Chief Compliance Officer

0001437749-23-028034.txt : 20231011 0001437749-23-028034.hdr.sgml : 20231011 20231011134219 ACCESSION NUMBER: 0001437749-23-028034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231011 EFFECTIVENESS DATE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MBL Wealth, LLC CENTRAL INDEX KEY: 0001845785 IRS NUMBER: 843308036 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20875 FILM NUMBER: 231320191 BUSINESS ADDRESS: STREET 1: 301 S. MCDOWELL STREET STREET 2: SUITE 1100 CITY: CHARLOTTE STATE: NC ZIP: 28204 BUSINESS PHONE: 704-333-8461 MAIL ADDRESS: STREET 1: 301 S. MCDOWELL STREET STREET 2: SUITE 1100 CITY: CHARLOTTE STATE: NC ZIP: 28204 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001845785 XXXXXXXX 028-20875 09-30-2023 09-30-2023 MBL Wealth, LLC

301 S. MCDOWELL STREET SUITE 1100 CHARLOTTE NC 28204

13F HOLDINGS REPORT 028-20875 N Steve Marciniak Chief Compliance Officer 7043354531 /s/ Steve Marciniak Charlotte NC 10-10-2023 4 208 710400953 false 1 0001566728 028-15439 Capital Wealth Planning, LLC 2 0001233991 028-10477 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 3 0001648711 028-16981 Baird Financial Group, Inc. 4 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC INFORMATION TABLE 2 F13InfoTable_62748.xml ABBOTT LABS COM 002824100 227307 2347 SH SOLE 0 1557 0 790 ABBVIE INC COM 00287Y109 336280 2256 SH SOLE 0 1000 0 1256 ABBVIE INC COM 00287Y109 292754 1964 SH DFND 2,4 1964 0 0 ABRDN ETFS BBRG ALL COMD K1 003261104 804291 38100 SH SOLE 0 29969 0 8131 ADOBE INC COM 00724F101 252911 496 SH DFND 2,4 496 0 0 AEVA TECHNOLOGIES INC COM 00835Q103 38245 50000 SH SOLE 0 50000 0 0 ALPHABET INC CAP STK CL A 02079K305 2291752 17513 SH SOLE 0 14275 0 3238 ALPHABET INC CAP STK CL A 02079K305 877155 6703 SH DFND 2,4 6703 0 0 ALPHABET INC CAP STK CL C 02079K107 589851 4474 SH SOLE 0 2774 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360 UNITEDHEALTH GROUP INC COM 91324P102 1006364 1996 SH DFND 1,2,4 1996 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 740025 27500 SH SOLE 0 25660 0 1840 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1442513 19190 SH SOLE 0 16690 0 2500 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 236646 1215 SH SOLE 0 1215 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1963287 9428 SH SOLE 0 8878 0 550 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 430007 1095 SH SOLE 0 1085 0 10 VANGUARD INDEX FDS SMALL CP ETF 922908751 484965 2565 SH SOLE 0 2000 0 565 VANGUARD INDEX FDS TOTAL STK MKT 922908769 250644 1180 SH SOLE 0 1080 0 100 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1749237 44612 SH SOLE 0 41385 0 3227 VANGUARD WORLD FDS INF TECH ETF 92204A702 980411 2363 SH SOLE 0 2292 0 71 VERIZON COMMUNICATIONS INC COM 92343V104 245895 7587 SH DFND 1,2,4 7587 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 27000 15000 SH SOLE 0 15000 0 0 VISA INC COM CL A 92826C839 819526 3563 SH SOLE 0 601 0 2962 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