CHIEF COMPLIANCE OFFICER

0001845003-21-000001.txt : 20210208 0001845003-21-000001.hdr.sgml : 20210208 20210208143525 ACCESSION NUMBER: 0001845003-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Equity Partners CENTRAL INDEX KEY: 0001845003 IRS NUMBER: 823052014 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20606 FILM NUMBER: 21600887 BUSINESS ADDRESS: STREET 1: 201 E SANDPOINTE AVE. SUITE 460 CITY: SOUTH COAST METRO STATE: CA ZIP: 92707 BUSINESS PHONE: 818-626-9747 MAIL ADDRESS: STREET 1: 201 E SANDPOINTE AVE. SUITE 460 CITY: SOUTH COAST METRO STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001845003 XXXXXXXX 12-31-2020 12-31-2020 Golden State Equity Partners

201 E SANDPOINTE AVE. SUITE 460 SOUTH COAST METRO CA 92707

13F HOLDINGS REPORT 028-20606 N PATRICK CATONE CHIEF COMPLIANCE OFFICER 818-626-9747 PATRICK CATONE SOUTH COAST METRO CA 02-08-2021 0 185 145317 false INFORMATION TABLE 2 GSEP13F4Q2020.xml GSEP13F4Q2020 ALPHABET INC Common Stock 02079K107 365 209 SH SOLE 206 0 3 AUTOZONE INC COM 053332102 296 250 SH SOLE 250 0 0 MICROSTRATEGY INC CL A Common Stock 594972408 232 598 SH SOLE 0 0 598 MASTERCARD INC Common Stock 57636Q104 240 672 SH SOLE 648 0 24 CANADIAN PAC RY LTD COM 13645T100 259 750 SH SOLE 750 0 0 ANTHEM INC COM 036752103 303 945 SH SOLE 945 0 0 UNITEDHEALTH GROUP INC COM 91324P102 348 993 SH SOLE 993 0 0 HOME DEPOT Common Stock 437076102 294 1111 SH SOLE 1079 0 32 COSTCO WHOLESALE Common Stock 22160K105 435 1155 SH SOLE 1021 0 134 UNION PAC CORP COM 907818108 245 1177 SH SOLE 1177 0 0 TOPBUILD CORP COM 89055F103 218 1187 SH SOLE 1187 0 0 NVIDIA CORP Common Stock 67066G104 626 1200 SH SOLE 1091 0 109 BAIDU INC SPON ADR REP A 056752108 273 1266 SH SOLE 1266 0 0 TEXAS INSTRS INC COM 882508104 207 1266 SH SOLE 1266 0 0 CATERPILLAR INC COM 149123101 238 1313 SH SOLE 1313 0 0 LILLY ELI & CO COM 532457108 229 1358 SH SOLE 1358 0 0 MSCI INC COM 55354G100 624 1399 SH SOLE 1399 0 0 BROADCOM INC Common Stock 11135F101 635 1451 SH SOLE 1380 0 71 TRAVELERS COMPANIES INC COM 89417E109 204 1454 SH SOLE 1454 0 0 AMAZON COM Common Stock 023135106 5093 1564 SH SOLE 1015 0 549 UNITED PARCEL SERVICE INC CL B 911312106 275 1636 SH SOLE 1636 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 214 1801 SH SOLE 1801 0 0 PPG INDS INC COM 693506107 260 1806 SH SOLE 1806 0 0 WASTE MGMT INC DEL COM 94106L109 214 1822 SH SOLE 1822 0 0 PAYPAL HOLDINGS Common Stock 70450Y103 429 1836 SH SOLE 1315 0 521 ISHARES TR CORE S&P500 ETF 464287200 701 1869 SH SOLE 1869 0 0 ZOETIS INC CL A 98978V103 313 1895 SH SOLE 1895 0 0 ROCKWELL AUTOMATION INC COM 773903109 510 2036 SH SOLE 2036 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 232 2070 SH SOLE 2070 0 0 SPDR GOLD TR GOLD SHS 78463V107 382 2147 SH SOLE 2147 0 0 SONY CORP SPONSORED ADR 835699307 218 2159 SH SOLE 2159 0 0 AMGEN INC COM 031162100 497 2164 SH SOLE 2164 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 323 2286 SH SOLE 2286 0 0 FACEBOOK INC Common Stock 30303M102 626 2294 SH SOLE 1330 0 964 CSX CORP COM 126408103 208 2300 SH SOLE 2300 0 0 ISHARES TR MSCI ACWI ETF 464288257 208 2302 SH SOLE 2302 0 0 PROCTER AND GAMBLE CO COM 742718109 324 2332 SH SOLE 2332 0 0 WALT DISNEY Common Stock 254687106 431 2381 SH SOLE 2072 0 309 ALPHABET INC Common Stock 02079K305 4190 2391 SH SOLE 2316 0 75 SPDR SER TR MSCI USA STRTGIC 78468R812 253 2428 SH SOLE 2428 0 0 VISA INC COM CL A 92826C839 539 2467 SH SOLE 2467 0 0 TAIWAN SEMICONDUCTOR Common Stock 874039100 272 2506 SH SOLE 2300 0 206 ADVANCED MICRO Common Stock 007903107 233 2538 SH SOLE 2388 0 150 DISCOVER FINL SVCS COM 254709108 238 2630 SH SOLE 2630 0 0 CHEVRON CORP NEW COM 166764100 241 2864 SH SOLE 2864 0 0 UNITY SOFTWARE Common Stock 91332U101 470 3060 SH SOLE 0 0 3060 SHAKE SHACK Common Stock 819047101 269 3175 SH SOLE 0 0 3175 YETI HLDGS INC COM 98585X104 226 3307 SH SOLE 3307 0 0 LAM RESEARCH CORP COM 512807108 1627 3446 SH SOLE 3446 0 0 YUM BRANDS INC COM 988498101 387 3569 SH SOLE 3569 0 0 VALERO ENERGY CORP COM 91913Y100 203 3600 SH SOLE 3600 0 0 ISHARES TR TIPS BD ETF 464287176 461 3617 SH SOLE 3617 0 0 ISHARES TR JPMORGAN USD EMG 464288281 423 3652 SH SOLE 3652 0 0 NEXTERA ENERGY Common Stock 65339F101 288 3737 SH SOLE 3218 0 519 MAXIMUS INC COM 577933104 284 3885 SH SOLE 3885 0 0 VANECK VECTORS MF Closed and MF Open 92189F676 853 3909 SH SOLE 3619 0 290 PAYCHEX INC COM 704326107 372 3994 SH SOLE 3994 0 0 PVH CORPORATION COM 693656100 383 4087 SH SOLE 4087 0 0 APPLIED MATERIALS Common Stock 038222105 369 4292 SH SOLE 3638 0 654 ALASKA AIR Common Stock 011659109 224 4310 SH SOLE 0 0 4310 INVESCO QQQ MF Closed and MF Open 46090E103 1379 4397 SH SOLE 4352 0 45 VERIZON COMMUNICATIONS INC COM 92343V104 266 4544 SH SOLE 4544 0 0 NXP SEMICONDUCTORS N V COM N6596X109 722 4546 SH SOLE 1405 0 3141 GENERAL DYNAMICS Common Stock 369550108 686 4609 SH SOLE 4409 0 200 TARGET CORP COM 87612E106 858 4864 SH SOLE 4864 0 0 ORACLE CORP Common Stock 68389X105 320 4956 SH SOLE 4756 0 200 HONEYWELL INTL INC COM 438516106 1081 5085 SH SOLE 5085 0 0 MCDONALDS CORP COM 580135101 1213 5655 SH SOLE 5655 0 0 BOEING COMPANY Common Stock 097023105 1219 5697 SH SOLE 3362 0 2335 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 733 5993 SH SOLE 5993 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 384 6018 SH SOLE 6018 0 0 ISHARES TR USD INV GRDE ETF 464288620 372 6019 SH SOLE 6019 0 0 NIO INC Common Stock 62914V106 294 6025 SH SOLE 0 0 6025 MEDTRONIC PLC Common Stock G5960L103 729 6227 SH SOLE 5497 0 730 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 712 6283 SH SOLE 6283 0 0 PFIZER INC Common Stock 717081103 240 6542 SH SOLE 6322 0 220 SIMON PPTY GROUP INC NEW COM 828806109 569 6673 SH SOLE 6673 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 232 7118 SH SOLE 7118 0 0 AVANTOR INC COM 05352A100 211 7505 SH SOLE 7505 0 0 OMNICOM GROUP INC COM 681919106 469 7534 SH SOLE 7534 0 0 SPDR PORTFOLIO MF Closed and MF Open 78464A375 288 7771 SH SOLE 7758 0 13 ISHARES TR RUS MDCP VAL ETF 464287473 781 8062 SH SOLE 8062 0 0 BOSTON SCIENTIFIC Common Stock 101137107 298 8295 SH SOLE 8245 0 50 TYSON FOODS INC CL A 902494103 541 8400 SH SOLE 8400 0 0 DUPONT DE NEMOURS INC COM 26614N102 606 8524 SH SOLE 8524 0 0 WESTROCK CO COM 96145D105 371 8534 SH SOLE 8534 0 0 CAPITAL ONE FINL CORP COM 14040H105 845 8557 SH SOLE 8557 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2079 8625 SH SOLE 8625 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 353 8794 SH SOLE 8794 0 0 AES CORP COM 00130H105 213 9079 SH SOLE 9079 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1112 9271 SH SOLE 9271 0 0 COMCAST CORP NEW CL A 20030N101 511 9769 SH SOLE 9769 0 0 ECHOSTAR CORP CL A 278768106 211 10000 SH SOLE 10000 0 0 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 439 10078 SH SOLE 10078 0 0 STORE CAPITAL Common Stock 862121100 356 10465 SH SOLE 0 0 10465 ISHARES U S MF Closed and MF Open 464288687 406 10547 SH SOLE 8908 0 1639 KOHLS CORP COM 500255104 432 10617 SH SOLE 10617 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1683 10675 SH SOLE 10675 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 522 10861 SH SOLE 10861 0 0 SYNCHRONY FINANCIAL COM 87165B103 379 10927 SH SOLE 10927 0 0 KINTARA THERAPEUTICS Common Stock 49720K101 14 11000 SH SOLE 0 0 11000 AMERICAN INTL GROUP INC COM NEW 026874784 424 11225 SH SOLE 11225 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2672 11525 SH SOLE 11525 0 0 UNDER ARMOUR INC CL A 904311107 198 11576 SH SOLE 11576 0 0 ISHARES TR EAFE SML CP ETF 464288273 803 11749 SH SOLE 11749 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1651 11958 SH SOLE 11958 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 179 12000 SH SOLE 12000 0 0 SCHLUMBERGER LTD COM 806857108 264 12114 SH SOLE 12114 0 0 WESTERN ASSET MF Closed and MF Open 95766A101 168 12119 SH SOLE 0 0 12119 WALMART INC COM 931142103 1747 12122 SH SOLE 12122 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1254 12218 SH SOLE 12218 0 0 BLACKROCK HEALTH MF Closed and MF Open 09260E105 358 12500 SH SOLE 0 0 12500 CALAMOS LONG MF Closed and MF Open 12812C106 218 12500 SH SOLE 0 0 12500 INVESCO CA MF Closed and MF Open 46132H106 165 12509 SH SOLE 0 0 12509 ONESPAWORLD HOLDINGS Common Stock P73684113 128 12600 SH SOLE 0 0 12600 BLACKROCK SCIENCE MF Closed and MF Open 09260K101 459 12620 SH SOLE 0 0 12620 ALLY FINL INC COM 02005N100 454 12755 SH SOLE 12755 0 0 JOHNSON CTLS INTL PLC SHS G51502105 604 12970 SH SOLE 12970 0 0 ADICET BIO INC COM 007002108 184 13145 SH SOLE 13145 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1103 13324 SH SOLE 13324 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 539 13612 SH SOLE 13612 0 0 JOHNSON & JOHNSON COM 478160104 2150 13663 SH SOLE 13663 0 0 EXXON MOBIL CORP COM 30231G102 587 14257 SH SOLE 14257 0 0 WELLS FARGO CO NEW COM 949746101 444 14713 SH SOLE 14713 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 689 14856 SH SOLE 14856 0 0 BLACKBERRY LTD Common Stock 09228F103 100 15140 SH SOLE 0 0 15140 ALLIANCEBERNSTEIN GLOBAL MF Closed and MF Open 01879R106 180 15336 SH SOLE 0 0 15336 ISHARES TR S&P 500 VAL ETF 464287408 1996 15593 SH SOLE 15593 0 0 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 696 16301 SH SOLE 16301 0 0 SPIRIT AIRLINES Common Stock 848577102 421 17200 SH SOLE 0 0 17200 JPMORGAN CHASE Common Stock 46625H100 2188 17226 SH SOLE 17108 0 118 ISHARES TR IBOXX HI YD ETF 464288513 1513 17336 SH SOLE 17336 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1609 17513 SH SOLE 17513 0 0 AT&T INC Common Stock 00206R102 512 17825 SH SOLE 17715 0 110 MERCK & CO. INC COM 58933Y105 1544 18886 SH SOLE 18886 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 1564 19987 SH SOLE 19987 0 0 VIACOMCBS INC CL B 92556H206 745 20001 SH SOLE 20001 0 0 NEW FORTRESS ENERGY INC COM CL A 644393100 1072 20005 SH SOLE 20005 0 0 PIMCO ENERGY MF Closed and MF Open 69346N107 163 20218 SH SOLE 0 0 20218 TAPESTRY INC COM 876030107 645 20758 SH SOLE 20758 0 0 GENERAL ELECTRIC Common Stock 369604103 227 20986 SH SOLE 20566 0 420 GOL LINHAS Preferred Stock 38045R206 208 21150 SH SOLE 0 0 21150 LADDER CAP Common Stock 505743104 217 22223 SH SOLE 0 0 22223 NEW AMERICA MF Closed and MF Open 641876800 195 22460 SH SOLE 0 0 22460 REGIONS FINANCIAL CORP NEW COM 7591EP100 364 22583 SH SOLE 22583 0 0 ISHARES TR US TREAS BD ETF 46429B267 646 23751 SH SOLE 23751 0 0 LIBERTY ALL-STAR MF Closed and MF Open 530158104 165 23902 SH SOLE 0 0 23902 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 744 25244 SH SOLE 25244 0 0 NEW RESIDENTIAL Common Stock 64828T201 254 25515 SH SOLE 0 0 25515 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1518 26026 SH SOLE 26026 0 0 ALLIANZGI ARTIFICIAL MF Closed and MF Open 01883M101 710 26933 SH SOLE 0 0 26933 ETF SER MF Closed and MF Open 26922A842 615 27502 SH SOLE 0 0 27502 WISDOMTREE TR US QTLY DIV GRT 97717X669 1512 28024 SH SOLE 28024 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1553 30059 SH SOLE 30059 0 0 DELAWARE INVESTMENT MF Closed and MF Open 245915103 282 30438 SH SOLE 0 0 30438 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1508 30603 SH SOLE 30603 0 0 MICROSOFT CORP Common Stock 594918104 7273 32699 SH SOLE 31864 0 835 NUVEEN MUNICIPAL MF Closed and MF Open 670663103 434 33480 SH SOLE 0 0 33480 SPDR SER TR PRTFLO S&P500 GW 78464A409 2032 36757 SH SOLE 36757 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 2024 37712 SH SOLE 37712 0 0 RAYTHEON TECHNOLOGIES Common Stock 75513E101 2886 40376 SH SOLE 39979 0 397 SPDR SER TR PORTFLI INTRMDIT 78464A672 1348 40792 SH SOLE 40792 0 0 SPDR INDEX SHS FDS PORTFLI MSCI GBL 78463X475 2085 42805 SH SOLE 42805 0 0 PARK HOTELS Common Stock 700517105 770 44906 SH SOLE 0 0 44906 FIRST TR EXCH TRADED FD III HORIZON MNGD ETF 33739P871 1464 47962 SH SOLE 47962 0 0 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 2039 48852 SH SOLE 48852 0 0 FIRST TR EXCH TRADED FD III HORIZON DMST ETF 33739P889 1432 49582 SH SOLE 49582 0 0 FORD MTR CO DEL COM 345370860 536 61082 SH SOLE 61082 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1444 64815 SH SOLE 64815 0 0 APPLE INC Common Stock 037833100 8995 67796 SH SOLE 62419 0 5377 BK OF AMERICA CORP COM 060505104 2151 70994 SH SOLE 70994 0 0 DOUBLELINE INCOME MF Closed and MF Open 258622109 1247 75184 SH SOLE 0 0 75184 ISHARES GOLD TRUST ISHARES 464285105 1549 85449 SH SOLE 85449 0 0 DUFF & PHELPS MF Closed and MF Open 26433C105 1054 86395 SH SOLE 0 0 86395 ABERDEEN ASIA MF Closed and MF Open 003009107 429 96447 SH SOLE 0 0 96447 ARBOR REALTY Common Stock 038923108 1374 96876 SH SOLE 0 0 96876 SABRE CORP Common Stock 78573M104 1230 102305 SH SOLE 0 0 102305 SANGAMO THERAPEUTICS INC COM 800677106 1932 123817 SH SOLE 123817 0 0 NEW YORK Common Stock 649604501 535 144911 SH SOLE 0 0 144911 SABRE CORP Common Stock 78573M104 60 5000 SH Call SOLE 0 0 5000 SPIRIT AIRLINES Common Stock 848577102 49 2000 SH Call SOLE 0 0 2000 GOL LINHAS Preferred Stock 38045R206 49 5000 SH Call SOLE 0 0 5000 NIKOLA CORP Common Stock 654110105 31 2000 SH Put SOLE 0 0 2000 GAMESTOP CORP Common Stock 36467w109 28 1500 SH Put SOLE 0 0 1500 GAMESTOP CORP Common Stock 36467w109 66 3500 SH Put SOLE 0 0 3500