0001172661-22-002515.txt : 20221114 0001172661-22-002515.hdr.sgml : 20221114 20221114154417 ACCESSION NUMBER: 0001172661-22-002515 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEM CAPITAL LLC CENTRAL INDEX KEY: 0001845268 IRS NUMBER: 851664787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20894 FILM NUMBER: 221384520 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 8002255695 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: New York Life Investments Alternatives DATE OF NAME CHANGE: 20210209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001845268 XXXXXXXX 09-30-2022 09-30-2022 false APOGEM CAPITAL LLC

299 Park Avenue 37th Floor New York NY 10171

13F HOLDINGS REPORT 028-20894 N Kevin Bopp 800-225-5695 /s/ Kevin Bopp New York NY 11-14-2022 6 151 100386 1 0001626220 028-17931 Greenhouse Funds LLLP 2 0001617201 028-18450 Prosight Management, LP 3 0001635663 028-17274 Steamboat Capital Partners, LLC 4 0001607278 028-16139 Whetstone Capital Advisors, LLC 5 0001766226 028-19334 PA Capital LLC 6 0001843543 028-22134 Medina Singh Partners, LLC INFORMATION TABLE 2 infotable.xml ACCOLADE INC COM 00437E102 444 38883 SH DFND 5 0 0 38883 ACTIVISION BLIZZARD INC COM 00507V109 239 3215 SH DFND 3 0 0 3215 ACV AUCTIONS INC COM CL A 00091G104 288 40000 SH DFND 0 0 40000 ADC THERAPEUTICS SA SHS H0036K147 84 17405 SH DFND 2 0 0 17405 AEROJET ROCKETDYNE HLDGS INC COM 007800105 512 12800 SH DFND 0 0 12800 AKOUSTIS TECHNOLOGIES INC COM 00973N102 1214 408774 SH DFND 5 0 0 408774 AKOUSTIS TECHNOLOGIES INC COM 00973N102 167 56170 SH DFND 0 0 56170 ALBIREO PHARMA INC COM 01345P106 668 34524 SH DFND 2 0 0 34524 ALDEYRA THERAPEUTICS INC COM 01438T106 454 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