0001845012-21-000003.txt : 20210728 0001845012-21-000003.hdr.sgml : 20210728 20210728120639 ACCESSION NUMBER: 0001845012-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210728 DATE AS OF CHANGE: 20210728 EFFECTIVENESS DATE: 20210728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NewGen Asset Management Ltd CENTRAL INDEX KEY: 0001845012 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20619 FILM NUMBER: 211121202 BUSINESS ADDRESS: STREET 1: COMMERCE COURT NORTH, SUITE 2900 STREET 2: 25 KING STREET WEST, BOX 405 CITY: TORONTO STATE: A6 ZIP: M5L1G3 BUSINESS PHONE: 416-941-9111 MAIL ADDRESS: STREET 1: COMMERCE COURT NORTH, SUITE 2900 STREET 2: 25 KING STREET WEST, BOX 405 CITY: TORONTO STATE: A6 ZIP: M5L1G3 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001845012 XXXXXXXX 06-30-2021 06-30-2021 NewGen Asset Management Ltd

COMMERCE COURT NORTH, SUITE 2900 25 KING STREET WEST, BOX 405 TORONTO A6 M5L1G3

13F HOLDINGS REPORT 028-20619 N David Dattels 416-941-9111 /s/ David Dattels Toronto Z4 07-28-2021 0 46 264912 false INFORMATION TABLE 2 newgen2021Q2_13F.xml ALGONQUIN POWER & UTILITIES COMM 015857105 4251 285700 SH SOLE NONE 285700 0 0 ARES ACQUISITION CORP-A WARRANT G33032122 390 40000 SH SOLE NONE 40000 0 0 BROOKFIELD BUSINESS PT-UNIT COMM G16234109 17087 370000 SH SOLE NONE 370000 0 0 BROOKFIELD INFRASTRUCTURE PA COMM G16252101 19135 345000 SH SOLE NONE 345000 0 0 BROOKFIELD RENEWABLE COR-A COMM 11284V105 13463 321000 SH SOLE NONE 321000 0 0 BRP INC/CA- SUB VOTING COMM 05577W200 9795 125000 SH SOLE NONE 125000 0 0 CANADIAN NATURAL RESOURCES COMM 136385101 5322 146700 SH SOLE NONE 146700 0 0 ENBRIDGE INC COMM 29250N105 6230 155600 SH SOLE NONE 155600 0 0 FG NEW AMERICA ACQUISITION-A WARRANT 30259V114 3701 362500 SH SOLE NONE 362500 0 0 FG NEW AMERICA ACQUISITION-A COMM 30259V106 1587 155482 SH SOLE NONE 155482 0 0 GROUP NINE ACQUISITION -CL A WARRANT 39947R112 1141 116667 SH SOLE NONE 116667 0 0 GROUP NINE ACQUISITION -CL A COMM 39947R104 1955 199900 SH SOLE NONE 199900 0 0 ISPECIMEN INC COMM 45032V108 1805 250000 SH SOLE NONE 250000 0 0 JOFF FINTECH ACQ CORP-A WARRANT 46592C118 322 33333 SH SOLE NONE 33333 0 0 LERER HIPPEAU ACQUISITION-A COMM 526749106 3535 358731 SH SOLE NONE 358731 0 0 LIGHTSPEED POS INC-SUB VOTE COMM 53227R106 10033 120000 SH SOLE NONE 120000 0 0 LION ELECTRIC CO COMM 536221104 23522 1210000 SH SOLE NONE 1210000 0 0 META MATERIALS INC COMM 59134N104 2591 345900 SH Put SOLE NONE 345900 0 0 NORTHERN GENESIS ACQUISITI-A WARRANT 66516W115 2690 275000 SH SOLE NONE 275000 0 0 NORTHERN GENESIS ACQUISITI-A COMM 66516W107 10758 1100000 SH SOLE NONE 1100000 0 0 NORTHERN GENESIS ACQUISITION WARRANT 66516U119 1824 183333 SH SOLE NONE 183333 0 0 NORTHERN GENESIS ACQUISITION COMM 66516U101 5472 549999 SH SOLE NONE 549999 0 0 NUTRIEN LTD COMM 67077M108 13625 224800 SH SOLE NONE 224800 0 0 PANBELA THERAPEUTICS INC COMM 69833Q100 113 40000 SH SOLE NONE 40000 0 0 PRECISION DRILLING CORP COMM 74022D407 6245 150000 SH SOLE NONE 150000 0 0 REDBALL ACQUISITION CORP WARRANT G7417R113 1010 103333 SH SOLE NONE 103333 0 0 RICE ACQUISITION CORP II COMM G75529118 3066 300000 SH SOLE NONE 300000 0 0 RMG ACQUISITION CORP III -A WARRANT G76088122 487 50008 SH SOLE NONE 50008 0 0 RMG ACQUISITION CORP III -A COMM G76088106 2438 250040 SH SOLE NONE 250040 0 0 RMG ACQUISITION CORP II -A WARRANT G76083123 1658 166666 SH SOLE NONE 166666 0 0 ROTH CH ACQUISITION II CO COMM 778673103 3972 400000 SH SOLE NONE 400000 0 0 SECOND SIGHT MEDICAL PRODUCT COMM 81362J209 988 200000 SH SOLE NONE 200000 0 0 SHAW COMMUNICATIONS INC-B COMM 82028K200 18217 629900 SH SOLE NONE 629900 0 0 SPORTS ENTERTAINMENT ACQUI-A COMM 84918M106 4032 400000 SH SOLE NONE 400000 0 0 SPORTS ENTERTAINMENT ACQUI-A WARRANT 84918M114 1512 150000 SH SOLE NONE 150000 0 0 SPORTS VENTURES ACQUISITIO-A WARRANT G8372A129 647 66666 SH SOLE NONE 66666 0 0 SPORTS VENTURES ACQUISITIO-A COMM G8372A103 1885 194079 SH SOLE NONE 194079 0 0 SSR MINING INC COMM 784730103 187 12000 SH SOLE NONE 12000 0 0 SSR MINING INC COMM 784730103 8511 545900 SH Call SOLE NONE 545900 0 0 SSR MINING INC COMM 784730103 7795 500000 SH Call SOLE NONE 500000 0 0 SUNCOR ENERGY INC COMM 867224107 12936 540600 SH SOLE NONE 540600 0 0 TC ENERGY CORP COMM 87807B107 6136 123900 SH SOLE NONE 123900 0 0 TORTOISE ACQUISITION WARRANT G89554128 251 25000 SH SOLE NONE 25000 0 0 TRANSALTA CORP COMM 89346D107 4973 499600 SH SOLE NONE 499600 0 0 WEST FRASER TIMBER CO LTD COMM 952845105 8659 120800 SH SOLE NONE 120800 0 0 WEST FRASER TIMBER CO LTD COMM 952845105 8960 125000 SH Call SOLE NONE 125000 0 0