0001606587-22-000335.txt : 20220204 0001606587-22-000335.hdr.sgml : 20220204 20220204143012 ACCESSION NUMBER: 0001606587-22-000335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 EFFECTIVENESS DATE: 20220204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWA, LLC CENTRAL INDEX KEY: 0001844480 IRS NUMBER: 824613188 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20580 FILM NUMBER: 22592606 BUSINESS ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 BUSINESS PHONE: 918-984-9110 MAIL ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001844480 XXXXXXXX 12-31-2021 12-31-2021 false COWA, LLC

8801 S. YALE AVENUE SUITE 420 TULSA OK 74137

13F HOLDINGS REPORT 028-20580 N James E. Diacon 918-984-9110 JAMES E. DIACON TULSA OK 02-03-2022 0 157 198720 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 579 4114 SH SOLE None 0 0 4114 ABRDN BLOOMBERG ALL COMMODITY STRATEGY BBRG ALL COMD K1 003261104 1078 46906 SH SOLE None 0 0 46906 AVANTIS EMERGING MARKETS EQUITY ETF AVANTIS EMGMKT 025072604 832 13134 SH SOLE None 0 0 13134 AVANTIS U.S. SMALL CAP VALUE ETF US SML CP VALU 025072877 2995 37558 SH SOLE None 0 0 37558 AVANTIS US SMALL CAP VALUE ETF US SML CP VALU 025072877 2184 27345 SH SOLE None 27345 0 0 AMGEN INCORPORATED COM 031162100 449 1995 SH SOLE None 0 0 1995 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF CWP ENHANCED DIV 032108409 615 16095 SH SOLE None 0 0 16095 APPLE INCORPORATED COM 037833100 6919 38964 SH SOLE None 0 0 38964 ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 502 8620 SH SOLE None 0 0 8620 BP PLC SPONSORED ADR SPONSORED ADR 055622104 531 19956 SH SOLE None 0 0 19956 BK OF AMERICA CORPORATION COM 060505104 1310 29452 SH SOLE None 0 0 29452 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 399 1334 SH SOLE None 0 0 1334 BOEING COMPANY COM 097023105 353 1754 SH SOLE None 0 0 1754 BRISTOL MYERS SQUIBB COMPANY COM 110122108 1046 16784 SH SOLE None 0 0 16784 CAMBRIA SHAREHOLDER YIELD ETF SHSHLD YIELD ETF 132061201 381 5890 SH SOLE None 0 0 5890 CARNIVAL CORPORATION COMMON STOCK COMMON STOCK 143658300 219 10900 SH SOLE None 0 0 10900 CHEVRON CORPORATION NEW COM 166764100 613 5219 SH SOLE None 0 0 5219 CLOROX COMPANY DEL COM 189054109 331 1900 SH SOLE None 0 0 1900 COCA COLA COMPANY COM 191216100 536 9051 SH SOLE None 0 0 9051 DANAHER CORPORATION COM 235851102 966 2937 SH SOLE None 0 0 2937 EMERSON ELEC COMPANY COM 291011104 216 2325 SH SOLE None 0 0 2325 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 1702 77486 SH SOLE None 0 0 77486 GENERAL ELECTRIC COMPANY COM NEW COM NEW 369604301 249 2631 SH SOLE None 0 0 2631 HOME DEPOT INCORPORATED COM 437076102 865 2085 SH SOLE None 0 0 2085 ILLINOIS TOOL WKS INCORPORATED COM 452308109 211 855 SH SOLE None 0 0 855 INTEL CORPORATION COM 458140100 268 5213 SH SOLE None 0 0 5213 INVESCO FTSE RAFI US 1000 ETF COM 458140100 314 1830 SH SOLE None 1830 0 0 INTERNATIONAL BUSINESS MACHINES COM 459200101 647 4838 SH SOLE None 0 0 4838 INTERNATIONAL PAPER COMPANY COM 460146103 342 7289 SH SOLE None 0 0 7289 ISHARES GOLD TR ISHARES NEW ISHARES NEW 464285204 3300 94798 SH SOLE None 0 0 94798 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 205 1670 SH SOLE None 0 0 1670 ISHARES TR CORE S P500 ETF CORE S&P500 ETF 464287200 5868 12302 SH SOLE None 0 0 12302 ISHARES TR CORE S P MCP ETF CORE S&P MCP ETF 464287507 3563 12587 SH SOLE None 0 0 12587 ISHARES CORE S P MID CAPETF IV CORE S&P MCP ETF 464287507 2141 7530 SH SOLE None 7530 0 0 ISHARES TR CORE S P SCP ETF CORE S&P SCP ETF 464287804 2354 20555 SH SOLE None 0 0 20555 ISHARES CORE S P SMALL CAP ETF IV CORE S&P SCP ETF 464287804 352 3067 SH SOLE None 3067 0 0 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 4936 158318 SH SOLE None 0 0 158318 ISHARES INTERNATIONAL SEL DIV ETF IV INTL SEL DIV ETF 464288448 370 11845 SH SOLE None 11845 0 0 ISHARES TR CRE U S REIT ETF CRE U S REIT ETF 464288521 3028 44803 SH SOLE None 0 0 44803 ISHARES CORE US REIT ETF CRE U S REIT ETF 464288521 1199 17635 SH SOLE None 17635 0 0 ISHARES TR GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 254 4455 SH SOLE None 0 0 4455 JPMORGAN CHASE 7.625 26 DUE 10 15 26 COM 478160104 31 25000 PRN SOLE None 25000 0 0 KEYCORP COM 493267108 627 27123 SH SOLE None 0 0 27123 KRAFT HEINZ COMPANY COM 500754106 350 9740 SH SOLE None 0 0 9740 LAS VEGAS SANDS CORPORATION COM 517834107 225 5987 SH SOLE None 0 0 5987 LENNAR CORPORATION CLASS A CL A 526057104 371 3192 SH SOLE None 0 0 3192 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM UNIT RP LP 559080106 951 20480 SH SOLE None 0 0 20480 MARTIN MARIETTA M 2.5 30 DUE 03 15 30 COM UNIT RP LP 559080106 10 10000 PRN SOLE None 10000 0 0 METROPOLITAN WEST TOTAL RETURN BD M COM 580135101 396 36383 SH SOLE None 36383 0 0 MICROSOFT CORPORATION COM 594918104 1018 3026 SH SOLE None 0 0 3026 NORFOLK SOUTHN CORPORATION COM 655844108 219 735 SH SOLE None 0 0 735 OGE ENERGY CORPORATION COM 670837103 583 15195 SH SOLE None 0 0 15195 OK DFA 5 34SYST HLTH DUE 02 15 34XTRO COM 670837103 30 30000 PRN SOLE None 30000 0 0 OLD REP INTERNATIONAL CORPORATION COM 680223104 686 27897 SH SOLE None 0 0 27897 ONEOK INCORPORATED NEW COM 682680103 3168 53918 SH SOLE None 0 0 53918 PEPSICO INCORPORATED COM 713448108 553 3181 SH SOLE None 0 0 3181 PHILLIPS 66 COM 713448108 473 6522 SH SOLE None 6522 0 0 PFIZER INCORPORATED COM 717081103 354 5987 SH SOLE None 0 0 5987 PHILLIPS 66 COM 718546104 988 13634 SH SOLE None 0 0 13634 PHILLIPS 66 3.7 23 DUE 04 06 23 COM 718546104 36 35000 PRN SOLE None 35000 0 0 PRUDENTIAL FINL INCORPORATED COM 744320102 833 7695 SH SOLE None 0 0 7695 RPM INTERNATIONAL INCORPORATED COM 749685103 326 3226 SH SOLE None 0 0 3226 SCHWAB FUNDAMENTAL US LARGE COMPANY IDX COM 756109104 2712 118126 SH SOLE None 118126 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONS ADR A 780259206 228 5260 SH SOLE None 0 0 5260 SCHWAB INTERNATIONAL DIVIDEND EQUITY ETF INTERNL DIVID 808524672 1663 64819 SH SOLE None 0 0 64819 SCHWAB INTERNATIONAL DIVIDND EQY ETF INTERNL DIVID 808524672 240 9370 SH SOLE None 9370 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF SCHWAB FDT US LG 808524771 677 11542 SH SOLE None 0 0 11542 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 5607 69362 SH SOLE None 0 0 69362 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 1911 23605 SH SOLE None 23605 0 0 SOUTHWESTERN ENERGY COMPANY COM 845467109 207 44384 SH SOLE None 0 0 44384 TECK RESOURCES LIMITED CLASS B CL B 878742204 575 19939 SH SOLE None 0 0 19939 UNITED AIRLS HLDGS INCORPORATED COM 910047109 287 6566 SH SOLE None 0 0 6566 VALLEY NATL BANCORP COM 919794107 138 10000 SH SOLE None 0 0 10000 VANGUARD FTSE ALL WORLD EX US ETF ALLWRLD EX US 922042775 3002 48982 SH SOLE None 0 0 48982 VANGUARD REAL ESTATE ETF IV REAL ESTATE ETF 922908553 798 6850 SH SOLE None 6850 0 0 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 400 1770 SH SOLE None 0 0 1770 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 233 965 SH SOLE None 0 0 965 WALMART INCORPORATED COM 931142103 664 4589 SH SOLE None 0 0 4589 WALGREENS BOOTS ALLIANCE INCORPORATED COM 931427108 337 6457 SH SOLE None 0 0 6457 WELLS FARGO COMPANY NEW COM 949746101 446 9300 SH SOLE None 0 0 9300 WEYERHAEUSER COMPANY MTN BE COM NEW REIT COM NEW 962166104 399 9700 SH SOLE None 0 0 9700 RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 249 2891 SH SOLE None 0 0 2891 ALERIAN MLP ETF ALERIAN MLP 00162Q452 1689 51588 SH SOLE None 0 0 51588 AT T INCORPORATED COM 00206R102 662 26896 SH SOLE None 0 0 26896 ABBVIE INCORPORATED COM 00287Y109 939 6934 SH SOLE None 0 0 6934 ALLIANCE RESOURCE PARTNERS L P UT LTD PART UT LTD PART 01877R108 424 33558 SH SOLE None 0 0 33558 ALTRIA GROUP INCORPORATED COM 02209S103 337 7117 SH SOLE None 0 0 7117 ANTERO RESOURCES CORPORATION COM 03674X106 458 26163 SH SOLE None 0 0 26163 APA CORPORATION COM 03743Q108 258 9600 SH SOLE None 0 0 9600 BOK FINL CORPORATION COM NEW COM NEW 05561Q201 675 6397 SH SOLE None 0 0 6397 BROADCOM INCORPORATED COM 11135F101 216 325 SH SOLE None 0 0 325 B2GOLD CORPORATION COM 11777Q209 43 11027 SH SOLE None 0 0 11027 CISCO SYSTEMS INCORPORATED COM 17275R102 896 14145 SH SOLE None 0 0 14145 CONOCOPHILLIPS COM 20825C104 1870 25901 SH SOLE None 0 0 25901 CONOCOPHILLIPS COM 20825C104 738 10223 SH SOLE None 10223 0 0 COUPANG INCORPORATED CLASS A CL A 22266T109 272 9267 SH SOLE None 0 0 9267 DXC TECHNOLOGY COMPANY COM 23355L106 629 19525 SH SOLE None 0 0 19525 DELL TECHNOLOGIES INCORPORATED CLASS C CL C 24703L202 210 3731 SH SOLE None 0 0 3731 DIMENSIONAL US CORE EQUITY MARKET ETF US CORE EQT MKT 25434V104 2926 88670 SH SOLE None 0 0 88670 DIMENSIONAL US CORE EQUITY MARKT ETF US CORE EQT MKT 25434V104 4540 137260 SH SOLE None 137260 0 0 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF INTL CORE EQT MK 25434V203 3864 130675 SH SOLE None 0 0 130675 DIMENSIONAL INTERN CORE EQT MKT ETF INTL CORE EQT MK 25434V203 7282 245355 SH SOLE None 245355 0 0 EXXON MOBIL CORPORATION COM 30231G102 354 5790 SH SOLE None 0 0 5790 FTC SOLAR INCORPORATED COM 30320C103 177 23457 SH SOLE None 0 0 23457 FORTIVE CORPORATION COM 34959J108 341 4464 SH SOLE None 0 0 4464 GLOBAL X NASDAQ 100 COVERED CALL ETF NASDAQ 100 COVER 37954Y483 302 13593 SH SOLE None 0 0 13593 HEWLETT PACKARD ENTERPRISE COMPANY COM 42824C109 275 17439 SH SOLE None 0 0 17439 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K 1 ETF OPTIMUM YIELD 46090F100 164 11660 SH SOLE None 0 0 11660 INVESCO S P 500 EQUAL WEIGHT ETF S&P500 EQL UTL 46137V274 3125 19155 SH SOLE None 19155 0 0 INVESCO QQQ TRUST FTSE RAFI 1000 46137V613 1072 2689 SH SOLE None 2689 0 0 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 3948 39089 SH SOLE None 0 0 39089 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 666 8672 SH SOLE None 0 0 8672 ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 317 3916 SH SOLE None 0 0 3916 ISHARES TR MSCI USA QLT FCT MSCI USA QLT FCT 46432F339 2342 16088 SH SOLE None 0 0 16088 ISHARES TR MSCI USA VALUE MSCI USA VALUE 46432F388 2814 25705 SH SOLE None 0 0 25705 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 6644 89010 SH SOLE None 0 0 89010 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 698 9320 SH SOLE None 9320 0 0 ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI EAFE 46432F842 464 6518 SH SOLE None 6518 0 0 ISHARES TR MSCI INTL MULTFT MSCI INTL MULTFT 46434V274 1540 53433 SH SOLE None 0 0 53433 JPMORGAN CHASE COMPANY COM 46625H100 639 4037 SH SOLE None 0 0 4037 JPMORGAN ULTRA SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 1096 21470 SH SOLE None 0 0 21470 LIBERTY MEDIA CORPORATION DEB 4.000%11/1 530715AG6 12 17000 SH SOLE None 0 0 17000 LIVENT CORPORATION COM 53814L108 542 22238 SH SOLE None 0 0 22238 MCDONALD S CORP 2.125 30 DUE 03 01 30 COM 580135101 24 25000 PRN SOLE None 25000 0 0 NUTRIEN LIMITED COM 67077M108 419 5567 SH SOLE None 0 0 5567 PAYPAL HLDGS INCORPORATED COM 70450Y103 516 2738 SH SOLE None 0 0 2738 PLAINS GP HLDGS L P LTD PARTNR INT A LTD PARTNR INT A 72651A207 180 17764 SH SOLE None 0 0 17764 SPDR S P 500 ETF TR UNIT 78462F103 2094 4408 SH SOLE None 0 0 4408 SPDR S P 500 ETF TR UNIT 78462F103 1087 2284 SH SOLE None 2284 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 1773 10369 SH SOLE None 0 0 10369 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 359 8647 SH SOLE None 0 0 8647 SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF DJ INTL RL ETF 78463X863 401 11252 SH SOLE None 0 0 11252 SPDR PORTFOLIO S P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 558 13295 SH SOLE None 0 0 13295 SPDR S P REGIONAL BANKING ETF S&P REGL BKG 78464A698 214 3017 SH SOLE None 0 0 3017 SPDR S P BANK ETF S&P BK ETF 78464A797 316 5800 SH SOLE None 0 0 5800 SPDR SSGA ULTRA SHORT TERM BOND ETF ULT SHT TRM BD 78467V707 7456 184917 SH SOLE None 0 0 184917 SPDR SSGA ULTRA SHORT TERM BOND ETF ULT SHT TRM BD 78467V707 5617 139380 SH SOLE None 139380 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 6454 17765 SH SOLE None 0 0 17765 SPDR S P MIDCAP 400 ETF IV UTSER1 S&PDCRP 78467Y107 322 620 SH SOLE None 620 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 217 7140 SH SOLE None 0 0 7140 SPDR BLOOMBERG INVESTMENT GRADE FLOATING BLOOMBERG INVT 78468R200 6853 224011 SH SOLE None 0 0 224011 SPDR BLOOMBERG INT GRD FLT RT ETF BLOOMBERG INVT 78468R200 5158 168633 SH SOLE None 168633 0 0 SPDR BLOOMBERG SHORT TERM HIGH YIELD BON BLOOMBERG SHT TE 78468R408 202 7455 SH SOLE None 0 0 7455 SPDR PORTFOLIO S P 500 HIGH DIVIDEND ETF PRTFLO S&P500 HI 78468R788 4703 111836 SH SOLE None 0 0 111836 SPDR S P 500 HIGH DIVIDEND ETF IV PRTFLO S&P500 HI 78468R788 3735 88625 SH SOLE None 88625 0 0 SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF SSGA US SMAL ETF 78468R887 1001 8380 SH SOLE None 0 0 8380 SPDR ENERGY SELECT SECTOR FUND ENERGY 81369Y506 879 15832 SH SOLE None 0 0 15832 SPDR FINANCIAL SELECT SECTOR FUND FINANCIAL 81369Y605 382 9790 SH SOLE None 0 0 9790 SPDR UTILITIES SELECT SECTOR FUND SBI INT-UTILS 81369Y886 327 4564 SH SOLE None 0 0 4564 SYNAPTICS INCORPORATED COM 87157D109 326 1127 SH SOLE None 0 0 1127 VANGUARD ENERGY ETF ENERGY ETF 92204A306 552 7111 SH SOLE None 0 0 7111 VANGUARD SHORT TERM COR BD ETF SHRT TRM CORP BD 92206C409 306 3770 SH SOLE None 3770 0 0 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 400 7696 SH SOLE None 0 0 7696 VISTRA CORPORATION COM 92840M102 263 11541 SH SOLE None 0 0 11541 ORION ENGINEERED CARBONS S A COM L72967109 437 23776 SH SOLE None 0 0 23776 CNH INDL N V SHS SHS N20944109 252 13000 SH SOLE None 0 0 13000 LYONDELLBASELL INDUSTRIES N V SHS A SHS - A - N53745100 254 2754 SH SOLE None 0 0 2754