0001846175-21-000003.txt : 20210812
0001846175-21-000003.hdr.sgml : 20210812
20210812094227
ACCESSION NUMBER: 0001846175-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210812
DATE AS OF CHANGE: 20210812
EFFECTIVENESS DATE: 20210812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sovereign Financial Group, Inc.
CENTRAL INDEX KEY: 0001846175
IRS NUMBER: 200093943
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20792
FILM NUMBER: 211165730
BUSINESS ADDRESS:
STREET 1: 25 WEST BROAD STREET, SUITE 100
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: (203) 883-6006
MAIL ADDRESS:
STREET 1: 25 WEST BROAD STREET, SUITE 100
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001846175
XXXXXXXX
06-30-2021
06-30-2021
Sovereign Financial Group, Inc.
25 WEST BROAD STREET, SUITE 100
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-20792
N
John Karl Kochersperger
Chief Compliance Officer
2038836006
John Karl Kochersperger
Stamford
CT
08-12-2021
0
167
165203
false
INFORMATION TABLE
2
13F_Sovereign_2021Q2.xml
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
203
12390
SH
SOLE
0
0
12390
ALPHABET INC
CAP STK CL A
02079K305
1435
588
SH
SOLE
0
0
588
ALPHABET INC
CAP STK CL C
02079K107
4337
1731
SH
SOLE
0
0
1731
ALTRIA GROUP INC
COM
02209S103
285
5577
SH
SOLE
0
0
5577
AMAZON COM INC
COM
023135106
1408
455
SH
SOLE
0
0
455
APPLE INC
COM
037833100
4587
37554
SH
SOLE
0
0
37554
APPLIED MATLS INC
COM
038222105
304
2273
SH
SOLE
0
0
2273
ARK ETF TR
NEXT GNRTN INTER
00214Q401
258
1749
SH
SOLE
0
0
1749
ARK ETF TR
INNOVATION ETF
00214Q104
1338
11155
SH
SOLE
0
0
11155
AT&T INC
COM
00206R102
1348
44548
SH
SOLE
0
0
44548
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
624
2443
SH
SOLE
0
0
2443
BK OF AMERICA CORP
COM
060505104
1353
34978
SH
SOLE
0
0
34978
BLACKSTONE GROUP INC
COM
09260D107
212
2850
SH
SOLE
0
0
2850
BLINK CHARGING CO
COM
09354A100
224
5450
SH
SOLE
0
0
5450
BOSTON BEER INC
CL A
100557107
992
822
SH
SOLE
0
0
822
BRISTOL-MYERS SQUIBB CO
COM
110122108
706
11177
SH
SOLE
0
0
11177
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
149
10000
SH
SOLE
0
0
10000
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
218
15350
SH
SOLE
0
0
15350
CALIFORNIA WTR SVC GROUP
COM
130788102
533
9460
SH
SOLE
0
0
9460
CAMPBELL SOUP CO
COM
134429109
242
4817
SH
SOLE
0
0
4817
CANOPY GROWTH CORP
COM
138035100
209
6536
SH
SOLE
0
0
6536
CHEVRON CORP NEW
COM
166764100
215
2053
SH
SOLE
0
0
2053
CHURCH & DWIGHT INC
COM
171340102
1335
15288
SH
SOLE
0
0
15288
CISCO SYS INC
COM
17275R102
415
8029
SH
SOLE
0
0
8029
CLOROX CO DEL
COM
189054109
298
1543
SH
SOLE
0
0
1543
COCA COLA CO
COM
191216100
365
6924
SH
SOLE
0
0
6924
COLGATE PALMOLIVE CO
COM
194162103
284
3597
SH
SOLE
0
0
3597
CONSOLIDATED EDISON INC
COM
209115104
1392
18614
SH
SOLE
0
0
18614
CORSAIR GAMING INC
COM
22041X102
260
7825
SH
SOLE
0
0
7825
CROWDSTRIKE HLDGS INC
CL A
22788C105
232
1270
SH
SOLE
0
0
1270
CSX CORP
COM
126408103
617
6402
SH
SOLE
0
0
6402
DEERE & CO
COM
244199105
759
2029
SH
SOLE
0
0
2029
DISNEY WALT CO
COM
254687106
579
3137
SH
SOLE
0
0
3137
DOCUSIGN INC
COM
256163106
690
3410
SH
SOLE
0
0
3410
DOMINION ENERGY INC
COM
25746U109
1058
13934
SH
SOLE
0
0
13934
ESSEX PPTY TR INC
COM
297178105
288
1058
SH
SOLE
0
0
1058
EXXON MOBIL CORP
COM
30231G102
569
10191
SH
SOLE
0
0
10191
FACEBOOK INC
CL A
30303M102
422
1433
SH
SOLE
0
0
1433
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
219
5000
SH
SOLE
0
0
5000
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
2558
56222
SH
SOLE
0
0
56222
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
478
9359
SH
SOLE
0
0
9359
FIRST TR EXCHNG TRADED FD VI
US EQT BUFFER
33740F763
1514
43911
SH
SOLE
0
0
43911
FIRST TR EXCHNG TRADED FD VI
US EQT DEEP DUFR
33740F771
729
21977
SH
SOLE
0
0
21977
FORD MTR CO DEL
COM
345370860
239
19511
SH
SOLE
0
0
19511
FS KKR CAP CORP
COM
302635206
214
10788
SH
SOLE
0
0
10788
GENERAL ELECTRIC CO
COM
369604103
316
24085
SH
SOLE
0
0
24085
GENERAL MLS INC
COM
370334104
1560
25438
SH
SOLE
0
0
25438
GENERAL MTRS CO
COM
37045V100
206
3577
SH
SOLE
0
0
3577
GOLDMAN SACHS ETF TR
ACCESS HIG YLD
381430453
519
10374
SH
SOLE
0
0
10374
GROWGENERATION CORP
COM
39986L109
245
4925
SH
SOLE
0
0
4925
GX ACQUISITION CORP
*W EXP 05/24/202
36251A115
11
10000
SH
SOLE
0
0
10000
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
376
48780
SH
SOLE
0
0
48780
HOME DEPOT INC
COM
437076102
670
2196
SH
SOLE
0
0
2196
HORMEL FOODS CORP
COM
440452100
907
18984
SH
SOLE
0
0
18984
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
210
3900
SH
SOLE
0
0
3900
INNOVATOR ETFS TR
S&P 500 POWER
45782C508
201
6357
SH
SOLE
0
0
6357
INTEL CORP
COM
458140100
233
3633
SH
SOLE
0
0
3633
INTERNATIONAL BUSINESS MACHS
COM
459200101
228
1708
SH
SOLE
0
0
1708
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
233
7650
SH
SOLE
0
0
7650
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
384
18979
SH
SOLE
0
0
18979
INVESCO QQQ TR
UNIT SER 1
46090E103
3493
10946
SH
SOLE
0
0
10946
ISHARES TR
TIPS BD ETF
464287176
1495
11911
SH
SOLE
0
0
11911
ISHARES TR
CORE S&P US GWT
464287671
1650
18169
SH
SOLE
0
0
18169
ISHARES TR
CORE S&P US VLU
464287663
2322
33702
SH
SOLE
0
0
33702
ISHARES TR
CORE S&P SCP ETF
464287804
414
3813
SH
SOLE
0
0
3813
ISHARES TR
1 3 YR TREAS BD
464287457
303
3517
SH
SOLE
0
0
3517
ISHARES TR
MSCI EAFE MIN VL
46429B689
282
3863
SH
SOLE
0
0
3863
ISHARES TR
NASDAQ BIOTECH
464287556
1073
7125
SH
SOLE
0
0
7125
ISHARES TR
CORE MSCI EAFE
46432F842
377
5238
SH
SOLE
0
0
5238
ISHARES TR
CORE S&P MCP ETF
464287507
1851
7112
SH
SOLE
0
0
7112
ISHARES TR
RUSSELL 2000 ETF
464287655
344
1558
SH
SOLE
0
0
1558
ISHARES TR
ISHS 1-5YR INVS
464288646
5539
101301
SH
SOLE
0
0
101301
ISHARES TR
BROAD USD HIGH
46435U853
527
12787
SH
SOLE
0
0
12787
ISHARES TR
MSCI EAFE ETF
464287465
477
6281
SH
SOLE
0
0
6281
ISHARES TR
CORE S&P500 ETF
464287200
12147
30534
SH
SOLE
0
0
30534
ISHARES TR
MODERT ALLOC ETF
464289875
341
7820
SH
SOLE
0
0
7820
ISHARES TR
0-5YR HI YL CP
46434V407
2597
56696
SH
SOLE
0
0
56696
ISHARES U S ETF TR
BLACKROCK SHORT
46431W838
258
5133
SH
SOLE
0
0
5133
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
667
13568
SH
SOLE
0
0
13568
JOHNSON & JOHNSON
COM
478160104
645
3925
SH
SOLE
0
0
3925
JPMORGAN CHASE & CO
COM
46625H100
348
2288
SH
SOLE
0
0
2288
KELLOGG CO
COM
487836108
629
9930
SH
SOLE
0
0
9930
KIMBERLY-CLARK CORP
COM
494368103
1426
10258
SH
SOLE
0
0
10258
KIMCO RLTY CORP
COM
49446R109
233
12410
SH
SOLE
0
0
12410
LOWES COS INC
COM
548661107
223
1174
SH
SOLE
0
0
1174
MAINSTAY MACKAY DEFINDTRM MU
COM
56064K100
331
14916
SH
SOLE
0
0
14916
MASTERCARD INCORPORATED
CL A
57636Q104
1848
5191
SH
SOLE
0
0
5191
MCCORMICK & CO INC
COM NON VTG
579780206
412
4616
SH
SOLE
0
0
4616
MERCK & CO. INC
COM
58933Y105
247
3210
SH
SOLE
0
0
3210
MICRON TECHNOLOGY INC
COM
595112103
690
7821
SH
SOLE
0
0
7821
MICROSOFT CORP
COM
594918104
1290
5471
SH
SOLE
0
0
5471
NETFLIX INC
COM
64110L106
281
538
SH
SOLE
0
0
538
NEW JERSEY RES CORP
COM
646025106
243
6100
SH
SOLE
0
0
6100
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
375
32881
SH
SOLE
0
0
32881
NEXTERA ENERGY INC
COM
65339F101
471
6235
SH
SOLE
0
0
6235
NIO INC
SPON ADS
62914V106
783
20100
SH
SOLE
0
0
20100
NORFOLK SOUTHN CORP
COM
655844108
323
1204
SH
SOLE
0
0
1204
OSI ETF TR
OSHARES US QUALT
67110P407
713
17877
SH
SOLE
0
0
17877
OTIS WORLDWIDE CORP
COM
68902V107
324
4729
SH
SOLE
0
0
4729
PACER FDS TR
TRENDP US LAR CP
69374H105
322
9275
SH
SOLE
0
0
9275
PENN NATL GAMING INC
COM
707569109
313
2982
SH
SOLE
0
0
2982
PEPSICO INC
COM
713448108
544
3847
SH
SOLE
0
0
3847
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
93
11017
SH
SOLE
0
0
11017
PFIZER INC
COM
717081103
515
14219
SH
SOLE
0
0
14219
PROCTER AND GAMBLE CO
COM
742718109
276
2036
SH
SOLE
0
0
2036
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
376
6251
SH
SOLE
0
0
6251
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
374
4841
SH
SOLE
0
0
4841
REALTY INCOME CORP
COM
756109104
265
4175
SH
SOLE
0
0
4175
RINGCENTRAL INC
CL A
76680R206
289
971
SH
SOLE
0
0
971
ROKU INC
COM CL A
77543R102
239
735
SH
SOLE
0
0
735
SALESFORCE COM INC
COM
79466L302
289
1364
SH
SOLE
0
0
1364
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
372
3731
SH
SOLE
0
0
3731
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
352
3638
SH
SOLE
0
0
3638
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
4482
34539
SH
SOLE
0
0
34539
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
948
18482
SH
SOLE
0
0
18482
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
3150
48261
SH
SOLE
0
0
48261
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
246
1852
SH
SOLE
0
0
1852
SIRIUS XM HOLDINGS INC
COM
82968B103
77
12718
SH
SOLE
0
0
12718
SOUTHERN CO
COM
842587107
2569
41332
SH
SOLE
0
0
41332
SOUTHWEST AIRLS CO
COM
844741108
248
4060
SH
SOLE
0
0
4060
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
255
772
SH
SOLE
0
0
772
SPDR GOLD TR
GOLD SHS
78463V107
683
4268
SH
SOLE
0
0
4268
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15122
38156
SH
SOLE
0
0
38156
SPDR SER TR
PORTFOLIO S&P500
78464A854
447
9599
SH
SOLE
0
0
9599
SPDR SER TR
PORTFOLIO S&P400
78464A847
214
4678
SH
SOLE
0
0
4678
SPDR SER TR
S&P HOMEBUILD
78464A888
229
3250
SH
SOLE
0
0
3250
SPDR SER TR
PORTFOLIO S&P600
78468R853
642
15178
SH
SOLE
0
0
15178
SPDR SER TR
PRTFLO S&P500 GW
78464A409
951
16858
SH
SOLE
0
0
16858
STANLEY BLACK & DECKER INC
COM
854502101
204
1022
SH
SOLE
0
0
1022
STARBUCKS CORP
COM
855244109
347
3179
SH
SOLE
0
0
3179
TARGET CORP
COM
87612E106
353
1783
SH
SOLE
0
0
1783
TEXAS INSTRS INC
COM
882508104
273
1447
SH
SOLE
0
0
1447
UNITED PARCEL SERVICE INC
CL B
911312106
7097
41747
SH
SOLE
0
0
41747
UNITEDHEALTH GROUP INC
COM
91324P102
448
1203
SH
SOLE
0
0
1203
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
485
2787
SH
SOLE
0
0
2787
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
1274
6406
SH
SOLE
0
0
6406
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1172
14265
SH
SOLE
0
0
14265
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1069
12620
SH
SOLE
0
0
12620
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
368
4152
SH
SOLE
0
0
4152
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
341
5964
SH
SOLE
0
0
5964
VANGUARD INDEX FDS
VALUE ETF
922908744
250
1902
SH
SOLE
0
0
1902
VANGUARD INDEX FDS
MID CAP ETF
922908629
422
1909
SH
SOLE
0
0
1909
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1609
17511
SH
SOLE
0
0
17511
VANGUARD INDEX FDS
SMALL CP ETF
922908751
915
4275
SH
SOLE
0
0
4275
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
372
1802
SH
SOLE
0
0
1802
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
231
635
SH
SOLE
0
0
635
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
222
4265
SH
SOLE
0
0
4265
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
3264
63323
SH
SOLE
0
0
63323
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
434
7937
SH
SOLE
0
0
7937
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
679
12719
SH
SOLE
0
0
12719
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1684
20413
SH
SOLE
0
0
20413
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
603
6484
SH
SOLE
0
0
6484
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
2948
20046
SH
SOLE
0
0
20046
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
515
10493
SH
SOLE
0
0
10493
VANGUARD WELLINGTON FD
US VALUE FACTR
921935805
530
5607
SH
SOLE
0
0
5607
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
893
8831
SH
SOLE
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0
8831
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1948
9409
SH
SOLE
0
0
9409
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
592
4215
SH
SOLE
0
0
4215
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
241
1054
SH
SOLE
0
0
1054
VERIZON COMMUNICATIONS INC
COM
92343V104
329
5659
SH
SOLE
0
0
5659
VICTORY PORTFOLIOS II
VICTORYSHS INTRM
92647N527
1065
20135
SH
SOLE
0
0
20135
VISA INC
COM CL A
92826C839
696
3289
SH
SOLE
0
0
3289
WALMART INC
COM
931142103
238
1755
SH
SOLE
0
0
1755
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
2020
39385
SH
SOLE
0
0
39385
WISDOMTREE TR
EUROPE SMCP DV
97717W869
2943
42256
SH
SOLE
0
0
42256
WP CAREY INC
COM
92936U109
243
3434
SH
SOLE
0
0
3434
ZOMEDICA PHARMACEUTICALS COR
COM
98980M109
19
11750
SH
SOLE
0
0
11750