0001606587-22-001222.txt : 20220518 0001606587-22-001222.hdr.sgml : 20220518 20220518162501 ACCESSION NUMBER: 0001606587-22-001222 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220518 DATE AS OF CHANGE: 20220518 EFFECTIVENESS DATE: 20220518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWA, LLC CENTRAL INDEX KEY: 0001844480 IRS NUMBER: 824613188 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20580 FILM NUMBER: 22939428 BUSINESS ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 BUSINESS PHONE: 918-984-9110 MAIL ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001844480 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT COWA, LLC

8801 S. YALE AVENUE SUITE 420 TULSA OK 74137

13F HOLDINGS REPORT 028-20580 N James E. Diacon 918-984-9110 JAMES E. DIACON TULSA OK 05-18-2022 0 158 201497 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 487 4114 SH SOLE None 0 0 4114 ABRDN BLOOMBERG ALL COMMODITY STRATEGY BBRG ALL COMD K1 003261104 1121 39027 SH SOLE None 0 0 39027 AVANTIS EMERGING MARKETS EQUITY ETF AVANTIS EMGMKT 025072604 281 4734 SH SOLE None 0 0 4734 AVANTIS U.S. SMALL CAP VALUE ETF US SML CP VALU 025072877 4548 56943 SH SOLE None 0 0 56943 AVANTIS US SMALL CAP VALUE ETF US SML CP VALU 025072877 2565 31881 SH SOLE None 31881 0 0 AMERICAN EXPRESS COMPANY COM 025816109 211 1129 SH SOLE None 0 0 1129 AMGEN INCORPORATED COM 031162100 557 2305 SH SOLE None 0 0 2305 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF CWP ENHANCED DIV 032108409 535 14290 SH SOLE None 0 0 14290 APPLE INCORPORATED COM 037833100 7106 40694 SH SOLE None 0 0 40694 ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 572 8620 SH SOLE None 0 0 8620 BP PLC SPONSORED ADR SPONSORED ADR 055622104 609 20702 SH SOLE None 0 0 20702 BK OF AMERICA CORPORATION COM 060505104 1254 30431 SH SOLE None 0 0 30431 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 471 1334 SH SOLE None 0 0 1334 BOEING COMPANY COM 097023105 322 1684 SH SOLE None 0 0 1684 BRISTOLMYERS SQUIBB COMPANY COM 110122108 1211 16578 SH SOLE None 0 0 16578 CAMBRIA SHAREHOLDER YIELD ETF SHSHLD YIELD ETF 132061201 377 5896 SH SOLE None 0 0 5896 CHEVRON CORPORATION NEW COM 166764100 785 4818 SH SOLE None 0 0 4818 CITIGROUP INCORPORATED COM NEW COM NEW 172967424 334 6250 SH SOLE None 0 0 6250 CLOROX COMPANY DEL COM 189054109 264 1900 SH SOLE None 0 0 1900 COCA COLA COMPANY COM 191216100 561 9051 SH SOLE None 0 0 9051 DANAHER CORPORATION COM 235851102 862 2937 SH SOLE None 0 0 2937 DEERE COMPANY COM 244199105 225 542 SH SOLE None 0 0 542 DELTA AIR LINES INCORPORATED DEL COM NEW COM NEW 247361702 579 14640 SH SOLE None 0 0 14640 EMERSON ELEC COMPANY COM 291011104 228 2325 SH SOLE None 0 0 2325 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 2001 77532 SH SOLE None 0 0 77532 FISERV INCORPORATED COM 337738108 285 2808 SH SOLE None 0 0 2808 GENERAL ELECTRIC COMPANY COM NEW COM NEW 369604301 265 2897 SH SOLE None 0 0 2897 HOME DEPOT INCORPORATED COM 437076102 624 2085 SH SOLE None 0 0 2085 INTEL CORPORATION COM 458140100 258 5213 SH SOLE None 0 0 5213 INVESCO FTSE RAFI US 1000 ETF COM 458140100 316 1830 SH SOLE None 1830 0 0 INTERNATIONAL BUSINESS MACHINES COM 459200101 620 4765 SH SOLE None 0 0 4765 INTERNATIONAL PAPER COMPANY COM 460146103 463 10021 SH SOLE None 0 0 10021 ISHARES GOLD TR ISHARES NEW ISHARES NEW 464285204 3590 97486 SH SOLE None 0 0 97486 ISHARES INCORPORATED EM MKTS DIV ETF EM MKTS DIV ETF 464286319 348 10655 SH SOLE None 0 0 10655 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 214 1670 SH SOLE None 0 0 1670 ISHARES TR CORE SP500 ETF CORE S&P500 ETF 464287200 5185 11428 SH SOLE None 0 0 11428 ISHARES TR CORE SP MCP ETF CORE S&P MCP ETF 464287507 2644 9852 SH SOLE None 0 0 9852 ISHARES CORE SP MID CAPETF IV CORE S&P MCP ETF 464287507 2173 8015 SH SOLE None 8015 0 0 ISHARES TR CORE SP SCP ETF CORE S&P SCP ETF 464287804 1382 12809 SH SOLE None 0 0 12809 ISHARES CORE SP SMALL CAP ETF IV CORE S&P SCP ETF 464287804 288 2656 SH SOLE None 2656 0 0 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 5134 161611 SH SOLE None 0 0 161611 ISHARES INTERNATIONAL SEL DIV ETF IV INTL SEL DIV ETF 464288448 378 11845 SH SOLE None 11845 0 0 ISHARES TR CRE U S REIT ETF CRE U S REIT ETF 464288521 2903 44897 SH SOLE None 0 0 44897 ISHARES CORE US REIT ETF CRE U S REIT ETF 464288521 1428 21800 SH SOLE None 21800 0 0 ISHARES TR GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 210 3884 SH SOLE None 0 0 3884 JACK IN THE BOX INCORPORATED COM 466367109 211 2255 SH SOLE None 0 0 2255 JPMORGAN CHASE 7.62526 DUE 101526 COM 478160104 29 25000 PRN SOLE None 25000 0 0 KEYCORP COM 493267108 627 28023 SH SOLE None 0 0 28023 KRAFT HEINZ COMPANY COM 500754106 472 11984 SH SOLE None 0 0 11984 LILLY ELI COMPANY COM 532457108 206 719 SH SOLE None 0 0 719 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM UNIT RP LP 559080106 996 20300 SH SOLE None 0 0 20300 MARTIN MARIETTA M 2.530 DUE 031530 COM UNIT RP LP 559080106 9 10000 SH SOLE None 10000 0 0 MICROSOFT CORPORATION COM 594918104 920 2985 SH SOLE None 0 0 2985 NORFOLK SOUTHN CORPORATION COM 655844108 210 735 SH SOLE None 0 0 735 NORTHERN OIL AND GAS INCORPORATED MN COM 665531307 240 8497 SH SOLE None 0 0 8497 OGE ENERGY CORPORATION COM 670837103 620 15195 SH SOLE None 0 0 15195 OCCIDENTAL PETE CORPORATION COM 674599105 214 3765 SH SOLE None 0 0 3765 OLAPLEX HLDGS INCORPORATED COM 679369108 232 14872 SH SOLE None 0 0 14872 OLD REP INTERNATIONAL CORPORATION COM 680223104 731 28259 SH SOLE None 0 0 28259 ONEOK INCORPORATED NEW COM 682680103 3761 53244 SH SOLE None 0 0 53244 PEPSICO INCORPORATED COM 713448108 538 3211 SH SOLE None 0 0 3211 PHILLIPS 66 COM 713448108 523 6039 SH SOLE None 6039 0 0 PFIZER INCORPORATED COM 717081103 271 5242 SH SOLE None 0 0 5242 PHILLIPS 66 COM 718546104 939 10866 SH SOLE None 0 0 10866 PRUDENTIAL FINL INCORPORATED COM 744320102 912 7718 SH SOLE None 0 0 7718 RPM INTERNATIONAL INCORPORATED COM 749685103 263 3226 SH SOLE None 0 0 3226 SCHWAB FUNDAMENTAL US LARGE COMPANY IDX COM 756109104 1528 65436 PRN SOLE None 65436 0 0 SHELL PLC SPON ADS SPON ADS 780259305 885 16110 SH SOLE None 0 0 16110 SCHWAB INTERNATIONAL DIVIDEND EQUITY ETF INTERNL DIVID 808524672 1771 68970 SH SOLE None 0 0 68970 SCHWAB INTERNATIONAL DIVIDND EQY ETF INTERNL DIVID 808524672 242 9410 PRN SOLE None 9410 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF SCHWAB FDT US LG 808524771 2105 35974 SH SOLE None 0 0 35974 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 4936 62562 SH SOLE None 0 0 62562 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 1123 14115 SH SOLE None 14115 0 0 TECK RESOURCES LIMITED CLASS B CL B 878742204 811 20089 SH SOLE None 0 0 20089 VALLEY NATL BANCORP COM 919794107 130 10000 SH SOLE None 0 0 10000 VANGUARD FTSE ALLWORLD EXUS ETF ALLWRLD EX US 922042775 2850 49485 SH SOLE None 0 0 49485 VANGUARD REAL ESTATE ETF IV REAL ESTATE ETF 922908553 768 7000 SH SOLE None 7000 0 0 VANGUARD SMALLCAP ETF SMALL CP ETF 922908751 317 1490 SH SOLE None 0 0 1490 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 217 955 SH SOLE None 0 0 955 WALMART INCORPORATED COM 931142103 683 4589 SH SOLE None 0 0 4589 WALGREENS BOOTS ALLIANCE INCORPORATED COM 931427108 312 6959 SH SOLE None 0 0 6959 WELLS FARGO COMPANY NEW COM 949746101 451 9300 SH SOLE None 0 0 9300 WEYERHAEUSER COMPANY MTN BE COM NEW REIT COM NEW 962166104 368 9700 SH SOLE None 0 0 9700 WELLS FARGO CO STEP 26 DUE 022126MULTI STEP CPN COM NEW 962166104 45 50000 PRN SOLE None 50000 0 0 RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 284 2867 SH SOLE None 0 0 2867 ALERIAN MLP ETF ALERIAN MLP 00162Q452 2004 52328 SH SOLE None 0 0 52328 ATT INCORPORATED COM 00206R102 424 17935 SH SOLE None 0 0 17935 ABBVIE INCORPORATED COM 00287Y109 1077 6642 SH SOLE None 0 0 6642 ALLIANCE RESOURCE PARTNERS L P UT LTD PART UT LTD PART 01877R108 518 33558 SH SOLE None 0 0 33558 ALTRIA GROUP INCORPORATED COM 02209S103 414 7917 SH SOLE None 0 0 7917 ANTERO RESOURCES CORPORATION COM 03674X106 864 28284 SH SOLE None 0 0 28284 APA CORPORATION COM 03743Q108 426 10300 SH SOLE None 0 0 10300 BOK FINL CORPORATION COM NEW COM NEW 05561Q201 601 6397 SH SOLE None 0 0 6397 BROADCOM INCORPORATED COM 11135F101 205 325 SH SOLE None 0 0 325 B2GOLD CORPORATION COM 11777Q209 51 11035 SH SOLE None 0 0 11035 CISCO SYSTEMS INCORPORATED COM 17275R102 789 14145 SH SOLE None 0 0 14145 CONOCOPHILLIPS COM 20825C104 1594 15939 SH SOLE None 0 0 15939 CONOCOPHILLIPS COM 20825C104 789 7812 SH SOLE None 7812 0 0 DXC TECHNOLOGY COMPANY COM 23355L106 646 19793 SH SOLE None 0 0 19793 DIMENSIONAL US CORE EQUITY MARKET ETF US CORE EQT MKT 25434V104 2791 88555 SH SOLE None 0 0 88555 DIMENSIONAL US CORE EQUITY MARKT ETF US CORE EQT MKT 25434V104 5403 169632 SH SOLE None 169632 0 0 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF INTL CORE EQT MK 25434V203 3812 135435 SH SOLE None 0 0 135435 DIMENSIONAL INTERN CORE EQT MKT ETF INTL CORE EQT MK 25434V203 7000 247165 SH SOLE None 247165 0 0 DIMENSIONAL ETF TRUST INTL VALE ETF INTERNATNAL VAL 25434V807 1401 41848 SH SOLE None 0 0 41848 DIMENSIONAL INTERNATIONAL VAL ETF INTERNATNAL VAL 25434V807 726 21569 SH SOLE None 21569 0 0 EXXON MOBIL CORPORATION COM 30231G102 465 5630 SH SOLE None 0 0 5630 GLOBAL X NASDAQ 100 COVERED CALL ETF NASDAQ 100 COVER 37954Y483 257 12238 SH SOLE None 0 0 12238 HERTZ GLOBAL HLDGS INCORPORATED COM NEW COM NEW 42806J700 396 17873 SH SOLE None 0 0 17873 HEWLETT PACKARD ENTERPRISE COMPANY COM 42824C109 434 25947 SH SOLE None 0 0 25947 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K1 ETF OPTIMUM YIELD 46090F100 206 11660 SH SOLE None 0 0 11660 INVESCO SP 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 2007 12600 SH SOLE None 12600 0 0 INVESCO QQQ TRUST FTSE RAFI 1000 46137V613 985 2689 SH SOLE None 2689 0 0 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 4084 38206 SH SOLE None 0 0 38206 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 548 7602 SH SOLE None 0 0 7602 ISHARES TR MSCI USA QLT FCT MSCI USA QLT FCT 46432F339 1001 7435 SH SOLE None 0 0 7435 ISHARES TR MSCI USA VALUE MSCI USA VALUE 46432F388 3124 29875 SH SOLE None 0 0 29875 ISHARES MSCI USA VALUE FACTOR ETF MSCI USA VALUE 46432F388 204 1931 SH SOLE None 1931 0 0 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 5519 79405 SH SOLE None 0 0 79405 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 456 6520 SH SOLE None 6520 0 0 ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI EAFE 46432F842 225 3358 SH SOLE None 3358 0 0 ISHARES TR MSCI INTL MULTFT MSCI INTL MULTFT 46434V274 1479 53442 SH SOLE None 0 0 53442 ISHARES TR 03 MNTH TREASRY 0-3 MNTH TREASRY 46436E718 1468 14670 SH SOLE None 0 0 14670 ISHARES 0 TO 3 MNTH TREASURY BND ETF 0-3 MNTH TREASRY 46436E718 14430 144240 SH SOLE None 144240 0 0 JPMORGAN CHASE COMPANY COM 46625H100 460 3376 SH SOLE None 0 0 3376 JPMORGAN ULTRASHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 1082 21370 SH SOLE None 0 0 21370 LIBERTY MEDIA CORPORATION DEB 4.000%11/1 530715AG6 10 17000 SH SOLE None 0 0 17000 LIVENT CORPORATION COM 53814L108 210 8047 SH SOLE None 0 0 8047 MCDONALDS CORP 2.12530 DUE 030130 COM 580135101 23 25000 SH SOLE None 25000 0 0 NUVEEN PREFERRED INCM SECURTIES FD COM 67072C105 84 10049 SH SOLE None 0 0 10049 NUTRIEN LIMITED COM 67077M108 344 3309 SH SOLE None 0 0 3309 PAYPAL HLDGS INCORPORATED COM 70450Y103 211 1821 SH SOLE None 0 0 1821 PLAINS GP HLDGS L P LTD PARTNR INT A LTD PARTNR INT A 72651A207 333 28812 SH SOLE None 0 0 28812 SPDR SP 500 ETF TR UNIT 78462F103 1976 4375 SH SOLE None 0 0 4375 SPDR SP 500 ETF TR UNIT 78462F103 1021 2236 SH SOLE None 2236 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 2598 14383 SH SOLE None 0 0 14383 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 218 5650 SH SOLE None 0 0 5650 SPDR SP EMERGING MARKETS DIVIDEND ETF S&P EM MKT DIV 78463X533 322 11036 SH SOLE None 0 0 11036 SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF DJ INTL RL ETF 78463X863 384 11258 SH SOLE None 0 0 11258 SPDR PORTFOLIO SP 500 VALUE ETF PRTFLO S&P500 VL 78464A508 746 17867 SH SOLE None 0 0 17867 SPDR SP REGIONAL BANKING ETF S&P REGL BKG 78464A698 208 3020 SH SOLE None 0 0 3020 SPDR SP BANK ETF S&P BK ETF 78464A797 304 5800 SH SOLE None 0 0 5800 SPDR SSGA ULTRA SHORT TERM BOND ETF ULT SHT TRM BD 78467V707 2734 68287 SH SOLE None 0 0 68287 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 6118 17641 SH SOLE None 0 0 17641 SPDR SP MIDCAP 400 ETF IV UTSER1 S&PDCRP 78467Y107 218 440 SH SOLE None 440 0 0 SPDR BLOOMBERG INVESTMENT GRADE FLOATING BLOOMBERG INVT 78468R200 5719 187570 SH SOLE None 0 0 187570 SPDR SP OIL GAS EXPLORATION PRODUCTION ETF S&P OILGAS EXP 78468R556 1756 13049 SH SOLE None 0 0 13049 SPDR PORTFOLIO SP 500 HIGH DIVIDEND ETF PRTFLO S&P500 HI 78468R788 5836 132781 SH SOLE None 0 0 132781 SPDR SP 500 HIGH DIVIDEND ETF PRTFLO S&P500 HI 78468R788 4509 101821 SH SOLE None 101821 0 0 SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF SSGA US SMAL ETF 78468R887 957 8380 SH SOLE None 0 0 8380 SPDR ENERGY SELECT SECTOR FUND ENERGY 81369Y506 1337 17490 SH SOLE None 0 0 17490 SPDR FINANCIAL SELECT SECTOR FUND FINANCIAL 81369Y605 374 9750 SH SOLE None 0 0 9750 SPDR UTILITIES SELECT SECTOR FUND SBI INT-UTILS 81369Y886 436 5851 SH SOLE None 0 0 5851 VANGUARD ENERGY ETF ENERGY ETF 92204A306 708 6612 SH SOLE None 0 0 6612 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 745 14623 SH SOLE None 0 0 14623 VISTRA CORPORATION COM 92840M102 269 11585 SH SOLE None 0 0 11585 ORION ENGINEERED CARBONS S A COM L72967109 383 24008 SH SOLE None 0 0 24008 CNH INDL N V SHS SHS N20944109 206 13000 SH SOLE None 0 0 13000 LYONDELLBASELL INDUSTRIES N V SHS A SHS - A - N53745100 311 3021 SH SOLE None 0 0 3021