Chief Compliance Officer

0001845003-21-000003.txt : 20210812 0001845003-21-000003.hdr.sgml : 20210812 20210812165904 ACCESSION NUMBER: 0001845003-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Equity Partners CENTRAL INDEX KEY: 0001845003 IRS NUMBER: 823052014 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20606 FILM NUMBER: 211168465 BUSINESS ADDRESS: STREET 1: 201 E SANDPOINTE AVE. SUITE 460 CITY: SOUTH COAST METRO STATE: CA ZIP: 92707 BUSINESS PHONE: 818-626-9747 MAIL ADDRESS: STREET 1: 201 E SANDPOINTE AVE. SUITE 460 CITY: SOUTH COAST METRO STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001845003 XXXXXXXX 06-30-2021 06-30-2021 Golden State Equity Partners

201 E SANDPOINTE AVE. SUITE 460 SOUTH COAST METRO CA 92707

13F HOLDINGS REPORT 028-20606 N Patrick Catone Chief Compliance Officer 8186269747 Patrick Catone South Coast Metro CA 08-12-2021 0 260 259237 false INFORMATION TABLE 2 GSEPQ2202113F.xml 2Q202113FGSEP ALPHABET INC Common Stock 02079K305 212 87 SH SOLE 0 0 87 CHIPOTLE MEXICAN GRILL INC COM 169656105 304 196 SH SOLE 196 0 0 MERCADOLIBRE INC COM 58733R102 346 222 SH SOLE 222 0 0 ALPHABET INC CAP STK CL C 02079K107 607 242 SH SOLE 242 0 0 NETFLIX INC COM 64110L106 204 387 SH SOLE 387 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 303 439 SH SOLE 439 0 0 AMAZON COM Common Stock 023135106 1909 555 SH SOLE 0 0 555 REGENERON PHARMACEUTICALS COM 75886F107 312 558 SH SOLE 558 0 0 MICROSTRATEGY INC CL A Common Stock 594972408 417 628 SH SOLE 0 0 628 LINDE PLC SHS G5494J103 200 692 SH SOLE 692 0 0 MICROSOFT CORP Common Stock 594918104 232 858 SH SOLE 0 0 858 AMAZON COM INC COM 023135106 2969 863 SH SOLE 863 0 0 LULULEMON ATHLETICA INC COM 550021109 315 864 SH SOLE 864 0 0 FACEBOOK INC Common Stock 30303M102 341 980 SH SOLE 0 0 980 VANGUARD INDEX FDS SML CP GRW ETF 922908595 293 1011 SH SOLE 1011 0 0 NVIDIA CORPORATION COM 67066G104 822 1027 SH SOLE 1027 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 242 1056 SH SOLE 1056 0 0 TESLA INC COM 88160R101 776 1142 SH SOLE 1142 0 0 LOWES COS INC COM 548661107 227 1171 SH SOLE 1171 0 0 UNITEDHEALTH GROUP INC COM 91324P102 473 1182 SH SOLE 1182 0 0 ESSEX PPTY TR INC COM 297178105 360 1199 SH SOLE 1199 0 0 UNION PAC CORP COM 907818108 273 1241 SH SOLE 1241 0 0 LOCKHEED MARTIN CORP COM 539830109 507 1341 SH SOLE 1341 0 0 ISHARES TR CORE S&P MCP ETF 464287507 362 1346 SH SOLE 1346 0 0 TRAVELERS COMPANIES INC COM 89417E109 205 1370 SH SOLE 1370 0 0 AIRBNB INC Common Stock 009066101 211 1377 SH SOLE 0 0 1377 FACEBOOK INC CL A 30303M102 482 1385 SH SOLE 1385 0 0 LILLY ELI & CO COM 532457108 321 1398 SH SOLE 1398 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 297 1450 SH SOLE 1450 0 0 UNITED PARCEL SERVICE INC CL B 911312106 307 1475 SH SOLE 1475 0 0 TEXAS INSTRS INC COM 882508104 284 1479 SH SOLE 1479 0 0 PAYPAL HLDGS INC COM 70450Y103 438 1502 SH SOLE 1502 0 0 SERVICENOW INC COM 81762P102 836 1521 SH SOLE 1521 0 0 DISNEY WALT CO COM 254687106 273 1556 SH SOLE 1556 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 359 1705 SH SOLE 1705 0 0 NXP SEMICONDUCTORS N V COM N6596X109 359 1747 SH SOLE 1747 0 0 PPG INDS INC COM 693506107 300 1767 SH SOLE 1767 0 0 PEPSICO INC COM 713448108 265 1787 SH SOLE 1787 0 0 ISHARES TR MSCI LW CRB TG 46434V464 301 1811 SH SOLE 1811 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 363 1827 SH SOLE 1827 0 0 ISHARES TR MBS ETF 464288588 200 1850 SH SOLE 1850 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 258 1880 SH SOLE 1880 0 0 ALPHABET INC CAP STK CL A 02079K305 4630 1896 SH SOLE 1896 0 0 WASTE MGMT INC DEL COM 94106L109 270 1925 SH SOLE 1925 0 0 MASTERCARD INCORPORATED CL A 57636Q104 724 1983 SH SOLE 1983 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 753 1985 SH SOLE 1985 0 0 ARK ETF TR INNOVATION ETF 00214Q104 265 2026 SH SOLE 2026 0 0 ISHARES TR MSCI USA VALUE 46432F388 220 2093 SH SOLE 2093 0 0 CATERPILLAR INC COM 149123101 461 2119 SH SOLE 2119 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 269 2137 SH SOLE 2137 0 0 S&P GLOBAL INC COM 78409V104 880 2143 SH SOLE 2143 0 0 LAM RESEARCH CORP COM 512807108 1402 2155 SH SOLE 2155 0 0 HOME DEPOT INC COM 437076102 730 2290 SH SOLE 2290 0 0 ISHARES TR MSCI ACWI ETF 464288257 234 2308 SH SOLE 2308 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 230 2341 SH SOLE 2341 0 0 COSTCO WHSL CORP NEW COM 22160K105 948 2397 SH SOLE 2397 0 0 QUALCOMM INC COM 747525103 343 2401 SH SOLE 2401 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 293 2436 SH SOLE 2436 0 0 EMERSON ELEC CO COM 291011104 236 2451 SH SOLE 2451 0 0 PHILIP MORRIS INTL INC COM 718172109 244 2465 SH SOLE 2465 0 0 AUTOLIV INC COM 052800109 267 2730 SH SOLE 2730 0 0 KLA CORP COM NEW 482480100 887 2735 SH SOLE 2735 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 727 2772 SH SOLE 2772 0 0 PHILLIPS 66 COM 718546104 244 2844 SH SOLE 2844 0 0 SPDR GOLD TR GOLD SHS 78463V107 474 2861 SH SOLE 2861 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 638 2862 SH SOLE 2862 0 0 BROADCOM INC COM 11135F101 1384 2902 SH SOLE 2902 0 0 BOEING COMPANY Common Stock 097023105 708 2955 SH SOLE 0 0 2955 NEXTERA ENERGY INC COM 65339F101 222 3024 SH SOLE 3024 0 0 NXP SEMICONDUCTORS Common Stock N6596X109 646 3142 SH SOLE 0 0 3142 SHAKE SHACK Common Stock 819047101 337 3150 SH SOLE 0 0 3150 UNITY SOFTWARE Common Stock 91332U101 357 3255 SH SOLE 0 0 3255 PROCTER AND GAMBLE CO COM 742718109 442 3273 SH SOLE 3273 0 0 ISHARES TR CONV BD ETF 46435G102 335 3284 SH SOLE 3284 0 0 ALLSTATE CORP COM 020002101 430 3298 SH SOLE 3298 0 0 MONDELEZ INTL INC CL A 609207105 216 3458 SH SOLE 3458 0 0 BLACKSTONE GROUP INC COM 09260D107 338 3479 SH SOLE 3479 0 0 PROSHARES TR SP500 EX TECH 74347B557 261 3519 SH SOLE 3519 0 0 SPDR SER TR SPDR S&P 500 ETF 78468R796 374 3526 SH SOLE 3526 0 0 ISHARES TR MSCI USA MMENTM 46432F396 620 3575 SH SOLE 3575 0 0 AMGEN INC COM 031162100 891 3654 SH SOLE 3654 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 554 3776 SH SOLE 3776 0 0 JABIL INC COM 466313103 222 3814 SH SOLE 3814 0 0 ISHARES TR CORE S&P500 ETF 464287200 1644 3824 SH SOLE 3824 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1062 3930 SH SOLE 3930 0 0 VISA INC COM CL A 92826C839 923 3948 SH SOLE 3948 0 0 MAXIMUS INC COM 577933104 352 4000 SH SOLE 4000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1714 4005 SH SOLE 4005 0 0 CANADIAN PAC RY LTD COM 13645T100 311 4045 SH SOLE 4045 0 0 SPDR SER TR S&P DIVID ETF 78464A763 506 4139 SH SOLE 4139 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 599 4227 SH SOLE 4227 0 0 ISHARES TR TIPS BD ETF 464287176 545 4254 SH SOLE 4254 0 0 ABBOTT LABS COM 002824100 494 4258 SH SOLE 4258 0 0 ALASKA AIR Common Stock 011659109 257 4260 SH SOLE 0 0 4260 COMERICA INC COM 200340107 310 4347 SH SOLE 4347 0 0 GENERAL DYNAMICS CORP COM 369550108 820 4354 SH SOLE 4354 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 800 4480 SH SOLE 4480 0 0 ISHARES TR ISHARES BIOTECH 464287556 754 4607 SH SOLE 4607 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 228 4621 SH SOLE 4621 0 0 BOEING CO COM 097023105 1110 4633 SH SOLE 4633 0 0 ISHARES TR MSCI KLD400 SOC 464288570 389 4697 SH SOLE 4697 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 257 4739 SH SOLE 4739 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 268 4900 SH SOLE 4900 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 952 4966 SH SOLE 4966 0 0 ISHARES TR EAFE GRWTH ETF 464288885 541 5045 SH SOLE 5045 0 0 ABBVIE INC COM 00287Y109 574 5100 SH SOLE 5100 0 0 APPLE INC Common Stock 037833100 703 5133 SH SOLE 0 0 5133 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 492 5188 SH SOLE 5188 0 0 ENBRIDGE INC COM 29250N105 209 5211 SH SOLE 5211 0 0 NEWMONT CORP COM 651639106 332 5234 SH SOLE 5234 0 0 CBOE GLOBAL MKTS INC COM 12503M108 626 5261 SH SOLE 5261 0 0 EDISON INTL COM 281020107 305 5268 SH SOLE 5268 0 0 ISHARES TR GENOMICS IMMUN 46435U192 285 5474 SH SOLE 5474 0 0 MCDONALDS CORP COM 580135101 1322 5725 SH SOLE 5725 0 0 ISHARES TR EAFE VALUE ETF 464288877 299 5774 SH SOLE 5774 0 0 ISHARES TR CORE DIV GRWTH 46434V621 296 5884 SH SOLE 5884 0 0 TPI COMPOSITES INC COM 87266J104 291 6000 SH SOLE 6000 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 451 6128 SH SOLE 6128 0 0 NIO INC Common Stock 62914V106 326 6130 SH SOLE 0 0 6130 SPDR SER TR PORTFOLIO INTRMD 78464A375 226 6150 SH SOLE 6150 0 0 ISHARES TR USD INV GRDE ETF 464288620 376 6207 SH SOLE 6207 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 530 6213 SH SOLE 6213 0 0 ISHARES TR JPMORGAN USD EMG 464288281 702 6243 SH SOLE 6243 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1720 6337 SH SOLE 6337 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 268 6377 SH SOLE 6377 0 0 UBER TECHNOLOGIES Common Stock 90353T100 328 6548 SH SOLE 0 0 6548 UNILEVER PLC SPON ADR NEW 904767704 397 6782 SH SOLE 6782 0 0 HONEYWELL INTL INC COM 438516106 1503 6851 SH SOLE 6851 0 0 GENERAL MTRS CO COM 37045V100 415 7012 SH SOLE 7012 0 0 SIMON PPTY GROUP INC NEW COM 828806109 917 7030 SH SOLE 7030 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2500 7055 SH SOLE 7055 0 0 CAPITAL ONE FINL CORP COM 14040H105 1149 7426 SH SOLE 7426 0 0 NORWEGIAN CRUISE Common Stock G66721104 225 7655 SH SOLE 0 0 7655 CONOCOPHILLIPS COM 20825C104 472 7751 SH SOLE 7751 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 422 8018 SH SOLE 8018 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 237 8049 SH SOLE 8049 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 1005 8744 SH SOLE 8744 0 0 COMCAST CORP NEW CL A 20030N101 499 8745 SH SOLE 8745 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 638 8767 SH SOLE 8767 0 0 PFIZER INC COM 717081103 357 9114 SH SOLE 9114 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1054 9310 SH SOLE 9310 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 287 9355 SH SOLE 9355 0 0 INTEL CORP COM 458140100 532 9482 SH SOLE 9482 0 0 ISHARES TR EAFE SML CP ETF 464288273 706 9515 SH SOLE 9515 0 0 EXXON MOBIL CORP COM 30231G102 600 9520 SH SOLE 9520 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1106 9574 SH SOLE 9574 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2764 9944 SH SOLE 9944 0 0 WESTERN ASSET MF Closed and MF Open 95766A101 143 10213 SH SOLE 0 0 10213 COCA COLA CO COM 191216100 553 10229 SH SOLE 10229 0 0 CHEVRON CORP NEW COM 166764100 1083 10341 SH SOLE 10341 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 903 10475 SH SOLE 10475 0 0 STORE CAPITAL Common Stock 862121100 362 10502 SH SOLE 0 0 10502 MEDTRONIC PLC SHS G5960L103 1316 10600 SH SOLE 10600 0 0 CHURCHILL CAPITAL Common Stock 171439102 309 10715 SH SOLE 0 0 10715 CERNER CORP COM 156782104 863 11044 SH SOLE 11044 0 0 BP PLC SPONSORED ADR 055622104 293 11090 SH SOLE 11090 0 0 ALLY FINL INC COM 02005N100 557 11176 SH SOLE 11176 0 0 HAEMONETICS CORP MASS COM 405024100 748 11226 SH SOLE 11226 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 651 11622 SH SOLE 11622 0 0 COLUMBIA ETF TR I SUSTANABLE US 19761L300 422 11639 SH SOLE 11639 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 328 11842 SH SOLE 11842 0 0 TRIVAGO N V Common Stock 89686D105 40 12000 SH SOLE 0 0 12000 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 189 12000 SH SOLE 12000 0 0 CISCO SYS INC COM 17275R102 640 12080 SH SOLE 12080 0 0 STARWOOD PROPERTY Common Stock 85571B105 318 12162 SH SOLE 0 0 12162 METROMILE INC Common Stock 591697107 112 12250 SH SOLE 0 0 12250 BLACKROCK HEALTH MF Closed and MF Open 09260E105 362 12500 SH SOLE 0 0 12500 BLACKROCK SCIENCE MF Closed and MF Open 09260K101 526 12620 SH SOLE 0 0 12620 OCULAR THERAPEUTIX INC COM 67576A100 190 13400 SH SOLE 13400 0 0 JOHNSON CTLS INTL PLC SHS G51502105 923 13449 SH SOLE 13449 0 0 ISHARES INC MSCI EURZONE ETF 464286608 687 13922 SH SOLE 13922 0 0 ADICET BIO INC COM 007002108 144 13999 SH SOLE 13999 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 714 14044 SH SOLE 14044 0 0 ISHARES TR PFD AND INCM SEC 464288687 566 14381 SH SOLE 14381 0 0 GILEAD SCIENCES INC COM 375558103 1001 14536 SH SOLE 14536 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1665 14736 SH SOLE 14736 0 0 ALLIANCEBERNSTEIN GLOBAL MF Closed and MF Open 01879R106 186 14868 SH SOLE 0 0 14868 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 1062 14896 SH SOLE 14896 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1293 14903 SH SOLE 14903 0 0 BLACKBERRY LTD Common Stock 09228F103 185 15140 SH SOLE 0 0 15140 ROBLOX CORP Common Stock 771049103 1365 15174 SH SOLE 0 0 15174 ICICI BANK LIMITED ADR 45104G104 262 15337 SH SOLE 15337 0 0 ISHARES TR US TREAS BD ETF 46429B267 411 15457 SH SOLE 15457 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2300 15580 SH SOLE 15580 0 0 CHEMOCENTRYX INC COM 16383L106 209 15600 SH SOLE 15600 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 694 15664 SH SOLE 15664 0 0 AT&T INC COM 00206R102 454 15782 SH SOLE 15782 0 0 WALMART INC COM 931142103 2350 16666 SH SOLE 16666 0 0 ORACLE CORP COM 68389X105 1300 16699 SH SOLE 16699 0 0 NEW FORTRESS ENERGY INC COM CL A 644393100 644 17005 SH SOLE 17005 0 0 LIBERTY ALL-STAR MF Closed and MF Open 530158104 155 17197 SH SOLE 0 0 17197 WELLS FARGO CO NEW COM 949746101 807 17815 SH SOLE 17815 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1199 17943 SH SOLE 17943 0 0 JPMORGAN CHASE & CO COM 46625H100 2819 18126 SH SOLE 18126 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2512 18694 SH SOLE 18694 0 0 JOHNSON & JOHNSON COM 478160104 3145 19091 SH SOLE 19091 0 0 NEW AMERICA MF Closed and MF Open 641876800 177 19157 SH SOLE 0 0 19157 GOL LINHAS Preferred Stock 38045R206 179 19450 SH SOLE 0 0 19450 PIMCO ENERGY MF Closed and MF Open 69346N107 253 20233 SH SOLE 0 0 20233 MERCK & CO INC COM 58933Y105 1583 20354 SH SOLE 20354 0 0 FLEXION THERAPEUTICS INC COM 33938J106 170 20600 SH SOLE 20600 0 0 MOLSON COORS Common Stock 60871R209 1114 20746 SH SOLE 0 0 20746 PLAYA HOTELS Common Stock N70544106 156 20951 SH SOLE 0 0 20951 KARYOPHARM THERAPEUTICS INC COM 48576U106 228 22103 SH SOLE 22103 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1412 22282 SH SOLE 22282 0 0 LADDER CAP Common Stock 505743104 257 22310 SH SOLE 0 0 22310 SPIRIT AIRLINES Common Stock 848577102 697 22888 SH SOLE 0 0 22888 PALANTIR TECHNOLOGIES INC CL A 69608A108 632 23958 SH SOLE 23958 0 0 ETF SER MF Closed and MF Open 26922A842 587 24277 SH SOLE 0 0 24277 ISHARES TR 20 YR TR BD ETF 464287432 3559 24652 SH SOLE 24652 0 0 NEW RESIDENTIAL Common Stock 64828T201 273 25774 SH SOLE 0 0 25774 PROFOUND MED CORP COM NEW 74319B502 430 26435 SH SOLE 26435 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 1643 27145 SH SOLE 27145 0 0 VIRTUS ALLIANZGI MF Closed and MF Open 92838Y100 758 27340 SH SOLE 0 0 27340 VIACOMCBS INC CL B 92556H206 1255 27772 SH SOLE 27772 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 1080 28715 SH SOLE 28715 0 0 DELAWARE INVESTMENT MF Closed and MF Open 245915103 336 29695 SH SOLE 0 0 29695 MICROSOFT CORP COM 594918104 8212 30314 SH SOLE 30314 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1680 30470 SH SOLE 30470 0 0 NUVEEN MUNICIPAL MF Closed and MF Open 670663103 517 33480 SH SOLE 0 0 33480 CARNIVAL CORP UNIT 99/99/9999 143658300 1074 40725 SH SOLE 40725 0 0 VIATRIS INC COM 92556V106 612 42834 SH SOLE 42834 0 0 PARK HOTELS Common Stock 700517105 883 42856 SH SOLE 0 0 42856 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 2162 44430 SH SOLE 44430 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4429 51912 SH SOLE 51912 0 0 ONESPAWORLD HOLDINGS Common Stock P73684113 535 55245 SH SOLE 0 0 55245 FORD MTR CO DEL COM 345370860 941 63353 SH SOLE 63353 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 3179 69069 SH SOLE 69069 0 0 KINTARA THERAPEUTICS Common Stock 49720K101 162 71320 SH SOLE 0 0 71320 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 3478 71840 SH SOLE 71840 0 0 DOUBLELINE INCOME MF Closed and MF Open 258622109 1401 77426 SH SOLE 0 0 77426 GENERAL ELECTRIC CO COM 369604103 1151 85501 SH SOLE 85501 0 0 DUFF & PHELPS MF Closed and MF Open 26433C105 1243 86806 SH SOLE 0 0 86806 BK OF AMERICA CORP COM 060505104 3745 90842 SH SOLE 90842 0 0 ABERDEEN ASIA MF Closed and MF Open 003009107 402 90853 SH SOLE 0 0 90853 WISDOMTREE TR EM EX ST-OWNED 97717X578 3886 92382 SH SOLE 92382 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 9297 92879 SH SOLE 92879 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 6088 96678 SH SOLE 96678 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 5804 97266 SH SOLE 97266 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 5288 101300 SH SOLE 101300 0 0 ARBOR REALTY Common Stock 038923108 1827 102511 SH SOLE 0 0 102511 SPDR INDEX SHS FDS PORTFLI MSCI GBL 78463X475 5744 103454 SH SOLE 103454 0 0 SABRE CORP Common Stock 78573M104 1317 105527 SH SOLE 0 0 105527 SPDR SER TR PORTFLI INTRMDIT 78464A672 3438 106176 SH SOLE 106176 0 0 APPLE INC COM 037833100 15028 109728 SH SOLE 109728 0 0 SANGAMO THERAPEUTICS INC COM 800677106 1524 127308 SH SOLE 127308 0 0 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 6190 151125 SH SOLE 151125 0 0 FIRST TR EXCH TRADED FD III HORIZON MNGD ETF 33739P871 5771 183189 SH SOLE 183189 0 0 FIRST TR EXCH TRADED FD III HORIZON DMST ETF 33739P889 5897 185692 SH SOLE 185692 0 0 NEW YORK Common Stock 649604501 908 203105 SH SOLE 0 0 203105 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 136 5200 SH Call SOLE 0 0 0 CALL 1 ALASKA AIR GROUP Listed Options 011659109 121 2000 SH Call SOLE 0 0 0 CALL 1 NORWEGIAN CRUISE Listed Options G66721104 29 1000 SH Call SOLE 0 0 0 CALL 10 MOLSON COORS BRE Listed Options 60871R209 54 1000 SH Call SOLE 0 0 0 CALL 12 ONESPAWORLD HLDG Listed Options p73684113 68 7000 SH Call SOLE 0 0 0 CALL 7 GOL LINHAS AEREAS Listed Options 38045r107 46 5000 SH Call SOLE 0 0 0 CALL 9 UBER TECHS INC Listed Options 90353T100 25 500 SH Call SOLE 0 0 0 PUT 1 NIKOLA CORP Listed Options 92244f117 36 2000 SH Put SOLE 0 0 0 PUT 11 GAMESTOP CORP Listed Options 36467w109 310 1500 SH Put SOLE 0 0 0 PUT 7 GAMESTOP CORP Listed Options 36467w109 807 3900 SH Put SOLE 0 0 0