Chief Compliance Officer

0001846175-22-000003.txt : 20220815 0001846175-22-000003.hdr.sgml : 20220815 20220815121258 ACCESSION NUMBER: 0001846175-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sovereign Financial Group, Inc. CENTRAL INDEX KEY: 0001846175 IRS NUMBER: 200093943 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20792 FILM NUMBER: 221163929 BUSINESS ADDRESS: STREET 1: 25 WEST BROAD STREET, SUITE 100 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 883-6006 MAIL ADDRESS: STREET 1: 25 WEST BROAD STREET, SUITE 100 CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846175 XXXXXXXX 06-30-2022 06-30-2022 Sovereign Financial Group, Inc.

25 WEST BROAD STREET, SUITE 100 STAMFORD CT 06902

13F HOLDINGS REPORT 028-20792 N JOHN KOCHERSPERGER Chief Compliance Officer (203) 883-6006 JOHN KOCHERSPERGER STAMFORD CT 08-15-2022 0 211 253797 false INFORMATION TABLE 2 13F_Sovereign_2022Q2.xml ALLSTATE CORP COM 020002101 578 4562 SH SOLE 0 0 4562 AMAZON COM INC COM 023135106 941 8862 SH SOLE 0 0 8862 AMERICAN ELEC PWR CO INC COM 025537101 316 3292 SH SOLE 0 0 3292 AMGEN INC COM 031162100 267 1097 SH SOLE 0 0 1097 APPLE INC COM 037833100 7000 51203 SH SOLE 0 0 51203 BK OF AMERICA CORP COM 060505104 1229 39486 SH SOLE 0 0 39486 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 749 2745 SH SOLE 0 0 2745 BRISTOL-MYERS SQUIBB CO COM 110122108 920 11949 SH SOLE 0 0 11949 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 205 4615 SH SOLE 0 0 4615 CSX CORP COM 126408103 988 34013 SH SOLE 0 0 34013 CVS HEALTH CORP COM 126650100 279 3009 SH SOLE 0 0 3009 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 150 14030 SH SOLE 0 0 14030 CALIFORNIA WTR SVC GROUP COM 130788102 593 10668 SH SOLE 0 0 10668 CATERPILLAR INC COM 149123101 291 1628 SH SOLE 0 0 1628 CHEVRON CORP NEW COM 166764100 363 2504 SH SOLE 0 0 2504 CHURCH & DWIGHT CO INC COM 171340102 1457 15723 SH SOLE 0 0 15723 COCA COLA CO COM 191216100 516 8199 SH SOLE 0 0 8199 COLGATE PALMOLIVE CO COM 194162103 268 3349 SH SOLE 0 0 3349 COMMERCIAL METALS CO COM 201723103 331 10000 SH SOLE 0 0 10000 CONSOLIDATED EDISON INC COM 209115104 1768 18593 SH SOLE 0 0 18593 DEERE & CO COM 244199105 538 1796 SH SOLE 0 0 1796 DISNEY WALT CO COM 254687106 208 2206 SH SOLE 0 0 2206 DOCUSIGN INC COM 256163106 221 3855 SH SOLE 0 0 3855 ESSEX PPTY TR INC COM 297178105 273 1043 SH SOLE 0 0 1043 FS KKR CAP CORP COM 302635206 381 19634 SH SOLE 0 0 19634 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 223 5000 SH SOLE 0 0 5000 FORD MTR CO DEL COM 345370860 152 13661 SH SOLE 0 0 13661 GENERAL ELECTRIC CO COM NEW 369604301 562 8828 SH SOLE 0 0 8828 GENERAL MLS INC COM 370334104 1737 23025 SH SOLE 0 0 23025 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 403 9644 SH SOLE 0 0 9644 HARMONY GOLD MINING CO LTD SPONSORED ADR 413216300 157 50000 SH SOLE 0 0 50000 HOME DEPOT INC COM 437076102 993 3621 SH SOLE 0 0 3621 HORMEL FOODS CORP COM 440452100 893 18866 SH SOLE 0 0 18866 HUBBELL INC COM 443510607 235 1314 SH SOLE 0 0 1314 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 244 5075 SH SOLE 0 0 5075 INTEL CORP COM 458140100 338 9044 SH SOLE 0 0 9044 INTERNATIONAL BUSINESS MACHS COM 459200101 382 2705 SH SOLE 0 0 2705 ISHARES INC MSCI EMERG MRKT 464286533 503 9083 SH SOLE 0 0 9083 ISHARES TR TIPS BD ETF 464287176 2479 21764 SH SOLE 0 0 21764 ISHARES TR CORE S&P500 ETF 464287200 8430 22235 SH SOLE 0 0 22235 ISHARES TR CORE US AGGBD ET 464287226 1704 16763 SH SOLE 0 0 16763 ISHARES TR 1 3 YR TREAS BD 464287457 315 3810 SH SOLE 0 0 3810 ISHARES TR MSCI EAFE ETF 464287465 503 8042 SH SOLE 0 0 8042 ISHARES TR RUS MDCP VAL ETF 464287473 315 3104 SH SOLE 0 0 3104 ISHARES TR CORE S&P MCP ETF 464287507 1570 6942 SH SOLE 0 0 6942 ISHARES TR ISHARES BIOTECH 464287556 799 6789 SH SOLE 0 0 6789 ISHARES TR RUS 1000 VAL ETF 464287598 458 3156 SH SOLE 0 0 3156 ISHARES TR RUS 1000 GRW ETF 464287614 410 1877 SH SOLE 0 0 1877 ISHARES TR RUSSELL 2000 ETF 464287655 341 2014 SH SOLE 0 0 2014 ISHARES TR CORE S&P US VLU 464287663 1629 24356 SH SOLE 0 0 24356 ISHARES TR CORE S&P US GWT 464287671 1276 15242 SH SOLE 0 0 15242 ISHARES TR U.S. ENERGY ETF 464287796 212 5573 SH SOLE 0 0 5573 ISHARES TR CORE S&P SCP ETF 464287804 1123 12147 SH SOLE 0 0 12147 ISHARES TR SP SMCP600VL ETF 464287879 398 4466 SH SOLE 0 0 4466 ISHARES TR RESIDENTIAL MULT 464288562 1076 13454 SH SOLE 0 0 13454 ISHARES TR ISHS 1-5YR INVS 464288646 2010 39770 SH SOLE 0 0 39770 ISHARES TR 10-20 YR TRS ETF 464288653 206 1715 SH SOLE 0 0 1715 ISHARES TR EAFE VALUE ETF 464288877 883 20348 SH SOLE 0 0 20348 ISHARES TR EAFE GRWTH ETF 464288885 448 5561 SH SOLE 0 0 5561 ISHARES TR AGGRES ALLOC ETF 464289859 639 10668 SH SOLE 0 0 10668 ISHARES TR GRWT ALLOCAT ETF 464289867 223 4655 SH SOLE 0 0 4655 ISHARES TR MODERT ALLOC ETF 464289875 678 17414 SH SOLE 0 0 17414 JOHNSON & JOHNSON COM 478160104 651 3668 SH SOLE 0 0 3668 KELLOGG CO COM 487836108 706 9896 SH SOLE 0 0 9896 KIMBERLY-CLARK CORP COM 494368103 1331 9846 SH SOLE 0 0 9846 KRANESHARES TR CSI CHI INTERNET 500767306 447 13650 SH SOLE 0 0 13650 MCCORMICK & CO INC COM NON VTG 579780206 385 4622 SH SOLE 0 0 4622 MCDONALDS CORP COM 580135101 244 990 SH SOLE 0 0 990 MICROSOFT CORP COM 594918104 2198 8559 SH SOLE 0 0 8559 MICRON TECHNOLOGY INC COM 595112103 266 4803 SH SOLE 0 0 4803 NEW JERSEY RES CORP COM 646025106 263 5900 SH SOLE 0 0 5900 NORFOLK SOUTHN CORP COM 655844108 233 1025 SH SOLE 0 0 1025 OCCIDENTAL PETE CORP COM 674599105 252 4281 SH SOLE 0 0 4281 PEPSICO INC COM 713448108 625 3749 SH SOLE 0 0 3749 PFIZER INC COM 717081103 757 14430 SH SOLE 0 0 14430 PHILIP MORRIS INTL INC COM 718172109 309 3129 SH SOLE 0 0 3129 PROCTER AND GAMBLE CO COM 742718109 443 3083 SH SOLE 0 0 3083 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 493 7796 SH SOLE 0 0 7796 REALTY INCOME CORP COM 756109104 298 4365 SH SOLE 0 0 4365 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 357 8088 SH SOLE 0 0 8088 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2998 51703 SH SOLE 0 0 51703 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2172 34793 SH SOLE 0 0 34793 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 303 7772 SH SOLE 0 0 7772 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 315 6399 SH SOLE 0 0 6399 SIGMA LITHIUM CORPORATION COM 826599102 308 20000 SH SOLE 0 0 20000 SOUTHERN CO COM 842587107 2907 40766 SH SOLE 0 0 40766 SOUTHWEST AIRLS CO COM 844741108 221 6108 SH SOLE 0 0 6108 STARBUCKS CORP COM 855244109 341 4461 SH SOLE 0 0 4461 TEXAS INSTRS INC COM 882508104 215 1402 SH SOLE 0 0 1402 UNITED PARCEL SERVICE INC CL B 911312106 5056 27697 SH SOLE 0 0 27697 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2206 15378 SH SOLE 0 0 15378 VANGUARD STAR FDS VG TL INTL STK F 921909768 399 7725 SH SOLE 0 0 7725 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2843 15649 SH SOLE 0 0 15649 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 310 2012 SH SOLE 0 0 2012 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 558 3283 SH SOLE 0 0 3283 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 1555 17021 SH SOLE 0 0 17021 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 3012 37786 SH SOLE 0 0 37786 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2867 36923 SH SOLE 0 0 36923 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 7507 97764 SH SOLE 0 0 97764 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 959 12740 SH SOLE 0 0 12740 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 13810 338470 SH SOLE 0 0 338470 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2965 29152 SH SOLE 0 0 29152 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 5444 108622 SH SOLE 0 0 108622 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3733 89629 SH SOLE 0 0 89629 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 933 18694 SH SOLE 0 0 18694 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5321 15338 SH SOLE 0 0 15338 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1146 12577 SH SOLE 0 0 12577 VANGUARD INDEX FDS MID CAP ETF 922908629 1432 7268 SH SOLE 0 0 7268 VANGUARD INDEX FDS GROWTH ETF 922908736 6373 28594 SH SOLE 0 0 28594 VANGUARD INDEX FDS VALUE ETF 922908744 5291 40122 SH SOLE 0 0 40122 VANGUARD INDEX FDS SMALL CP ETF 922908751 3215 18255 SH SOLE 0 0 18255 VANGUARD INDEX FDS TOTAL STK MKT 922908769 356 1887 SH SOLE 0 0 1887 RAYTHEON TECHNOLOGIES CORP COM 75513E101 765 7963 SH SOLE 0 0 7963 INVESCO QQQ TR UNIT SER 1 46090E103 6445 22996 SH SOLE 0 0 22996 TARGET CORP COM 87612E106 260 1842 SH SOLE 0 0 1842 ALPS ETF TR OSHARES US QUALT 00162Q387 900 22298 SH SOLE 0 0 22298 AT&T INC COM 00206R102 747 35645 SH SOLE 0 0 35645 ARK ETF TR INNOVATION ETF 00214Q104 891 22345 SH SOLE 0 0 22345 ABBVIE INC COM 00287Y109 250 1630 SH SOLE 0 0 1630 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 420 24228 SH SOLE 0 0 24228 ACTIVISION BLIZZARD INC COM 00507V109 204 2614 SH SOLE 0 0 2614 ALPHABET INC CAP STK CL C 02079K107 592 1300 SH SOLE 0 0 1300 ALPHABET INC CAP STK CL C 02079K107 5692 2602 SH SOLE 0 0 2602 ALPHABET INC CAP STK CL A 02079K305 2319 1064 SH SOLE 0 0 1064 ALTRIA GROUP INC COM 02209S103 309 7394 SH SOLE 0 0 7394 BLACKSTONE INC COM 09260D107 318 3483 SH SOLE 0 0 3483 CARRIER GLOBAL CORPORATION COM 14448C104 256 7175 SH SOLE 0 0 7175 CISCO SYS INC COM 17275R102 240 5627 SH SOLE 0 0 5627 COSTCO WHSL CORP NEW COM 22160K105 648 1353 SH SOLE 0 0 1353 DOMINION ENERGY INC COM 25746U109 1003 12562 SH SOLE 0 0 12562 EPAM SYS INC COM 29414B104 215 731 SH SOLE 0 0 731 EVERSOURCE ENERGY COM 30040W108 290 3432 SH SOLE 0 0 3432 EXXON MOBIL CORP COM 30231G102 1174 13703 SH SOLE 0 0 13703 META PLATFORMS INC CL A 30303M102 254 1576 SH SOLE 0 0 1576 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 2374 58015 SH SOLE 0 0 58015 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 424 8379 SH SOLE 0 0 8379 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 695 14397 SH SOLE 0 0 14397 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F714 276 8734 SH SOLE 0 0 8734 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 241 6856 SH SOLE 0 0 6856 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 2012 58935 SH SOLE 0 0 58935 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 1412 42554 SH SOLE 0 0 42554 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 975 100778 SH SOLE 0 0 100778 IDEXX LABS INC COM 45168D104 288 820 SH SOLE 0 0 820 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 991 19991 SH SOLE 0 0 19991 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 506 24617 SH SOLE 0 0 24617 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 461 3112 SH SOLE 0 0 3112 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 1918 28159 SH SOLE 0 0 28159 ISHARES TR US TREAS BD ETF 46429B267 607 25390 SH SOLE 0 0 25390 ISHARES TR CORE HIGH DV ETF 46429B663 524 5222 SH SOLE 0 0 5222 ISHARES TR MSCI USA MIN VOL 46429B697 1514 21565 SH SOLE 0 0 21565 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1140 23138 SH SOLE 0 0 23138 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 420 8453 SH SOLE 0 0 8453 ISHARES TR MSCI USA MMENTM 46432F396 581 4262 SH SOLE 0 0 4262 ISHARES TR CORE MSCI EAFE 46432F842 1973 33523 SH SOLE 0 0 33523 ISHARES TR CORE 1 5 YR USD 46432F859 300 6328 SH SOLE 0 0 6328 ISHARES INC CORE MSCI EMKT 46434G103 582 11868 SH SOLE 0 0 11868 ISHARES TR 0-5YR HI YL CP 46434V407 201 4946 SH SOLE 0 0 4946 ISHARES TR CORE TOTAL USD 46434V613 1018 21744 SH SOLE 0 0 21744 ISHARES TR ESG AWR MSCI USA 46435G425 1758 20949 SH SOLE 0 0 20949 ISHARES TR MSCI USA SMCP MN 46435G433 461 13517 SH SOLE 0 0 13517 ISHARES TR US INFRASTRUC 46435U713 314 9215 SH SOLE 0 0 9215 ISHARES TR BROAD USD HIGH 46435U853 380 10984 SH SOLE 0 0 10984 JPMORGAN CHASE & CO COM 46625H100 459 4078 SH SOLE 0 0 4078 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 381 6880 SH SOLE 0 0 6880 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1048 20926 SH SOLE 0 0 20926 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 595 13473 SH SOLE 0 0 13473 MASTERCARD INCORPORATED CL A 57636Q104 1611 5107 SH SOLE 0 0 5107 MERCK & CO INC COM 58933Y105 359 3940 SH SOLE 0 0 3940 MOSAIC CO NEW COM 61945C103 266 5638 SH SOLE 0 0 5638 NEXTERA ENERGY INC COM 65339F101 557 7185 SH SOLE 0 0 7185 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 1259 76377 SH SOLE 0 0 76377 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 70 13467 SH SOLE 0 0 13467 OPKO HEALTH INC COM 68375N103 51 20000 SH SOLE 0 0 20000 OTIS WORLDWIDE CORP COM 68902V107 436 6166 SH SOLE 0 0 6166 PACER FDS TR TRENDP US LAR CP 69374H105 219 5837 SH SOLE 0 0 5837 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 123 10517 SH SOLE 0 0 10517 PROSHARES TR II ULTRA BLOOMBERG 74347Y870 291 6915 SH SOLE 0 0 6915 PROSHARES TR II ULTA BLMBG 2017 74347Y888 237 5660 SH SOLE 0 0 5660 PROSHARES TR S&P 500 DV ARIST 74348A467 349 4086 SH SOLE 0 0 4086 PUBLIC STORAGE COM 74460D109 295 942 SH SOLE 0 0 942 SPDR S&P 500 ETF TR TR UNIT 78462F103 13897 36837 SH SOLE 0 0 36837 SPDR GOLD TR GOLD SHS 78463V107 780 4628 SH SOLE 0 0 4628 SPDR SER TR PRTFLO S&P500 GW 78464A409 1511 28907 SH SOLE 0 0 28907 SPDR SER TR S&P DIVID ETF 78464A763 224 1887 SH SOLE 0 0 1887 SPDR SER TR PORTFOLIO S&P400 78464A847 365 9186 SH SOLE 0 0 9186 SPDR SER TR PORTFOLIO S&P500 78464A854 815 18384 SH SOLE 0 0 18384 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 260 844 SH SOLE 0 0 844 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1678 4058 SH SOLE 0 0 4058 SPDR SER TR PRTFLO S&P500 HI 78468R788 431 10799 SH SOLE 0 0 10799 SPDR SER TR PORTFOLIO S&P600 78468R853 1020 28344 SH SOLE 0 0 28344 SALESFORCE INC COM 79466L302 203 1227 SH SOLE 0 0 1227 SELECT SECTOR SPDR TR ENERGY 81369Y506 551 7712 SH SOLE 0 0 7712 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 267 2098 SH SOLE 0 0 2098 SEELOS THERAPEUTICS INC COM 81577F109 51 75000 SH SOLE 0 0 75000 SIRIUS XM HOLDINGS INC COM 82968B103 94 15311 SH SOLE 0 0 15311 TELLURIAN INC NEW COM 87968A104 35 11600 SH SOLE 0 0 11600 UNITEDHEALTH GROUP INC COM 91324P102 838 1632 SH SOLE 0 0 1632 VALERO ENERGY CORP COM 91913Y100 474 4461 SH SOLE 0 0 4461 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 2198 10790 SH SOLE 0 0 10790 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 6628 133795 SH SOLE 0 0 133795 VANGUARD WORLD FDS INF TECH ETF 92204A702 226 692 SH SOLE 0 0 692 VANGUARD WORLD FDS UTILITIES ETF 92204A876 839 5510 SH SOLE 0 0 5510 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1864 24449 SH SOLE 0 0 24449 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 3110 65047 SH SOLE 0 0 65047 VERIZON COMMUNICATIONS INC COM 92343V104 566 11158 SH SOLE 0 0 11158 VICTORY PORTFOLIOS II VICTORYSHS INTRM 92647N527 808 17080 SH SOLE 0 0 17080 VISA INC COM CL A 92826C839 949 4822 SH SOLE 0 0 4822 WP CAREY INC COM 92936U109 438 5280 SH SOLE 0 0 5280 WESTERN ASSET MORTGAGE CAPIT NOTE 6.750 10/0 95790DAA3 35 35000 PRN SOLE 0 0 35000 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1111 24891 SH SOLE 0 0 24891 WISDOMTREE TR EUROPE SMCP DV 97717W869 1281 23210 SH SOLE 0 0 23210