0001846175-21-000003.txt : 20210812 0001846175-21-000003.hdr.sgml : 20210812 20210812094227 ACCESSION NUMBER: 0001846175-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sovereign Financial Group, Inc. CENTRAL INDEX KEY: 0001846175 IRS NUMBER: 200093943 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20792 FILM NUMBER: 211165730 BUSINESS ADDRESS: STREET 1: 25 WEST BROAD STREET, SUITE 100 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 883-6006 MAIL ADDRESS: STREET 1: 25 WEST BROAD STREET, SUITE 100 CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846175 XXXXXXXX 06-30-2021 06-30-2021 Sovereign Financial Group, Inc.
25 WEST BROAD STREET, SUITE 100 STAMFORD CT 06902
13F HOLDINGS REPORT 028-20792 N
John Karl Kochersperger Chief Compliance Officer 2038836006 John Karl Kochersperger Stamford CT 08-12-2021 0 167 165203 false
INFORMATION TABLE 2 13F_Sovereign_2021Q2.xml ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 203 12390 SH SOLE 0 0 12390 ALPHABET INC CAP STK CL A 02079K305 1435 588 SH SOLE 0 0 588 ALPHABET INC CAP STK CL C 02079K107 4337 1731 SH SOLE 0 0 1731 ALTRIA GROUP INC COM 02209S103 285 5577 SH SOLE 0 0 5577 AMAZON COM INC COM 023135106 1408 455 SH SOLE 0 0 455 APPLE INC COM 037833100 4587 37554 SH SOLE 0 0 37554 APPLIED MATLS INC COM 038222105 304 2273 SH SOLE 0 0 2273 ARK ETF TR NEXT GNRTN INTER 00214Q401 258 1749 SH SOLE 0 0 1749 ARK ETF TR INNOVATION ETF 00214Q104 1338 11155 SH SOLE 0 0 11155 AT&T INC COM 00206R102 1348 44548 SH SOLE 0 0 44548 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 624 2443 SH SOLE 0 0 2443 BK OF AMERICA CORP COM 060505104 1353 34978 SH SOLE 0 0 34978 BLACKSTONE GROUP INC COM 09260D107 212 2850 SH SOLE 0 0 2850 BLINK CHARGING CO COM 09354A100 224 5450 SH SOLE 0 0 5450 BOSTON BEER INC CL A 100557107 992 822 SH SOLE 0 0 822 BRISTOL-MYERS SQUIBB CO COM 110122108 706 11177 SH SOLE 0 0 11177 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 149 10000 SH SOLE 0 0 10000 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 218 15350 SH SOLE 0 0 15350 CALIFORNIA WTR SVC GROUP COM 130788102 533 9460 SH SOLE 0 0 9460 CAMPBELL SOUP CO COM 134429109 242 4817 SH SOLE 0 0 4817 CANOPY GROWTH CORP COM 138035100 209 6536 SH SOLE 0 0 6536 CHEVRON CORP NEW COM 166764100 215 2053 SH SOLE 0 0 2053 CHURCH & DWIGHT INC COM 171340102 1335 15288 SH SOLE 0 0 15288 CISCO SYS INC COM 17275R102 415 8029 SH SOLE 0 0 8029 CLOROX CO DEL COM 189054109 298 1543 SH SOLE 0 0 1543 COCA COLA CO COM 191216100 365 6924 SH SOLE 0 0 6924 COLGATE PALMOLIVE CO COM 194162103 284 3597 SH SOLE 0 0 3597 CONSOLIDATED EDISON INC COM 209115104 1392 18614 SH SOLE 0 0 18614 CORSAIR GAMING INC COM 22041X102 260 7825 SH SOLE 0 0 7825 CROWDSTRIKE HLDGS INC CL A 22788C105 232 1270 SH SOLE 0 0 1270 CSX CORP COM 126408103 617 6402 SH SOLE 0 0 6402 DEERE & CO COM 244199105 759 2029 SH SOLE 0 0 2029 DISNEY WALT CO COM 254687106 579 3137 SH SOLE 0 0 3137 DOCUSIGN INC COM 256163106 690 3410 SH SOLE 0 0 3410 DOMINION ENERGY INC COM 25746U109 1058 13934 SH SOLE 0 0 13934 ESSEX PPTY TR INC COM 297178105 288 1058 SH SOLE 0 0 1058 EXXON MOBIL CORP COM 30231G102 569 10191 SH SOLE 0 0 10191 FACEBOOK INC CL A 30303M102 422 1433 SH SOLE 0 0 1433 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 219 5000 SH SOLE 0 0 5000 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 2558 56222 SH SOLE 0 0 56222 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 478 9359 SH SOLE 0 0 9359 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 1514 43911 SH SOLE 0 0 43911 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 729 21977 SH SOLE 0 0 21977 FORD MTR CO DEL COM 345370860 239 19511 SH SOLE 0 0 19511 FS KKR CAP CORP COM 302635206 214 10788 SH SOLE 0 0 10788 GENERAL ELECTRIC CO COM 369604103 316 24085 SH SOLE 0 0 24085 GENERAL MLS INC COM 370334104 1560 25438 SH SOLE 0 0 25438 GENERAL MTRS CO COM 37045V100 206 3577 SH SOLE 0 0 3577 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 519 10374 SH SOLE 0 0 10374 GROWGENERATION CORP COM 39986L109 245 4925 SH SOLE 0 0 4925 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 11 10000 SH SOLE 0 0 10000 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 376 48780 SH SOLE 0 0 48780 HOME DEPOT INC COM 437076102 670 2196 SH SOLE 0 0 2196 HORMEL FOODS CORP COM 440452100 907 18984 SH SOLE 0 0 18984 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 210 3900 SH SOLE 0 0 3900 INNOVATOR ETFS TR S&P 500 POWER 45782C508 201 6357 SH SOLE 0 0 6357 INTEL CORP COM 458140100 233 3633 SH SOLE 0 0 3633 INTERNATIONAL BUSINESS MACHS COM 459200101 228 1708 SH SOLE 0 0 1708 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 233 7650 SH SOLE 0 0 7650 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 384 18979 SH SOLE 0 0 18979 INVESCO QQQ TR UNIT SER 1 46090E103 3493 10946 SH SOLE 0 0 10946 ISHARES TR TIPS BD ETF 464287176 1495 11911 SH SOLE 0 0 11911 ISHARES TR CORE S&P US GWT 464287671 1650 18169 SH SOLE 0 0 18169 ISHARES TR CORE S&P US VLU 464287663 2322 33702 SH SOLE 0 0 33702 ISHARES TR CORE S&P SCP ETF 464287804 414 3813 SH SOLE 0 0 3813 ISHARES TR 1 3 YR TREAS BD 464287457 303 3517 SH SOLE 0 0 3517 ISHARES TR MSCI EAFE MIN VL 46429B689 282 3863 SH SOLE 0 0 3863 ISHARES TR NASDAQ BIOTECH 464287556 1073 7125 SH SOLE 0 0 7125 ISHARES TR CORE MSCI EAFE 46432F842 377 5238 SH SOLE 0 0 5238 ISHARES TR CORE S&P MCP ETF 464287507 1851 7112 SH SOLE 0 0 7112 ISHARES TR RUSSELL 2000 ETF 464287655 344 1558 SH SOLE 0 0 1558 ISHARES TR ISHS 1-5YR INVS 464288646 5539 101301 SH SOLE 0 0 101301 ISHARES TR BROAD USD HIGH 46435U853 527 12787 SH SOLE 0 0 12787 ISHARES TR MSCI EAFE ETF 464287465 477 6281 SH SOLE 0 0 6281 ISHARES TR CORE S&P500 ETF 464287200 12147 30534 SH SOLE 0 0 30534 ISHARES TR MODERT ALLOC ETF 464289875 341 7820 SH SOLE 0 0 7820 ISHARES TR 0-5YR HI YL CP 46434V407 2597 56696 SH SOLE 0 0 56696 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 258 5133 SH SOLE 0 0 5133 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 667 13568 SH SOLE 0 0 13568 JOHNSON & JOHNSON COM 478160104 645 3925 SH SOLE 0 0 3925 JPMORGAN CHASE & CO COM 46625H100 348 2288 SH SOLE 0 0 2288 KELLOGG CO COM 487836108 629 9930 SH SOLE 0 0 9930 KIMBERLY-CLARK CORP COM 494368103 1426 10258 SH SOLE 0 0 10258 KIMCO RLTY CORP COM 49446R109 233 12410 SH SOLE 0 0 12410 LOWES COS INC COM 548661107 223 1174 SH SOLE 0 0 1174 MAINSTAY MACKAY DEFINDTRM MU COM 56064K100 331 14916 SH SOLE 0 0 14916 MASTERCARD INCORPORATED CL A 57636Q104 1848 5191 SH SOLE 0 0 5191 MCCORMICK & CO INC COM NON VTG 579780206 412 4616 SH SOLE 0 0 4616 MERCK & CO. INC COM 58933Y105 247 3210 SH SOLE 0 0 3210 MICRON TECHNOLOGY INC COM 595112103 690 7821 SH SOLE 0 0 7821 MICROSOFT CORP COM 594918104 1290 5471 SH SOLE 0 0 5471 NETFLIX INC COM 64110L106 281 538 SH SOLE 0 0 538 NEW JERSEY RES CORP COM 646025106 243 6100 SH SOLE 0 0 6100 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 375 32881 SH SOLE 0 0 32881 NEXTERA ENERGY INC COM 65339F101 471 6235 SH SOLE 0 0 6235 NIO INC SPON ADS 62914V106 783 20100 SH SOLE 0 0 20100 NORFOLK SOUTHN CORP COM 655844108 323 1204 SH SOLE 0 0 1204 OSI ETF TR OSHARES US QUALT 67110P407 713 17877 SH SOLE 0 0 17877 OTIS WORLDWIDE CORP COM 68902V107 324 4729 SH SOLE 0 0 4729 PACER FDS TR TRENDP US LAR CP 69374H105 322 9275 SH SOLE 0 0 9275 PENN NATL GAMING INC COM 707569109 313 2982 SH SOLE 0 0 2982 PEPSICO INC COM 713448108 544 3847 SH SOLE 0 0 3847 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 93 11017 SH SOLE 0 0 11017 PFIZER INC COM 717081103 515 14219 SH SOLE 0 0 14219 PROCTER AND GAMBLE CO COM 742718109 276 2036 SH SOLE 0 0 2036 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 376 6251 SH SOLE 0 0 6251 RAYTHEON TECHNOLOGIES CORP COM 75513E101 374 4841 SH SOLE 0 0 4841 REALTY INCOME CORP COM 756109104 265 4175 SH SOLE 0 0 4175 RINGCENTRAL INC CL A 76680R206 289 971 SH SOLE 0 0 971 ROKU INC COM CL A 77543R102 239 735 SH SOLE 0 0 735 SALESFORCE COM INC COM 79466L302 289 1364 SH SOLE 0 0 1364 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 372 3731 SH SOLE 0 0 3731 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 352 3638 SH SOLE 0 0 3638 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4482 34539 SH SOLE 0 0 34539 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 948 18482 SH SOLE 0 0 18482 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3150 48261 SH SOLE 0 0 48261 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 246 1852 SH SOLE 0 0 1852 SIRIUS XM HOLDINGS INC COM 82968B103 77 12718 SH SOLE 0 0 12718 SOUTHERN CO COM 842587107 2569 41332 SH SOLE 0 0 41332 SOUTHWEST AIRLS CO COM 844741108 248 4060 SH SOLE 0 0 4060 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 255 772 SH SOLE 0 0 772 SPDR GOLD TR GOLD SHS 78463V107 683 4268 SH SOLE 0 0 4268 SPDR S&P 500 ETF TR TR UNIT 78462F103 15122 38156 SH SOLE 0 0 38156 SPDR SER TR PORTFOLIO S&P500 78464A854 447 9599 SH SOLE 0 0 9599 SPDR SER TR PORTFOLIO S&P400 78464A847 214 4678 SH SOLE 0 0 4678 SPDR SER TR S&P HOMEBUILD 78464A888 229 3250 SH SOLE 0 0 3250 SPDR SER TR PORTFOLIO S&P600 78468R853 642 15178 SH SOLE 0 0 15178 SPDR SER TR PRTFLO S&P500 GW 78464A409 951 16858 SH SOLE 0 0 16858 STANLEY BLACK & DECKER INC COM 854502101 204 1022 SH SOLE 0 0 1022 STARBUCKS CORP COM 855244109 347 3179 SH SOLE 0 0 3179 TARGET CORP COM 87612E106 353 1783 SH SOLE 0 0 1783 TEXAS INSTRS INC COM 882508104 273 1447 SH SOLE 0 0 1447 UNITED PARCEL SERVICE INC CL B 911312106 7097 41747 SH SOLE 0 0 41747 UNITEDHEALTH GROUP INC COM 91324P102 448 1203 SH SOLE 0 0 1203 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 485 2787 SH SOLE 0 0 2787 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1274 6406 SH SOLE 0 0 6406 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1172 14265 SH SOLE 0 0 14265 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1069 12620 SH SOLE 0 0 12620 VANGUARD BD INDEX FDS INTERMED TERM 921937819 368 4152 SH SOLE 0 0 4152 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 341 5964 SH SOLE 0 0 5964 VANGUARD INDEX FDS VALUE ETF 922908744 250 1902 SH SOLE 0 0 1902 VANGUARD INDEX FDS MID CAP ETF 922908629 422 1909 SH SOLE 0 0 1909 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1609 17511 SH SOLE 0 0 17511 VANGUARD INDEX FDS SMALL CP ETF 922908751 915 4275 SH SOLE 0 0 4275 VANGUARD INDEX FDS TOTAL STK MKT 922908769 372 1802 SH SOLE 0 0 1802 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 231 635 SH SOLE 0 0 635 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 222 4265 SH SOLE 0 0 4265 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3264 63323 SH SOLE 0 0 63323 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 434 7937 SH SOLE 0 0 7937 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 679 12719 SH SOLE 0 0 12719 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1684 20413 SH SOLE 0 0 20413 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 603 6484 SH SOLE 0 0 6484 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2948 20046 SH SOLE 0 0 20046 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 515 10493 SH SOLE 0 0 10493 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 530 5607 SH SOLE 0 0 5607 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 893 8831 SH SOLE 0 0 8831 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1948 9409 SH SOLE 0 0 9409 VANGUARD WORLD FDS UTILITIES ETF 92204A876 592 4215 SH SOLE 0 0 4215 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 241 1054 SH SOLE 0 0 1054 VERIZON COMMUNICATIONS INC COM 92343V104 329 5659 SH SOLE 0 0 5659 VICTORY PORTFOLIOS II VICTORYSHS INTRM 92647N527 1065 20135 SH SOLE 0 0 20135 VISA INC COM CL A 92826C839 696 3289 SH SOLE 0 0 3289 WALMART INC COM 931142103 238 1755 SH SOLE 0 0 1755 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2020 39385 SH SOLE 0 0 39385 WISDOMTREE TR EUROPE SMCP DV 97717W869 2943 42256 SH SOLE 0 0 42256 WP CAREY INC COM 92936U109 243 3434 SH SOLE 0 0 3434 ZOMEDICA PHARMACEUTICALS COR COM 98980M109 19 11750 SH SOLE 0 0 11750