0001104659-22-041523.txt : 20220401 0001104659-22-041523.hdr.sgml : 20220401 20220401094236 ACCESSION NUMBER: 0001104659-22-041523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roe Lesa B CENTRAL INDEX KEY: 0001903970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 22796164 MAIL ADDRESS: STREET 1: C/O SOLID POWER, INC. STREET 2: 486 S PIERCE AVE, SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 tm2210577-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-04-01 0 0001844862 Solid Power, Inc. SLDP 0001903970 Roe Lesa B C/O SOLID POWER, INC. 486 S PIERCE AVE, SUITE E LOUISVILLE CO 80027 1 0 0 0 Common Stock 2022-04-01 4 A 0 19879 0 A 19879 D Represents restriced stock units, which upon vesting of the unit, represent the contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 12 equal installments commencing on the Transaction Date and then quarterly thereafter on February 15, May 15, August 15, and November 15 of each year, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. /s/ James Liebscher, attorney-in-fact on behalf of Lesa B. Roe 2022-04-01