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MORGAN SECURITIES, LLC. 8-35008 000000079 ZBUT11V806EZRVTWT807 148.39 CGML - CITIGROUP GLOBAL MARKETS INC 8-8177 000007059 6SHGI4ZSSLCXXQSBB395 109.54 MZHO - MIZUHO SECURITIES USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 65.57 WCHV - WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 5.88 RBCD - RBC CAPITAL MARKETS LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4.53 14592.2 0 Y 6581066.44 0.00 N N N N Putnam BDC Income ETF S000077137 549300HYA2LSODFWQ702 N 1 0 0 Exchange-Traded Fund Y N N N N/A 0.00 0.00 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y N N Putnam Investment Management, LLC 801-7974 000106629 N/A N Putnam Investments Limited 801-61441 000122254 N/A Y GB N State Street Bank and Trust Company 85-05003 N/A N N N Reuters (equities) 549300561UZND4C7B569 N N State Street Bank and Trust Company N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N Foreside Fund Services, LLC N/A N N N N RAJA - RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 72420.47 OPCO - OPPENHEIMER & CO., INC. 8-4077 000000249 254900VH02JQR2L8XD64 2507.84 PIJF - PIPER SANDLER (formerly PIPER JAFFRAY & CO)) 8-15204 000000665 QUQDBTUSOAKFEVMRMF78 2263.97 UBSW - UBS SECURITIES L.L.C. 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 2051.38 NITE - VIRTU AMERICAS, LLC 8-68193 000149823 549300RA02N3BNSWBV74 1152.69 JEFF - JEFFERIES LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1037 KBWI - KEEFE, BRUYETTE & WOODS, INC. 8-10888 000000481 549300OM47DQV01G4854 1009.48 CGML - CITIGROUP GLOBAL MARKETS INC 8-8177 000007059 6SHGI4ZSSLCXXQSBB395 971.59 GSCO - GOLDMAN SACHS & CO LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 663.85 STFL - STIFEL, NICOLAUS & COMPANY INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 561.48 84744.93 JPMS - J.P. 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