 0 0 1951 ISHARES S P 500 GROWTH ETF IV cs 464287309 57 768 SH SOLE 0 0 768 AMERN AMMUNITION INC XXX BANKRUPT EFF 02 07 14 cs 238262009 0 50 SH SOLE 0 0 50 DUNHAM LONG SHORT CREDIT FUND CLASS N mf 265458885 11 1147 SH SOLE 0 0 1147 DUNHAM CORPORATE GOVERNM ENT BOND N mf 265458307 10 721 SH SOLE 0 0 721 DUNHAM HIGH YIELD BOND N mf 265458604 7 775 SH SOLE 0 0 775 JPMORGAN CHASE CO cs 46625H100 7 43 SH SOLE 0 0 43 MERCK COpoint INCpoint cs 58933Y105 100 1332 SH SOLE 0 0 1332 ORGANON CO cs 68622V106 4 133 SH SOLE 0 0 133 PROCTER GAMBLE cs 742718109 40 289 SH SOLE 231 0 58 VANGUARD SHORT TERM FEDE RAL INV mf 922031604 3 230 SH SOLE 0 0 230 INVESCO S P 500 EQUAL WEIGHT ETF cs 46137V357 25 170 SH SOLE 0 0 170 ALTRIA GROUP, IN 5point95 percent 49 DUE 02 14 49 cb 02209SBF9 30 24000 PRN SOLE 0 0 24000 BpointApointT CAPITAL C 4point906 percent 30 DUE 04 02 30 cb 05526DBN4 25 22000 PRN SOLE 0 0 22000 STRUCTURED ASS 6point2798 percent 31 ABS SPCL DUE 03 25 31 FACTOR 0point000964596239 gm 073914VW0 5 4850000 PRN SOLE 0 0 4850000 CWALT INCpoint 5point75 percent 34 ABS SPCL DUE 08 25 34 FACTOR 0point155448181045 gm 12667FME2 18 115000 PRN SOLE 0 0 115000 AMERIQUEST MORTGAGE 7 percent 29 ABS SPCL DUE 04 25 29 FACTOR 0point002201503386 gm 12669BAA0 9 4000000 PRN SOLE 0 0 4000000 AMERIQUEST MORTG 6point25 percent 33 ABS SPCL DUE 12 25 33 FACTOR 0point001888066673 gm 12669FFD0 2 900000 PRN SOLE 0 0 900000 CITICORP MORTGAGE S 5XXX MATURED FACTOR 0point001471510045 gm 1729735F2 2 1525000 PRN SOLE 0 0 1525000 CITICORP MORTGAG 5point25 percent 35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 gm 172973Y45 9 9000 PRN SOLE 0 0 9000 CREDIT SUISSE FI 5point75 percent 33 ABS SPCL DUE 11 25 33 FACTOR 0point155566150067 gm 22541QL75 12 75000 PRN SOLE 0 0 75000 CREDIT SUISSE FI 5point15 percent 35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 gm 225458E97 30 30000 PRN SOLE 0 0 30000 FHLB 2 percent 35 DUE 05 04 35 gb 3130AJJU4 35 35000 PRN SOLE 0 0 35000 FHLB 1point78 percent 35 DUE 05 04 35 gb 3130AJKC2 34 35000 PRN SOLE 0 0 35000 FHLB 2point3 percent 45 DUE 05 11 45 gb 3130AJL56 14 15000 PRN SOLE 0 0 15000 FHLB 1point95 percent 36 DUE 06 03 36 gb 3130AJMH9 20 20000 PRN SOLE 0 0 20000 FHLB 1point92 percent 37 DUE 06 04 37 gb 3130AJMU0 19 20000 PRN SOLE 0 0 20000 FEDERAL FARM CR 2point02 percent 40 DUE 07 02 40 gb 3133ELR22 31 33000 PRN SOLE 0 0 33000 FEDERAL FARM CR BKS 2 percent 40 DUE 05 14 40 gb 3133ELZC1 19 20000 PRN SOLE 0 0 20000 FEDERAL FARM CR 2point125 percent 40 DUE 05 21 40 gb 3133ELZZ0 19 20000 PRN SOLE 0 0 20000 FEDERAL HOME LN M 1point5 percent 33 DUE 01 27 33 gb 3134GWCD6 13 13000 PRN SOLE 0 0 13000 FHLMC 4 percent 43 MBS CMO DUE 01 15 43 FACTOR 0point105095740000 gm 3137AXSX2 12 100000 PRN SOLE 0 0 100000 FEDERAL NTNL MO 6point589 percent 31 ABS SPCL DUE 10 25 31 FACTOR 0point008811990000 gm 313920XZ8 5 500000 PRN SOLE 0 0 500000 FEDERAL NTNL MOR 5point61 percent 32 ABS SPCL DUE 01 25 32 FACTOR 0point011921560000 gm 3139216U7 4 360000 PRN SOLE 0 0 360000 FEDERAL NTNL MO 4point677 percent 33 ABS SPCL DUE 09 26 33 FACTOR 0point094677610000 gm 31393AV61 10 100000 PRN SOLE 0 0 100000 FEDERAL NTNL MO 3point266 percent 32 ABS SPCL DUE 08 25 32 FACTOR 0point030276150000 gm 31393BW76 20 630000 PRN SOLE 0 0 630000 FEDERAL NTNL M 3point3092 percent 43 MBS CMO DUE 06 25 43 FACTOR 0point033863840000 gm 31393DUG4 18 495000 PRN SOLE 0 0 495000 FHLMC 5point5 percent 33 MBS CMO DUE 01 15 33 FACTOR 0point131087810000 gm 31393J3Z9 7 50000 PRN SOLE 0 0 50000 FEDERAL NTNL MORTGA 7 percent 33 ABS SPCL DUE 12 25 33 FACTOR 0point039762190000 gm 31393U4Q3 28 605000 PRN SOLE 0 0 605000 FHLMC 5 percent 35 MBS CMO DUE 11 15 35 FACTOR 0point096196930000 gm 31396FM83 3 30000 PRN SOLE 0 0 30000 STRUCTURED ASSET 5point5 percent 33 ABS SPCL DUE 10 25 33 FACTOR 0point048486299754 gm 36185NQ60 17 330000 PRN SOLE 0 0 330000 NEW CENTURY MORTGAG 6 percent 34 ABS SPCL DUE 09 25 34 FACTOR 0point025618207038 gm 36242DCH4 8 300000 PRN SOLE 0 0 300000 GNMA 7 percent 33 MBS CMO DUE 10 16 33 FACTOR 1point000000000000 gm 38374CT50 20 15000 PRN SOLE 0 0 15000 HEWLETT PACKARD 6point35 percent 45 DUE 10 15 45 cb 42824CAY5 27 20000 PRN SOLE 0 0 20000 HOLLYFRONTIER C 2point625 percent 23 DUE 10 01 23 cb 436106AB4 26 25000 PRN SOLE 0 0 25000 HOLLYFRONTIER COR 4point5 percent 30 DUE 10 01 30 cb 436106AC2 16 15000 PRN SOLE 0 0 15000 INTL BK FOR RECO2point7 percent 37F DUE 12 28 37 cb 45905UR71 41 40000 PRN SOLE 0 0 40000 MORTGAGE ASSET SECU 6 percent 34 ABS SPCL DUE 06 25 34 FACTOR 0point045834576204 gm 576434RG1 12 250000 PRN SOLE 0 0 250000 ONEOK, INCpoint 5point85 percent 26 DUE 01 15 26 cb 682680BD4 2 2000 PRN SOLE 0 0 2000 ONEOK, INCpoint 6point35 percent 31 DUE 01 15 31 cb 682680BE2 28 22000 PRN SOLE 0 0 22000 PHILIP MORRIS I 6point375 percent 38 DUE 05 16 38 cb 718172AC3 28 20000 PRN SOLE 0 0 20000 REYNOLDS AMERN I 6point15 percent 43 DUE 09 15 43 cb 761713AZ9 10 8000 PRN SOLE 0 0 8000 TANGO FIN LTDpoint 0point3053 percent 40 ABS STUD DUE 07 25 40 FACTOR 0point385282868203 gm 78442GPL4 20 55000 PRN SOLE 0 0 55000 TANGO FIN LTDpoint 0point4153 percent 44 ABS STUD DUE 01 25 44 FACTOR 0point361176391076 gm 78442GQA7 17 50000 PRN SOLE 0 0 50000 MERRILL LYNCH M 4point788 percent 34 ABS SPCL DUE 11 25 34 FACTOR 0point037132353145 gm 84751PBJ7 28 685000 PRN SOLE 0 0 685000 STRUCTURED ASS 2point4834 percent 34 ABS SPCL DUE 10 25 34 FACTOR 0point027591934461 gm 863579CC0 10 400000 PRN SOLE 0 0 400000 TRUIST FINL CORP 4point8 percent cb 89832QAD1 14 13000 PRN SOLE 0 0 13000 UpointSpoint INTERNTNL D 1point32 percent 35 DUE 03 15 35 gb 90376PBK6 39 40000 PRN SOLE 0 0 40000 US TREASUR NT 1point5 percent 10 24 UST NOTE DUE 10 31 24 tn 912828YM6 31 30000 PRN SOLE 0 0 30000 US TREASUR NT 0point5 percent 02 26 UST NOTE DUE 02 28 26 tn 91282CBQ3 131 133000 PRN SOLE 0 0 133000 KFW 5point5 percent 33 ABS SPCL DUE 05 25 33 FACTOR 0point003736704212 gm 929227Y83 3 810000 PRN SOLE 0 0 810000 KFW 5point25 percent 33 ABS SPCL DUE 10 25 33 FACTOR 0point116048814857 gm 92922FEV6 10 85000 PRN SOLE 0 0 85000 KFW 5point5 percent 33 MBS CMO DUE 11 25 33 FACTOR 1point000000000000 gm 92922FMN5 10 10000 PRN SOLE 0 0 10000 KFW 5point5 percent 33 MBS CMO DUE 11 25 33 FACTOR 0point061901547211 gm 92922FMW5 20 316000 PRN SOLE 0 0 316000 WELLS FARGO ASSE 4point98 percent 34 ABS SPCL DUE 04 25 34 FACTOR 0point001292508149 gm 94980GAK7 1 560000 PRN SOLE 0 0 560000 AMGEN INCpoint cs 031162100 131 618 SH SOLE 0 0 618 AMAZONpointCOM INC cs 023135106 69 21 SH SOLE 0 0 21 AIR PROD CHEMICALS cs 009158106 7 29 SH SOLE 23 0 6 ARTISAN INTERNATIONAL SM ALL MID INSTL mf 04314H576 110 5117 SH SOLE 0 0 5117 BRISTOL MYERS SQUIBB cs 110122108 162 2734 SH SOLE 0 0 2734 CHURCH DWIGHT CO cs 171340102 1 15 SH SOLE 0 0 15 COLGATE PALMOLIVE CO cs 194162103 8 105 SH SOLE 44 0 61 DEERE CO cs 244199105 7 20 SH SOLE 0 0 20 DODGE COX INCOME mf 256210105 69 4851 SH SOLE 0 0 4851 ALPHABET INCpoint CLASS C cs 02079K107 35 13 SH SOLE 0 0 13 ALPHABET INCpoint CLASS A cs 02079K305 32 12 SH SOLE 0 0 12 THE COCA COLA CO cs 191216100 107 2030 SH SOLE 0 0 2030 LILLY ELI CO cs 532457108 147 636 SH SOLE 0 0 636 MARSH MC LENNAN CO cs 571748102 4 28 SH SOLE 0 0 28 T MOBILE US INC cs 872590104 2 16 SH SOLE 0 0 16 VANGUARD MID CAP GROWTH INDEX ADMIRAL mf 921937728 323 3173 SH SOLE 0 0 3173 VANGUARD MID CAP VALUE I NDEX ADMIRAL mf 921937694 195 2689 SH SOLE 0 0 2689 VANGUARD SHORT TERM BOND INDEX ADM mf 921937702 85 7934 SH SOLE 0 0 7934 ISHARES CORE 1 5 YEAR USD BOND ETF cs 46432F859 2201 43094 SH SOLE 0 0 43094 ISHARES S P 500 VALUE ETF cs 464287408 51 349 SH SOLE 0 0 349 Tpoint ROWE PRICE BLUE CHIP GROWTH mf 77954Q106 13 69 SH SOLE 0 0 69 BRIGHTHOUSE F 6point75 percent PFD PFD SER B ps 10922N509 27 961 SH SOLE 0 0 961 DODGE COX STOCK mf 256219106 8 32 SH SOLE 0 0 32 Tpoint ROWE PRICE NEW HORIZO NS mf 779562107 9 97 SH SOLE 0 0 97 VANGUARD EQUITY INCOME I NV mf 921921102 25 576 SH SOLE 0 0 576 PRINCIPAL SMALL MIDCAP D IVIDEND INC INST mf 74255L738 3 153 SH SOLE 0 0 153 DODGE COX INTERNATIONA L STOCK mf 256206103 159 3350 SH SOLE 0 0 3350 BEXAR CNTY TX 5 percent 30 GO LTX DUE 06 15 30 mb 088281A26 120 100000 PRN SOLE 0 0 100000 BEXAR CNTY TX HD 5 percent 34 DB UTX DUE 02 15 34 mb 088365JZ5 315 250000 PRN SOLE 0 0 250000 BRIGHTON MI 4 percent 30 GO LTX DUE 10 01 30 mb 109349YE4 438 355000 PRN SOLE 0 0 355000 CHRLTT MCKLN HOSP N 5 percent 33 SYST HLTH DUE 01 15 33 XTRO mb 160853UC9 528 420000 PRN SOLE 0 0 420000 COLORADO HEALTH FAC 5 percent 32 SYST HLTH DUE 01 01 32 XTRO mb 19648FLH5 129 100000 PRN SOLE 0 0 100000 FAIRFAX CNTY VA 4 percent 27 GO UTX DUE 10 01 27 mb 30382AEP3 621 540000 PRN SOLE 0 0 540000 FRANKLIN CNTY OH 5 percent 22 GO LTX DUE 06 01 22 mb 3531725F2 206 200000 PRN SOLE 0 0 200000 GWINNETT CNTY GA SD 4 percent 33 GO UTX DUE 02 01 33 mb 403755X71 402 325000 PRN SOLE 0 0 325000 HAWAII ST 5 percent 29 GO UTX DUE 05 01 29 mb 419792RL2 398 325000 PRN SOLE 0 0 325000 HILLSBORO CN FL S B 5 percent 30 SCH COPS DUE 07 01 30 mb 43232VVA6 397 320000 PRN SOLE 0 0 320000 HONOLULU HAWAII CIT 5 percent 31 SWR UTIL DUE 07 01 31 mb 438701ZS6 333 285000 PRN SOLE 0 0 285000 HOUSTON TEXAS UTILI 5 percent 29 COMB UTIL DUE 11 15 29 mb 44244CCK1 442 375000 PRN SOLE 0 0 375000 IN ST FIN AUTH REV 5 percent 33 POOL AUTH DUE 02 01 33 mb 45506DR80 373 300000 PRN SOLE 0 0 300000 KING CNTY WA SD 5 percent 29 GO UTX DUE 12 01 29 mb 495278W33 349 280000 PRN SOLE 0 0 280000 LOUISIANA PUBLIC FA 5 percent 25 SYST HLTH DUE 05 15 25 XTRO mb 546399BY1 289 250000 PRN SOLE 0 0 250000 LOUISIANA ST 5 percent 34 GO UTX DUE 03 01 34 mb 546417CG9 423 335000 PRN SOLE 0 0 335000 MARYLAND ST 5 percent 36 GO UTX DUE 03 01 36 mb 574193UF3 460 350000 PRN SOLE 0 0 350000 MIAMI DADE CN FL CO 5 percent 32 SCH COPS DUE 05 01 32 XTRO mb 59333MQ81 265 225000 PRN SOLE 0 0 225000 MIAMI DADE CN FL 5 percent 30 SYST HLTH DUE 06 01 30 mb 59333TEY2 367 300000 PRN SOLE 0 0 300000 MT PLEASANT SC W S 5 percent 28 COMB UTIL DUE 06 01 28 mb 622634FH1 246 200000 PRN SOLE 0 0 200000 NEW PALESTINE IND 4point5 percent 32 REV UTX DUE 07 15 32 mb 647832BZ6 248 200000 PRN SOLE 0 0 200000 NYC NY TRAN AUTH 5 percent 31 COMB TAX DUE 11 01 31 mb 64971WXH8 411 350000 PRN SOLE 0 0 350000 NEW YORK ST DORM AU 5 percent 35 HOSP HLTH DUE 07 01 35 XTRO mb 64990GVC3 353 275000 PRN SOLE 0 0 275000 RICHARDSON TX ISD 5 percent 29 GO UTX DUE 02 15 29 mb 763261V35 355 300000 PRN SOLE 0 0 300000 RICHMOND VA 5 percent 30 GO UTX DUE 07 15 30 mb 76541VRY5 399 325000 PRN SOLE 0 0 325000 SANDY SPRINGS GA PU 5 percent 28 LEAS BLDG DUE 05 01 28 mb 80036RCM0 506 400000 PRN SOLE 0 0 400000 TALLAHASSEE FL ENGY 5 percent 32 COMB UTIL DUE 10 01 32 mb 874476JR6 526 450000 PRN SOLE 0 0 450000 TRI CNTY METROPOLIT 5 percent 29 COMB TAX DUE 09 01 29 mb 89546RMC5 259 220000 PRN SOLE 0 0 220000 UTAH ST 5 percent 31 GO UTX DUE 07 01 31 mb 917542WR9 313 245000 PRN SOLE 0 0 245000 VIRGINIA ST PUBLIC 5 percent 28 FINL SCH DUE 08 01 28 mb 92818HBL4 35 30000 PRN SOLE 0 0 30000 WISCONSIN STATE 5 percent 36 GO UTX DUE 05 01 36 mb 97705MQC2 387 300000 PRN SOLE 0 0 300000 WISCONSIN ST ENVIRO 5 percent 30 FINL AUTH DUE 06 01 30 mb 97709TBD7 437 375000 PRN SOLE 0 0 375000 WI ST TRANS 5 percent 25 MTR TAX DUE 07 01 25 mb 977123Q35 410 350000 PRN SOLE 0 0 350000 DUKE ENERGY CORP 3point75 percent 24 DUE 04 15 24 cb 26441CAN5 213 200000 PRN SOLE 0 0 200000 ISHARES 3 7 YEAR TRERY BOND ETF cs 464288661 176 1350 SH SOLE 0 0 1350 ISHARES 1 3 YEAR TREASRY BOND ETF cs 464287457 2399 27841 SH SOLE 0 0 27841 BLACKROCK MULTI ASSET IN COME INSTL mf 778296103 4487 393974 SH SOLE 0 0 393974 JOHNSON JOHNSON cs 478160104 358 2214 SH SOLE 39 0 2175 INVESCO S P 500 HIGH DIVIDEND LOW VOLATILITY ETF cs 46138E362 85 2000 SH SOLE 0 0 2000 SPDR PORTFOLIO S P 500 ETF IV cs 78464A854 50 1000 SH SOLE 0 0 1000 INVESCO S P 500 LOW VOLATILITY ETF cs 46138E354 1916 31487 SH SOLE 0 0 31487 ISHARES 0 5 YEAR TIPS BOND ETF IV cs 46429B747 2243 21237 SH SOLE 0 0 21237 INVESCO S P MIDCAP LOW VOLATILITY ETF cs 73937B647 1125 21418 SH SOLE 0 0 21418 INVESCO S P SMALLCAP LOW VOLATILITY ETF cs 46138G102 852 18079 SH SOLE 0 0 18079 GOLDMAN SACHS BA 3point35 percent 23 CD FDIC INS DUE 09 26 23 US cd 38148PW94 159 150000 PRN SOLE 0 0 150000 WELLS FARGO CO 2point5 percent 22 CD FDIC INS DUE 01 19 22 US cd 949763MX1 126 125000 PRN SOLE 0 0 125000 ISHARES EDGE UpointSpoint FIXED INCOME BALANCED RISK ETF cs 46435U796 2188 21812 SH SOLE 0 0 21812 ISHARES 10 20 YEAR TSURY BOND ETF IV cs 464288653 504 3427 SH SOLE 0 0 3427 ULTA BEAUTY INCpoint cs 90384S303 99 275 SH SOLE 0 0 275 AFLAC INC 3point625 percent 24 DUE 11 15 24 cb 001055AM4 434 400000 PRN SOLE 0 0 400000 A O N PLC 3point5 percent 24F DUE 06 14 24 cb 00185AAF1 53 50000 PRN SOLE 0 0 50000 ABBVIE INCpoint 3point2 percent 22 DUE 11 06 22 cb 00287YAP4 103 100000 PRN SOLE 0 0 100000 ADVANCE AUTO PART 4point5 percent 23 DUE 12 01 23 cb 00751YAC0 107 100000 PRN SOLE 0 0 100000 AIR LEASE CORP 3 percent 23 DUE 09 15 23 cb 00912XAT1 312 300000 PRN SOLE 0 0 300000 AKRON OH CTFS PA 3point75 percent 21 FAC COPS DUE 12 01 21 OID TAXBL mb 010047DH8 145 145000 PRN SOLE 0 0 145000 ALLERGAN, INCpoint 2point8 percent 23 DUE 03 15 23 cb 018490AQ5 87 85000 PRN SOLE 0 0 85000 AMAZONpointCOM, INCpoint 2point5 percent 22 DUE 11 29 22 cb 023135AJ5 172 169000 PRN SOLE 0 0 169000 AMAZONpointCOM, INCpoint 3point8 percent 24 DUE 12 05 24 cb 023135AN6 1061 972000 PRN SOLE 0 0 972000 AMERICAN TOWER 3point375 percent 26 DUE 10 15 26 cb 03027XAK6 379 350000 PRN SOLE 0 0 350000 AMGEN INCpoint 3point625 percent 22 DUE 05 15 22 cb 031162BN9 139 137000 PRN SOLE 0 0 137000 AMGEN INCpoint 3point625 percent 24 DUE 05 22 24 cb 031162BV1 64 60000 PRN SOLE 0 0 60000 AMGEN INCpoint 3point125 percent 25 DUE 05 01 25 cb 031162BY5 427 400000 PRN SOLE 0 0 400000 ANHEUSER BUSCH I 3point65 percent 26 DUE 02 01 26 cb 035242AP1 329 300000 PRN SOLE 0 0 300000 APPLE INCpoint 2point7 percent 22 DUE 05 13 22 cb 037833BF6 203 200000 PRN SOLE 0 0 200000 ASSURED GUARANTY US 5 percent 24 DUE 07 01 24 cb 04621WAC4 385 347000 PRN SOLE 0 0 347000 AUSTRALIA AND NE4point5 percent 24F DUE 03 19 24 cb 052528AH9 108 100000 PRN SOLE 0 0 100000 AUTODESK, INCpoint 3point6 percent 22 DUE 12 15 22 cb 052769AB2 206 200000 PRN SOLE 0 0 200000 BAIDU, INCpoint 3point5 percent 22F DUE 11 28 22 cb 056752AB4 155 150000 PRN SOLE 0 0 150000 BANK AMER CORP 4point2 percent 24 DUE 08 26 24 cb 06051GFH7 109 100000 PRN SOLE 0 0 100000 BANK OF AMERICA 3point95 percent 25 DUE 04 21 25 cb 06051GFP9 109 100000 PRN SOLE 0 0 100000 BAYER US FIN LL 3point375 percent 24 DUE 10 08 24 cb 07274EAG8 426 400000 PRN SOLE 0 0 400000 BEAUMONT TX ISD 5 percent 22 GO UTX DUE 02 15 22 mb 074527QS4 92 90000 PRN SOLE 0 0 90000 BECTON, DICKINS 3point734 percent 24 DUE 12 15 24 cb 075887BF5 108 100000 PRN SOLE 0 0 100000 BIOGEN INCpoint 3point625 percent 22 DUE 09 15 22 cb 09062XAE3 103 100000 PRN SOLE 0 0 100000 BLOCK FINL LLC 5point5 percent 22 DUE 11 01 22 cb 093662AE4 491 478000 PRN SOLE 0 0 478000 BLOCK FINL LLC 5point25 percent 25 DUE 10 01 25 cb 093662AG9 315 280000 PRN SOLE 0 0 280000 BOSTON PROPERTIE 3point65 percent 26 DUE 02 01 26 cb 10112RAX2 273 250000 PRN SOLE 0 0 250000 CF INDUSTRIES, I 3point45 percent 23 DUE 06 01 23 cb 12527GAC7 138 132000 PRN SOLE 0 0 132000 CIGNA CORP 3point25 percent 25 DUE 04 15 25 cb 125509BU2 374 350000 PRN SOLE 0 0 350000 CANADIAN NATURAL3point8 percent 24F DUE 04 15 24 cb 136385AT8 213 200000 PRN SOLE 0 0 200000 CAPITAL ONE FINL 4point2 percent 25 DUE 10 29 25 cb 14040HBJ3 111 100000 PRN SOLE 0 0 100000 CARBON CNTY WY SD # 5 percent 22 GO UTX DUE 06 15 22 mb 141028DY3 103 100000 PRN SOLE 0 0 100000 CHEVRON CORP 2point411 percent 22 DUE 03 03 22 cb 166764AT7 101 100000 PRN SOLE 0 0 100000 CISCO SYSTEMS, IN 2point2 percent 23 DUE 09 20 23 cb 17275RBH4 207 200000 PRN SOLE 0 0 200000 CITIGROUP INC 3point5 percent 23 DUE 05 15 23 cb 172967GT2 52 50000 PRN SOLE 0 0 50000 CITIGROUP INCpoint 3point75 percent 24 DUE 06 16 24 cb 172967HT1 54 50000 PRN SOLE 0 0 50000 CITIGROUP INC 3point875 percent 25 DUE 03 26 25 cb 172967JL6 108 100000 PRN SOLE 0 0 100000 CITIGROUP INC 4point4 percent 25 DUE 06 10 25 cb 172967JT9 221 200000 PRN SOLE 0 0 200000 CONNECTICUT ST 4 percent 30 GO UTX DUE 10 15 30 mb 20772J4S8 114 100000 PRN SOLE 0 0 100000 CREDIT SUISSE GR6point5 percent 23F DUE 08 08 23 cb 22546DAA4 55 50000 PRN SOLE 0 0 50000 DPH HOLDINGS COR 4point15 percent 24 DUE 03 15 24 cb 247126AJ4 215 200000 PRN SOLE 0 0 200000 DIRECTV HOLDINGS 4point45 percent 24 DUE 04 01 24 cb 25459HBL8 161 165000 PRN SOLE 0 0 165000 THE WALT DISNEY CO 3 percent 22 DUE 09 15 22 cb 254687CL8 359 350000 PRN SOLE 0 0 350000 DISCOVERY, INCpoint 3point95 percent 25 DUE 06 15 25 cb 25470DBD0 109 100000 PRN SOLE 0 0 100000 DOLLAR GENERAL C 3point25 percent 23 DUE 04 15 23 cb 256677AC9 26 25000 PRN SOLE 0 0 25000 EPR PROPERTIES 5point25 percent 23 DUE 07 15 23 cb 26884UAA7 105 100000 PRN SOLE 0 0 100000 EBAY INCpoint 2point6 percent 22 DUE 07 15 22 cb 278642AE3 304 300000 PRN SOLE 0 0 300000 EMBRAER S A 5point15 percent 22F DUE 06 15 22 cb 29082AAA5 102 100000 PRN SOLE 0 0 100000 ENTERPRISE PRODUC 3point9 percent 24 DUE 02 15 24 cb 29379VBB8 53 50000 PRN SOLE 0 0 50000 EVERNORTH HEALTH, I 3 percent 23 DUE 07 15 23 cb 30219GAQ1 521 500000 PRN SOLE 0 0 500000 GATX CORP 3point25 percent 25 DUE 03 30 25 cb 361448AW3 106 100000 PRN SOLE 0 0 100000 GA MUN ELEC AUTH 5point7 percent 24 PWR UTIL DUE 01 01 24 OID TAXBL AMBAC INDEMNIT mb 373541P96 32 30000 PRN SOLE 0 0 30000 SILVANA MINES IN3point7 percent 23F DUE 03 15 23 cb 380956AD4 52 50000 PRN SOLE 0 0 50000 THE GOLDMAN SACHS 3point5 percent 25 DUE 01 23 25 cb 38148LAC0 107 100000 PRN SOLE 0 0 100000 GOLDMAN SACHS BAN 2point4 percent 22 CD FDIC INS DUE 09 06 22 US cd 38148PPC5 255 250000 PRN SOLE 0 0 250000 HSBC HOLDINGS 4point875 percent 22F DUE 01 14 22 cb 404280AL3 202 200000 PRN SOLE 0 0 200000 HARTFORD CT MET DIS 5 percent 26 MET DUE 11 01 26 mb 416489RV6 113 100000 PRN SOLE 0 0 100000 INTEL CORP 2point7 percent 22 DUE 12 15 22 cb 458140AM2 206 200000 PRN SOLE 0 0 200000 INTERNTNL BUSIN 1point875 percent 22 DUE 08 01 22 cb 459200HG9 51 50000 PRN SOLE 0 0 50000 JPMORGAN CHASE 4point5 percent 22 DUE 01 24 22 cb 46625HJD3 203 200000 PRN SOLE 0 0 200000 JAL NEW MEXICO PUBL 3 percent 27 GO UTX DUE 08 01 27 mb 470143CH9 269 245000 PRN SOLE 0 0 245000 JANUS CAPITAL G 4point875 percent 25 DUE 08 01 25 cb 47102XAJ4 112 100000 PRN SOLE 0 0 100000 JEFFERIES GROUP 5point125 percent 23 DUE 01 20 23 cb 472319AL6 264 250000 PRN SOLE 0 0 250000 KINDER MORGAN EN 3point95 percent 22 DUE 09 01 22 cb 494550BL9 51 50000 PRN SOLE 0 0 50000 KRAFT FOODS GROUP 3point5 percent 22 DUE 06 06 22 cb 50076QAZ9 153 150000 PRN SOLE 0 0 150000 THE KROGER COpoint 3point85 percent 23 DUE 08 01 23 cb 501044CS8 369 350000 PRN SOLE 0 0 350000 LAZARD GROUP LLC 3point75 percent 25 DUE 02 13 25 cb 52107QAG0 108 100000 PRN SOLE 0 0 100000 LEGG MASON INC 3point95 percent 24 DUE 07 15 24 cb 524901AT2 326 300000 PRN SOLE 0 0 300000 LINCOLN NTNL CORP 4point2 percent 22 DUE 03 15 22 cb 534187BC2 203 200000 PRN SOLE 0 0 200000 MACY'S, INCpoint 3point875 percent 22 CALLED @100 EFF 10 15 2021 cb 55616XAF4 100 100000 PRN SOLE 0 0 100000 MAPLE WI SD 5 percent 25 GO UTX DUE 04 01 25 mb 565386EW5 103 90000 PRN SOLE 0 0 90000 MARATHON PETROL 3point625 percent 24 DUE 09 15 24 cb 56585AAG7 375 350000 PRN SOLE 0 0 350000 MARYVILLE MI CS 4 percent 27 GO UTX DUE 05 01 27 mb 578622CM2 239 205000 PRN SOLE 0 0 205000 MERCK COpoint, INC 2point75 percent 25 DUE 02 10 25 cb 58933YAR6 423 400000 PRN SOLE 0 0 400000 METLIFE, INCpoint 4point368 percent 23 DUE 09 15 23 cb 59156RBB3 108 100000 PRN SOLE 0 0 100000 MOLSON COORS BEVE 3point5 percent 22 DUE 05 01 22 cb 60871RAC4 61 60000 PRN SOLE 0 0 60000 MOODY'S CORP 4point875 percent 24 DUE 02 15 24 cb 615369AC9 120 110000 PRN SOLE 0 0 110000 MORGAN CN KY SD 5 percent 26 LEAS SCH DUE 08 01 26 XTRO mb 617244JZ2 299 250000 PRN SOLE 0 0 250000 MORGAN STANLEY 4point875 percent 22 DUE 11 01 22 cb 6174824M3 157 150000 PRN SOLE 0 0 150000 MOSAIC CO NEW 4point25 percent 23 DUE 11 15 23 cb 61945CAC7 427 400000 PRN SOLE 0 0 400000 NASDAQ, INCpoint 4point25 percent 24 DUE 06 01 24 cb 631103AF5 217 200000 PRN SOLE 0 0 200000 NTNL RURAL UTILITIE 3 percent 24 DUE 06 15 24 cb 63743FVC7 104 100000 PRN SOLE 0 0 100000 NTNL RURAL UTILIT 3point5 percent 27 DUE 12 15 27 cb 63743FVD5 107 100000 PRN SOLE 0 0 100000 NY ST ENV FAC 5 percent 24 POOL AUTH DUE 02 15 24 mb 64985HHC4 102 100000 PRN SOLE 0 0 100000 NUTRIEN LTDpoint 3point375 percent 25F DUE 03 15 25 cb 67077MAL2 107 100000 PRN SOLE 0 0 100000 OAK CREEK WI 3 percent 27 GO UTX DUE 10 01 27 mb 671137VP9 111 100000 PRN SOLE 0 0 100000 OMAHA NE PPD ELE 5 percent 29 ELEC UTIL DUE 02 01 29 mb 6817937Y5 102 100000 PRN SOLE 0 0 100000 PITNEY BOWES IN 4point625 percent 24 DUE 03 15 24 cb 724479AJ9 347 330000 PRN SOLE 0 0 330000 PRIMERICA, INCpoint 4point75 percent 22 DUE 07 15 22 cb 74164MAA6 207 200000 PRN SOLE 0 0 200000 PROSPECT CAPITA 5point875 percent 23 DUE 03 15 23 cb 74348TAJ1 264 250000 PRN SOLE 0 0 250000 PUBLIC STORAGE 2point37 percent 22 DUE 09 15 22 cb 74460DAB5 509 500000 PRN SOLE 0 0 500000 QUEST DIAGNOSTIC 4point25 percent 24 DUE 04 01 24 cb 74834LAV2 54 50000 PRN SOLE 0 0 50000 ROGERS COMMUNICA4point1 percent 23F DUE 10 01 23 cb 775109AY7 159 150000 PRN SOLE 0 0 150000 SAVANNAH GA ECO 3point35 percent 25 FAC IDR DUE 01 01 25 XTRO TAXBL mb 80483BBM4 107 100000 PRN SOLE 0 0 100000 SCOTT CN KS 5 percent 26 GO UTX DUE 04 01 26 XTRO mb 809503DF9 119 100000 PRN SOLE 0 0 100000 THE SHERWIN WIL 3point125 percent 24 DUE 06 01 24 cb 824348AV8 371 350000 PRN SOLE 0 0 350000 SOCIETE GENERALE S5 percent 24F DUE 01 17 24 cb 83367TBG3 836 775000 PRN SOLE 0 0 775000 TIFFANY COpoint 3point8 percent 24 DUE 10 01 24 cb 886546AB6 162 150000 PRN SOLE 0 0 150000 TOTALENERGIES C4point25 percent 21F DUE 12 15 21 cb 89152UAB8 202 200000 PRN SOLE 0 0 200000 TOYOTA MOTOR CRED 3point3 percent 22 DUE 01 12 22 cb 89233P5T9 403 400000 PRN SOLE 0 0 400000 UNITEDHEALTH GRO 3point35 percent 22 DUE 07 15 22 cb 91324PCN0 102 100000 PRN SOLE 0 0 100000 WALMART INCpoint 3point3 percent 24 DUE 04 22 24 cb 931142DP5 85 80000 PRN SOLE 0 0 80000 ANTHEM, INCpoint 3point125 percent 22 DUE 05 15 22 cb 94973VAX5 76 75000 PRN SOLE 0 0 75000 W CONTRA CSTA CA US 5 percent 29 FINL SCH DUE 08 01 29 mb 952347N81 116 100000 PRN SOLE 0 0 100000 WILLIAMS PARTNERS 4point5 percent 23 DUE 11 15 23 cb 96950FAL8 236 220000 PRN SOLE 0 0 220000 XEROX CAPITAL TRU 3point8 percent 24 DUE 05 15 24 cb 984121CJ0 140 135000 PRN SOLE 0 0 135000 BNP PARIBAS SA 5 percent 24F DUE 01 17 24 cb F8590LAA4 32 30000 PRN SOLE 0 0 30000 A T T INC cs 00206R102 2 85 SH SOLE 85 0 0 TAKEDA PHARMA CO F SPONSORED ADR 1 ADR REPS 0point5 ORD SHS cs 874060205 0 25 SH SOLE 25 0 0 FIRST TR PORTFOLIOS ut 30316G589 28 2515 SH SOLE 0 0 2515