The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFLAC INC | COM | 001055102 | 271 | 6,094 | SH | SOLE | 0 | 0 | 6,094 | ||
AT&T INC | COM | 00206R102 | 4,172 | 145,069 | SH | SOLE | 0 | 0 | 145,069 | ||
ABBOTT LABS | COM | 002824100 | 370 | 3,377 | SH | SOLE | 0 | 0 | 3,377 | ||
ABBVIE INC | COM | 00287Y109 | 1,124 | 10,488 | SH | SOLE | 0 | 0 | 10,488 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 237 | 866 | SH | SOLE | 0 | 0 | 866 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,228 | 22,463 | SH | SOLE | 0 | 0 | 22,463 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 876 | 500 | SH | SOLE | 0 | 0 | 500 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 322 | 184 | SH | SOLE | 0 | 0 | 184 | ||
ALTRIA GROUP INC | COM | 02209S103 | 947 | 23,106 | SH | SOLE | 0 | 0 | 23,106 | ||
AMAZON COM INC | COM | 023135106 | 5,892 | 1,809 | SH | SOLE | 0 | 0 | 1,809 | ||
AMGEN INC | COM | 031162100 | 1,612 | 7,010 | SH | SOLE | 0 | 0 | 7,010 | ||
AMPIO PHARMACEUTICALS INC | COM | 03209T109 | 31 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
APPLE INC | COM | 037833100 | 12,161 | 91,648 | SH | SOLE | 0 | 0 | 91,648 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 305 | 1,409 | SH | SOLE | 0 | 0 | 1,409 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,422 | 46,903 | SH | SOLE | 0 | 0 | 46,902 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 381 | 1,642 | SH | SOLE | 0 | 0 | 1,642 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 257 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
BLACKROCK MUN INCOME QUALITY | COM | 092479104 | 303 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
BLACKROCK INC | COM | 09247X101 | 474 | 657 | SH | SOLE | 0 | 0 | 657 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 309 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
BLACKROCK MUN BD TR | COM | 09249H104 | 486 | 30,280 | SH | SOLE | 0 | 0 | 30,280 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 148 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
BLACKROCK MUNIYIELD CALIF QU | COM | 09254N103 | 150 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
BOEING CO | COM | 097023105 | 1,070 | 4,998 | SH | SOLE | 0 | 0 | 4,998 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 518 | 8,354 | SH | SOLE | 0 | 0 | 8,354 | ||
BROADCOM INC | COM | 11135F101 | 294 | 671 | SH | SOLE | 0 | 0 | 671 | ||
CVS HEALTH CORP | COM | 126650100 | 340 | 4,971 | SH | SOLE | 0 | 0 | 4,971 | ||
CATERPILLAR INC | COM | 149123101 | 731 | 4,016 | SH | SOLE | 0 | 0 | 4,016 | ||
CHEVRON CORP NEW | COM | 166764100 | 5,938 | 70,319 | SH | SOLE | 0 | 0 | 70,319 | ||
CISCO SYS INC | COM | 17275R102 | 761 | 16,999 | SH | SOLE | 0 | 0 | 16,999 | ||
CITIGROUP INC | COM NEW | 172967424 | 234 | 3,798 | SH | SOLE | 0 | 0 | 3,797 | ||
COCA COLA CO | COM | 191216100 | 485 | 8,851 | SH | SOLE | 0 | 0 | 8,851 | ||
COLUMBIA ETF TR I | DIVERSIFID FXD | 19761L508 | 1,016 | 46,000 | SH | SOLE | 0 | 0 | 46,000 | ||
COMCAST CORP NEW | CL A | 20030N101 | 429 | 8,188 | SH | SOLE | 0 | 0 | 8,188 | ||
CONOCOPHILLIPS | COM | 20825C104 | 269 | 6,736 | SH | SOLE | 0 | 0 | 6,736 | ||
CORTEVA INC | COM | 22052L104 | 455 | 11,751 | SH | SOLE | 0 | 0 | 11,751 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 294 | 1,848 | SH | SOLE | 0 | 0 | 1,848 | ||
DIREXION SHS ETF TR | DLY TECH BULL 3X | 25459W102 | 2,293 | 5,640 | SH | SOLE | 0 | 0 | 5,640 | ||
DIREXION SHS ETF TR | DLY S&P500 2XS | 25459Y165 | 410 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
DISNEY WALT CO | COM | 254687106 | 802 | 4,425 | SH | SOLE | 0 | 0 | 4,425 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 211 | 2,966 | SH | SOLE | 0 | 0 | 2,966 | ||
EASTMAN CHEM CO | COM | 277432100 | 220 | 2,195 | SH | SOLE | 0 | 0 | 2,195 | ||
EMERSON ELEC CO | COM | 291011104 | 1,759 | 21,886 | SH | SOLE | 0 | 0 | 21,886 | ||
ENBRIDGE INC | COM | 29250N105 | 376 | 11,755 | SH | SOLE | 0 | 0 | 11,755 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,881 | 304,400 | SH | SOLE | 0 | 0 | 304,400 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 427 | 21,800 | SH | SOLE | 0 | 0 | 21,800 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,711 | 65,760 | SH | SOLE | 0 | 0 | 65,759 | ||
FACEBOOK INC | CL A | 30303M102 | 1,789 | 6,549 | SH | SOLE | 0 | 0 | 6,549 | ||
FIRST TR EXCHANGE TRADED FD | CHINDIA ETF | 33733A102 | 2,300 | 38,991 | SH | SOLE | 0 | 0 | 38,990 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 1,628 | 24,117 | SH | SOLE | 0 | 0 | 24,117 | ||
FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 | 2,376 | 14,145 | SH | SOLE | 0 | 0 | 14,145 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 3,664 | 17,265 | SH | SOLE | 0 | 0 | 17,265 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 543 | 5,709 | SH | SOLE | 0 | 0 | 5,709 | ||
FIRST TR EXCHANGE TRADED FD | DJ INTL INTRNT | 33734X770 | 2,156 | 47,500 | SH | SOLE | 0 | 0 | 47,500 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 515 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 3,002 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
FORD MTR CO DEL | COM | 345370860 | 149 | 16,964 | SH | SOLE | 0 | 0 | 16,964 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 314 | 2,538 | SH | SOLE | 0 | 0 | 2,538 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 218 | 20,150 | SH | SOLE | 0 | 0 | 20,150 | ||
GILEAD SCIENCES INC | COM | 375558103 | 254 | 4,361 | SH | SOLE | 0 | 0 | 4,361 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 884 | 20,407 | SH | SOLE | 0 | 0 | 20,407 | ||
GLOBAL X FDS | MSCI CHINA CNSMR | 37950E408 | 394 | 11,070 | SH | SOLE | 0 | 0 | 11,070 | ||
SOUTHERN CO | COM | 842587107 | 338 | 5,498 | SH | SOLE | 0 | 0 | 5,498 | ||
SQUARE INC | CL A | 852234103 | 230 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 1,175 | 60,870 | SH | SOLE | 0 | 0 | 60,869 | ||
TANZANIAN GOLD CORP | COM | 87601A107 | 24 | 37,000 | SH | SOLE | 0 | 0 | 37,000 | ||
TELADOC HEALTH INC | COM | 87918A105 | 651 | 3,256 | SH | SOLE | 0 | 0 | 3,256 | ||
TESLA INC | COM | 88160R101 | 1,100 | 1,559 | SH | SOLE | 0 | 0 | 1,559 | ||
THOMSON REUTERS CORP. | COM NEW | 884903709 | 370 | 4,519 | SH | SOLE | 0 | 0 | 4,519 | ||
3M CO | COM | 88579Y101 | 536 | 3,069 | SH | SOLE | 0 | 0 | 3,069 | ||
TWILIO INC | CL A | 90138F102 | 296 | 875 | SH | SOLE | 0 | 0 | 875 | ||
TYSON FOODS INC | CL A | 902494103 | 245 | 3,805 | SH | SOLE | 0 | 0 | 3,805 | ||
US BANCORP DEL | COM NEW | 902973304 | 406 | 8,706 | SH | SOLE | 0 | 0 | 8,706 | ||
UNDER ARMOUR INC | CL A | 904311107 | 292 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
UNION PAC CORP | COM | 907818108 | 208 | 999 | SH | SOLE | 0 | 0 | 999 | ||
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 669 | 27,700 | SH | SOLE | 0 | 0 | 27,700 | ||
VANECK VECTORS ETF TR | RARE EARTH STRAT | 92189H805 | 1,995 | 30,317 | SH | SOLE | 0 | 0 | 30,317 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 238 | 2,560 | SH | SOLE | 0 | 0 | 2,560 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 413 | 4,978 | SH | SOLE | 0 | 0 | 4,978 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 233 | 4,562 | SH | SOLE | 0 | 0 | 4,562 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 1,584 | 5,756 | SH | SOLE | 0 | 0 | 5,756 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 926 | 5,322 | SH | SOLE | 0 | 0 | 5,322 | ||
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 1,256 | 24,225 | SH | SOLE | 0 | 0 | 24,225 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 1,443 | 19,805 | SH | SOLE | 0 | 0 | 19,805 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 1,329 | 5,938 | SH | SOLE | 0 | 0 | 5,938 | ||
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 1,202 | 7,069 | SH | SOLE | 0 | 0 | 7,069 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 1,627 | 4,599 | SH | SOLE | 0 | 0 | 4,599 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 1,292 | 8,234 | SH | SOLE | 0 | 0 | 8,234 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 974 | 7,101 | SH | SOLE | 0 | 0 | 7,101 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 1,399 | 11,635 | SH | SOLE | 0 | 0 | 11,635 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 336 | 4,036 | SH | SOLE | 0 | 0 | 4,036 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 337 | 3,473 | SH | SOLE | 0 | 0 | 3,473 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,118 | 13,168 | SH | SOLE | 0 | 0 | 13,168 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 335 | 1,621 | SH | SOLE | 0 | 0 | 1,621 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,071 | 35,250 | SH | SOLE | 0 | 0 | 35,250 | ||
WP CAREY INC | COM | 92936U109 | 316 | 4,480 | SH | SOLE | 0 | 0 | 4,480 | ||
WALMART INC | COM | 931142103 | 1,006 | 6,981 | SH | SOLE | 0 | 0 | 6,981 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,928 | 97,034 | SH | SOLE | 0 | 0 | 97,034 | ||
WOODWARD INC | COM | 980745103 | 210 | 1,725 | SH | SOLE | 0 | 0 | 1,725 | ||
AMCOR PLC | ORD | G0250X107 | 190 | 16,181 | SH | SOLE | 0 | 0 | 16,181 | ||
MEDTRONIC PLC | SHS | G5960L103 | 489 | 4,171 | SH | SOLE | 0 | 0 | 4,171 | ||
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 196 | 11,700 | SH | SOLE | 0 | 0 | 11,700 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 203 | 2,211 | SH | SOLE | 0 | 0 | 2,211 | ||
HP INC | COM | 40434L105 | 357 | 14,526 | SH | SOLE | 0 | 0 | 14,526 | ||
HOME DEPOT INC | COM | 437076102 | 993 | 3,739 | SH | SOLE | 0 | 0 | 3,739 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 137 | 10,820 | SH | SOLE | 0 | 0 | 10,820 | ||
INTEL CORP | COM | 458140100 | 952 | 19,103 | SH | SOLE | 0 | 0 | 19,103 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 348 | 14,083 | SH | SOLE | 0 | 0 | 14,083 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,546 | 12,282 | SH | SOLE | 0 | 0 | 12,282 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 4,489 | 247,575 | SH | SOLE | 0 | 0 | 247,575 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 366 | 3,094 | SH | SOLE | 0 | 0 | 3,094 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 347 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 287 | 2,391 | SH | SOLE | 0 | 0 | 2,391 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 227 | 3,140 | SH | SOLE | 0 | 0 | 3,140 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 338 | 2,539 | SH | SOLE | 0 | 0 | 2,539 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 328 | 8,159 | SH | SOLE | 0 | 0 | 8,159 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,110 | 8,732 | SH | SOLE | 0 | 0 | 8,732 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 202 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 365 | 4,150 | SH | SOLE | 0 | 0 | 4,150 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,160 | 13,726 | SH | SOLE | 0 | 0 | 13,726 | ||
KEYCORP | COM | 493267108 | 226 | 13,756 | SH | SOLE | 0 | 0 | 13,756 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 214 | 15,671 | SH | SOLE | 0 | 0 | 15,671 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,269 | 16,525 | SH | SOLE | 0 | 0 | 16,525 | ||
LAM RESEARCH CORP | COM | 512807108 | 539 | 1,141 | SH | SOLE | 0 | 0 | 1,140 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 200 | 3,359 | SH | SOLE | 0 | 0 | 3,359 | ||
LILLY ELI & CO | COM | 532457108 | 715 | 4,236 | SH | SOLE | 0 | 0 | 4,236 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 247 | 695 | SH | SOLE | 0 | 0 | 695 | ||
MP MATERIALS CORP | COM CL A | 553368101 | 1,588 | 49,350 | SH | SOLE | 0 | 0 | 49,350 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 550 | 25,400 | SH | SOLE | 0 | 0 | 25,400 | ||
MARATHON PETE CORP | COM | 56585A102 | 266 | 6,428 | SH | SOLE | 0 | 0 | 6,428 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 380 | 1,064 | SH | SOLE | 0 | 0 | 1,064 | ||
MERCK & CO. INC | COM | 58933Y105 | 777 | 9,504 | SH | SOLE | 0 | 0 | 9,504 | ||
METLIFE INC | COM | 59156R108 | 326 | 6,940 | SH | SOLE | 0 | 0 | 6,940 | ||
MICROSOFT CORP | COM | 594918104 | 5,102 | 22,938 | SH | SOLE | 0 | 0 | 22,938 | ||
MONDELEZ INTL INC | CL A | 609207105 | 397 | 6,788 | SH | SOLE | 0 | 0 | 6,788 | ||
MUSTANG BIO INC | COM | 62818Q104 | 38 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NETFLIX INC | COM | 64110L106 | 597 | 1,104 | SH | SOLE | 0 | 0 | 1,104 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 255 | 1,073 | SH | SOLE | 0 | 0 | 1,073 | ||
NVIDIA CORPORATION | COM | 67066G104 | 618 | 1,183 | SH | SOLE | 0 | 0 | 1,183 | ||
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 293 | 21,763 | SH | SOLE | 0 | 0 | 21,763 | ||
OMEROS CORP | COM | 682143102 | 808 | 56,578 | SH | SOLE | 0 | 0 | 56,578 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 231 | 1,550 | SH | SOLE | 0 | 0 | 1,550 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 717 | 2,018 | SH | SOLE | 0 | 0 | 2,018 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 307 | 1,312 | SH | SOLE | 0 | 0 | 1,312 | ||
PEPSICO INC | COM | 713448108 | 997 | 6,725 | SH | SOLE | 0 | 0 | 6,725 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 135 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
PFIZER INC | COM | 717081103 | 1,301 | 35,345 | SH | SOLE | 0 | 0 | 35,345 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 516 | 6,229 | SH | SOLE | 0 | 0 | 6,229 | ||
PHILLIPS 66 | COM | 718546104 | 267 | 3,812 | SH | SOLE | 0 | 0 | 3,812 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 431 | 2,425 | SH | SOLE | 0 | 0 | 2,425 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,185 | 8,519 | SH | SOLE | 0 | 0 | 8,519 | ||
PROLOGIS INC. | COM | 74340W103 | 323 | 3,240 | SH | SOLE | 0 | 0 | 3,240 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 191 | 10,617 | SH | SOLE | 0 | 0 | 10,617 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 357 | 4,576 | SH | SOLE | 0 | 0 | 4,576 | ||
RH | COM | 74967X103 | 550 | 1,230 | SH | SOLE | 0 | 0 | 1,230 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 432 | 6,037 | SH | SOLE | 0 | 0 | 6,037 | ||
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 186 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 461 | 13,113 | SH | SOLE | 0 | 0 | 13,113 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 333 | 891 | SH | SOLE | 0 | 0 | 891 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,141 | 6,399 | SH | SOLE | 0 | 0 | 6,399 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 255 | 1,960 | SH | SOLE | 0 | 0 | 1,960 |