0001606587-22-001625.txt : 20220805 0001606587-22-001625.hdr.sgml : 20220805 20220805140501 ACCESSION NUMBER: 0001606587-22-001625 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220805 DATE AS OF CHANGE: 20220805 EFFECTIVENESS DATE: 20220805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lebenthal Global Advisors, LLC CENTRAL INDEX KEY: 0001845766 IRS NUMBER: 811576085 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20760 FILM NUMBER: 221139983 BUSINESS ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 516-785-1800 MAIL ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001845766 XXXXXXXX 06-30-2022 06-30-2022 false Lebenthal Global Advisors, LLC

200 Parkway Drive South Suite 200 Hauppauge NY 11788

13F HOLDINGS REPORT 028-20760 N Mike Tavella 516-785-1800 Michael Tavella Hauppauge NY 08-01-2022 1 138 206230 false 1 0001910104 Lebenthal Diversified Asset Management Inc. INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 893 8415 SH DFND 1.0 0 0 8415 CBS CORP CL B CLASS B COM 92556H206 665 26976 SH SOLE NONE 0 0 26976 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 252 19006 SH DFND 1.0 0 0 19006 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 788 6204 SH SOLE NONE 0 0 6204 JOHNSON & JOHNSON COM COM 478160104 403 2272 SH SOLE NONE 0 0 2272 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 626 3321 SH DFND 1.0 0 0 3321 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF INTL HIGH ETF 921946794 4397 74761 SH DFND 1.0 0 0 74761 COSTCO WHOLESALE CORP COM 22160K105 558 1165 SH DFND 1.0 0 0 1165 GOLDMAN SACHS GROUP INC COM 38141G104 611 2060 SH SOLE NONE 0 0 2060 OLD DOMINION FREIGHT LINE INC COM COM 679580100 454 1773 SH DFND 1.0 0 0 1773 TRUIST FINL CORP COM COM 89832Q109 689 14538 SH DFND 1.0 0 0 14538 MEDTRONIC PLC SHS SHS G5960L103 348 3887 SH DFND 1.0 0 0 3887 MERCK & CO INC COM 58933Y105 496 5451 SH SOLE NONE 0 0 5451 MERCK & CO INC COM 58933Y105 1372 15049 SH DFND 1.0 0 0 15049 SPDR S&P 500 ETF TR UNIT 78462F103 3731 9890 SH DFND 1.0 0 0 9890 ALLSTATE CORP COM 020002101 259 2044 SH DFND 1.0 0 0 2044 ANNALY CAPITAL MANAGEMENT INC COM COM 035710409 96 16270 SH DFND 1.0 0 0 16270 ANNALY CAPITAL MANAGEMENT INC COM COM 035710409 528 89462 SH SOLE NONE 0 0 89462 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 286 4249 SH DFND 1.0 0 0 4249 BANK NEW YORK MELLON CORP COM COM 064058100 1016 24370 SH DFND 1.0 0 0 24370 VERIZON COMMUNICATIONS COM 92343V104 290 5722 SH DFND 1.0 0 0 5722 VERIZON COMMUNICATIONS COM 92343V104 577 11382 SH SOLE NONE 0 0 11382 KIMBERLY-CLARK CORP COM COM 494368103 458 3390 SH SOLE NONE 0 0 3390 INTERPUBLIC GROUP COS INC COM COM 460690100 667 24236 SH DFND 1.0 0 0 24236 TE CONNECTIVITY LTD SHS H84989104 224 1988 SH DFND 1.0 0 0 1988 FORD MOTOR COMPANY COM 345370860 633 56879 SH SOLE NONE 0 0 56879 BP PLC SPONSORED ADR SPONSORED ADR 055622104 447 15769 SH SOLE NONE 0 0 15769 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF BBG CONV SEC ETF 78464A359 203 3151 SH SOLE NONE 0 0 3151 HOME DEPOT COM 437076102 438 1600 SH SOLE NONE 0 0 1600 REDWOOD TRUST INC 4.75 08/15/2023 NOTE 4.750% 8/1 758075AC9 28 30000 SH SOLE NONE 0 0 30000 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 312 2440 SH SOLE NONE 0 0 2440 SOUTHERN CO COM COM 842587107 378 5301 SH SOLE NONE 0 0 5301 SCHWAB INTERNATIONAL EQUITY ETF INTL EQTY ETF 808524805 220 7008 SH DFND 1.0 0 0 7008 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 4310 46645 SH DFND 1.0 0 0 46645 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1115 4084 SH DFND 1.0 0 0 4084 ADOBE SYS INC COM 00724F101 546 1492 SH DFND 1.0 0 0 1492 GOOGLE INC CAP STK CL A 02079K305 1420 652 SH DFND 1.0 0 0 652 FISERV INC COM COM 337738108 559 6287 SH DFND 1.0 0 0 6287 COMCAST CORP NEW CL A CL A 20030N101 678 17291 SH DFND 1.0 0 0 17291 MICROSOFT COM 594918104 206 805 SH SOLE NONE 0 0 805 MICROSOFT COM 594918104 872 3395 SH DFND 1.0 0 0 3395 VALERO ENERGY CORP COM COM 91913Y100 254 2393 SH SOLE NONE 0 0 2393 INSPIRE MED SYS INC COM COM 457730109 610 3340 SH SOLE NONE 0 0 3340 SCHLUMBERGER LTD COM STK COM STK 806857108 440 12316 SH DFND 1.0 0 0 12316 CVS HEALTH CORP COM COM 126650100 289 3120 SH DFND 1.0 0 0 3120 BAUSCH HEALTH COS INC COM COM 071734107 363 43533 SH SOLE NONE 0 0 43533 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 1902 9658 SH DFND 1.0 0 0 9658 NEXTERA ENERGY INC COM COM 65339F101 947 12238 SH SOLE NONE 0 0 12238 TESLA INC COM COM 88160R101 454 675 SH DFND 1.0 0 0 675 TESLA INC COM COM 88160R101 723 1075 SH SOLE NONE 0 0 1075 VANGUARD HEALTH CARE INDEX FUND HEALTH CAR ETF 92204A504 9467 40203 SH DFND 1.0 0 0 40203 FINANCIAL SELECT SECTOR SPDR FUND FINANCIAL 81369Y605 11412 362889 SH DFND 1.0 0 0 362889 BLACKROCK TAX MUNICPAL BD TR SHS SHS 09248X100 8324 434480 SH DFND 1.0 0 0 434480 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 614 16212 SH SOLE NONE 0 0 16212 CONSOLIDATED EDISON INC COM COM 209115104 237 2501 SH DFND 1.0 0 0 2501 AIR PRODS & CHEMS INC COM COM 009158106 486 2022 SH DFND 1.0 0 0 2022 VERTIV HOLDINGS CO COM CL A COM CL A 92537N108 87 10619 SH DFND 1.0 0 0 10619 MICRON TECHNOLOGY COM 595112103 634 11484 SH SOLE NONE 0 0 11484 FREEPORT-MCMORAN INC CL B CL B 35671D857 331 11336 SH SOLE NONE 0 0 11336 JPMORGAN EQUITY PREMIUM INCOME ETF EQUITY PREMIUM 46641Q332 23644 426403 SH DFND 1.0 0 0 426403 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 357 3660 SH SOLE NONE 0 0 3660 CORSAIR GAMING INC COM COM 22041X102 308 23469 SH SOLE NONE 0 0 23469 UWM HOLDINGS CORPORATION COM CL A COM CL A 91823B109 634 179277 SH SOLE NONE 0 0 179277 ASTRA SPACE INC COM CL A COM CL A 04634X103 69 53133 SH SOLE NONE 0 0 53133 SKILLZ INC COM COM 83067L109 24 19822 SH SOLE NONE 0 0 19822 FORTUNE BRANDS HOME & SEC INC COM COM 34964C106 313 5242 SH DFND 1.0 0 0 5242 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 3777 52730 SH DFND 1.0 0 0 52730 VISA INC COM CL A 92826C839 452 2299 SH DFND 1.0 0 0 2299 VANGUARD VALUE ETF VALUE ETF 922908744 16285 123490 SH DFND 1.0 0 0 123490 HORIZON THERAPEUTICS PUB L SHS SHS G46188101 212 2669 SH DFND 1.0 0 0 2669 L3HARRIS TECHNOLOGIES INC COM COM 502431109 466 1931 SH DFND 1.0 0 0 1931 AMERICAN TOWER CORP NEW COM COM 03027X100 579 2267 SH DFND 1.0 0 0 2267 META PLATFORMS INC CL A CL A 30303M102 300 1862 SH DFND 1.0 0 0 1862 INGREDION INC COM COM 457187102 519 5894 SH DFND 1.0 0 0 5894 AMERICAN AIRLS GROUP INC COM COM 02376R102 622 49126 SH SOLE NONE 0 0 49126 MONDELEZ INTL INC CL A CL A 609207105 216 3484 SH DFND 1.0 0 0 3484 D R HORTON INC COM COM 23331A109 234 3541 SH DFND 1.0 0 0 3541 PIONEER NAT RES CO COM COM 723787107 671 3012 SH DFND 1.0 0 0 3012 KINDER MORGAN INC COM 49456B101 569 33958 SH SOLE NONE 0 0 33958 KROGER CO COM COM 501044101 477 10093 SH DFND 1.0 0 0 10093 NVIDIA CORPORATION COM COM 67066G104 410 2705 SH DFND 1.0 0 0 2705 CUMMINS INC COM COM 231021106 354 1832 SH DFND 1.0 0 0 1832 ABBVIE INC COM COM 00287Y109 201 1315 SH DFND 1.0 0 0 1315 ABBVIE INC COM COM 00287Y109 264 1730 SH SOLE NONE 0 0 1730 S&P GLOBAL INC COM COM 78409V104 383 1139 SH DFND 1.0 0 0 1139 INTERACTIVE BROKERS GROUP INC COM CL A COM CL A 45841N107 250 4562 SH DFND 1.0 0 0 4562 MACYS INC COM COM 55616P104 602 32883 SH SOLE NONE 0 0 32883 QUALCOMM INC COM COM 747525103 608 4765 SH SOLE NONE 0 0 4765 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 283 1411 SH DFND 1.0 0 0 1411 DISCOVER FINANCIAL SERVICES LLC COM 254709108 521 5518 SH DFND 1.0 0 0 5518 CISCO SYS INC COM 17275R102 258 6070 SH DFND 1.0 0 0 6070 ISHARES RUSSELL MID-CAP ETF RUS MID CAP ETF 464287499 6057 93682 SH DFND 1.0 0 0 93682 WISDOMTREE U.S. LARGECAP DIVIDEND FUND US LARGECAP DIVD 97717W307 224 3800 SH DFND 1.0 0 0 3800 AUTODESK INC COM COM 052769106 347 2022 SH DFND 1.0 0 0 2022 CDW CORP COM COM 12514G108 321 2038 SH DFND 1.0 0 0 2038 AT&T INC COM COM 00206R102 242 11560 SH SOLE NONE 0 0 11560 VANGUARD FINANCIALS INDEX FUND FINANCIALS ETF 92204A405 2483 32178 SH DFND 1.0 0 0 32178 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 646 9045 SH SOLE NONE 0 0 9045 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 3752 50989 SH DFND 1.0 0 0 50989 GENERAL ELECTRIC CO COM NEW COM NEW 369604301 361 5683 SH SOLE NONE 0 0 5683 ISHARES MSCI USA QUALITY FACTOR ETF MSCI USA QLT FCT 46432F339 14721 131759 SH DFND 1.0 0 0 131759 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 3750 50955 SH DFND 1.0 0 0 50955 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 7871 57256 SH DFND 1.0 0 0 57256 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 17390 286636 SH DFND 1.0 0 0 286636 GAMING & LEISURE PPTYS INC COM COM 36467J108 645 14073 SH DFND 1.0 0 0 14073 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 206 2145 SH SOLE NONE 0 0 2145 WELLS FARGO CO NEW COM COM 949746101 724 18508 SH DFND 1.0 0 0 18508 SALESFORCE INC COM COM 79466L302 290 1761 SH DFND 1.0 0 0 1761 MICROCHIP TECHNOLOGY INC. COM COM 595017104 629 10837 SH DFND 1.0 0 0 10837 THERMO FISHER SCIENTIFIC INC COM COM 883556102 477 879 SH DFND 1.0 0 0 879 JPMORGAN CHASE & CO COM COM 46625H100 629 5590 SH DFND 1.0 0 0 5590 DANAHER CORPORATION COM COM 235851102 500 1973 SH DFND 1.0 0 0 1973 VANGUARD CONSUMER DISCRETIONARY INDEX FUND CONSUM DIS ETF 92204A108 1462 6430 SH DFND 1.0 0 0 6430 INTL BUSINESS MACHINES COM 459200101 587 4160 SH SOLE NONE 0 0 4160 TARGET CORP COM COM 87612E106 271 1921 SH DFND 1.0 0 0 1921 MORGAN STANLEY COM NEW COM NEW 617446448 272 3578 SH DFND 1.0 0 0 3578 MORGAN STANLEY COM NEW COM NEW 617446448 569 7487 SH SOLE NONE 0 0 7487 HP INC COM COM 40434L105 408 12452 SH SOLE NONE 0 0 12452 BEST BUY INC COM COM 086516101 503 7725 SH SOLE NONE 0 0 7725 APPLIED MATLS INC COM COM 038222105 395 4351 SH DFND 1.0 0 0 4351 ANALOG DEVICES INC COM COM 032654105 698 4784 SH DFND 1.0 0 0 4784 CATALENT INC COM COM 148806102 500 4668 SH DFND 1.0 0 0 4668 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 620 26471 SH DFND 1.0 0 0 26471 B&G FOODS INC CLASS A COM 05508R106 283 11924 SH SOLE NONE 0 0 11924 LAM RESEARCH CORP COM COM 512807108 241 567 SH DFND 1.0 0 0 567 PHILIP MORRIS INTL INC COM 718172109 1232 12487 SH DFND 1.0 0 0 12487 NUCOR CORP COM COM 670346105 223 2140 SH DFND 1.0 0 0 2140 PNC FINL SVCS GROUP INC COM COM 693475105 407 2580 SH DFND 1.0 0 0 2580 BRISTOL-MYERS SQUIBB CO COM COM 110122108 601 7809 SH DFND 1.0 0 0 7809 BARRICK GOLD CORP F COM 067901108 510 28870 SH SOLE NONE 0 0 28870 ALTRIA GROUP INC COM COM 02209S103 387 9268 SH DFND 1.0 0 0 9268 EXXON MOBIL CORP COM COM 30231G102 229 2683 SH SOLE NONE 0 0 2683 ARK INNOVATION ETF INNOVATION ETF 00214Q104 279 7013 SH SOLE NONE 0 0 7013 ACTIVISION BLIZZARD INC COM COM 00507V109 315 4046 SH DFND 1.0 0 0 4046 BLACKROCK INC COM 09247X101 406 668 SH DFND 1.0 0 0 668 BIO-TECHNE CORP COM COM 09073M104 411 1187 SH DFND 1.0 0 0 1187 APPLE INC COM 037833100 3320 24287 SH DFND 1.0 0 0 24287 APPLE INC COM 037833100 3351 24516 SH SOLE NONE 0 0 24516