0001606587-21-000988.txt : 20210802
0001606587-21-000988.hdr.sgml : 20210802
20210802154235
ACCESSION NUMBER: 0001606587-21-000988
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210802
DATE AS OF CHANGE: 20210802
EFFECTIVENESS DATE: 20210802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWA, LLC
CENTRAL INDEX KEY: 0001844480
IRS NUMBER: 824613188
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20580
FILM NUMBER: 211135871
BUSINESS ADDRESS:
STREET 1: 8801 S. YALE AVENUE
STREET 2: SUITE 420
CITY: TULSA
STATE: OK
ZIP: 74137
BUSINESS PHONE: 918-984-9110
MAIL ADDRESS:
STREET 1: 8801 S. YALE AVENUE
STREET 2: SUITE 420
CITY: TULSA
STATE: OK
ZIP: 74137
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001844480
XXXXXXXX
06-30-2021
06-30-2021
false
COWA, LLC
8801 S. YALE AVENUE
SUITE 420
TULSA
OK
74137
13F HOLDINGS REPORT
028-20580
N
James E. Diacon
Chief Compliance Officer/Investment Adviser Representative
918-984-9110
JAMES E. DIACON
TULSA
OK
07-28-2021
0
140
160505
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INCORPORATED
COM
00287Y109
830
7265
SH
SOLE
None
0
0
7265
ALERIAN MLP ETF
ALERIAN MLP
00162Q452
1312
36445
SH
SOLE
None
0
0
36445
ALIBABA GROUP HLDG LIMITED SPONSORED ADS
SPONSORED ADS
01609W102
1317
5938
SH
SOLE
None
0
0
5938
ALLIANCE RESOURCE PARTNERS L P UT LTD PART
UT LTD PART
01877R108
251
34558
SH
SOLE
None
0
0
34558
ALPHABET INCORPORATED CAP STK CLASS C
CAP STK CL C
02079K107
500
198
SH
SOLE
None
0
0
198
ALTRIA GROUP INCORPORATED
COM
02209S103
342
7117
SH
SOLE
None
0
0
7117
AMERICAN EXPRESS COMPANY
COM
025816109
107
105000
SH
SOLE
None
0
0
105000
ASTRAZENECA PLC SPONSORED ADR
SPONSORED ADR
046353108
541
8970
SH
SOLE
None
0
0
8970
ATT INCORPORATED
COM
00206R102
1223
42184
SH
SOLE
None
0
0
42184
AVANTIS U.S. SMALL CAP VALUE ETF
US SML CP VALU
025072877
1350
17564
SH
SOLE
None
0
0
17564
AVNET INCORPORATED
COM
053807103
323
8017
SH
SOLE
None
0
0
8017
B2GOLD CORPORATION
COM
11777Q209
208
49781
SH
SOLE
None
0
0
49781
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
CL B NEW
084670702
371
1334
SH
SOLE
None
0
0
1334
BK OF AMERICA CORPORATION
COM
060505104
1275
31109
SH
SOLE
None
0
0
31109
BOEING COMPANY
COM
097023105
400
1666
SH
SOLE
None
0
0
1666
BOK FINL CORPORATION COM NEW
COM NEW
05561Q201
558
6397
SH
SOLE
None
0
0
6397
BP PLC SPONSORED ADR
SPONSORED ADR
055622104
486
18692
SH
SOLE
None
0
0
18692
BRISTOLMYERS SQUIBB COMPANY
COM
110122108
1566
23524
SH
SOLE
None
0
0
23524
CHEVRON CORPORATION NEW
COM
166764100
637
5998
SH
SOLE
None
0
0
5998
CISCO SYSTEMS INCORPORATED
COM
17275R102
867
16215
SH
SOLE
None
0
0
16215
CLOROX COMPANY DEL
COM
189054109
340
1900
SH
SOLE
None
0
0
1900
CNH INDL N V SHS
SHS
N20944109
221
13000
SH
SOLE
None
0
0
13000
COCA COLA COMPANY
COM
191216100
464
8591
SH
SOLE
None
0
0
8591
CONOCOPHILLIPS
COM
20825C104
1374
22519
SH
SOLE
None
0
0
22519
CONOCOPHILLIPS
COM
20825C104
777
12794
SH
SOLE
None
12794
0
0
DANAHER CORPORATION
COM
235851102
794
2917
SH
SOLE
None
0
0
2917
DIMENSIONAL INTERN CORE EQT MKT ETF
INTL CORE EQT MK
25434V203
4427
151980
SH
SOLE
None
151980
0
0
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
INTL CORE EQT MK
25434V203
2484
84735
SH
SOLE
None
0
0
84735
DIMENSIONAL US CORE EQUITY MARKT ETF
US CORE EQT MKT
25434V104
1300
43075
SH
SOLE
None
43075
0
0
DIMENSIONAL US CORE EQUITY MARKET ETF
US CORE EQT MKT
25434V104
2125
69935
SH
SOLE
None
0
0
69935
DXC TECHNOLOGY COMPANY
COM
23355L106
772
19125
SH
SOLE
None
0
0
19125
EBAY INCORPORATED
COM
278642103
242
3468
SH
SOLE
None
0
0
3468
EMERSON ELEC COMPANY
COM
291011104
389
4015
SH
SOLE
None
0
0
4015
ENTERPRISE PRODUCTS PARTNERS L P
COM
293792107
1921
78392
SH
SOLE
None
0
0
78392
EXXON MOBIL CORPORATION
COM
30231G102
365
5790
SH
SOLE
None
0
0
5790
FORTIVE CORPORATION
COM
34959J108
315
4464
SH
SOLE
None
0
0
4464
FTC SOLAR INCORPORATED
COM
30320C103
299
22603
SH
SOLE
None
0
0
22603
FUBOTV INCORPORATED
COM
35953D104
280
9028
SH
SOLE
None
0
0
9028
GENERAL ELECTRIC COMPANY
COM
369604103
188
14434
SH
SOLE
None
0
0
14434
GENERAL MTRS COMPANY
COM
37045V100
777
13138
SH
SOLE
None
0
0
13138
HOME DEPOT INCORPORATED
COM
437076102
670
2085
SH
SOLE
None
0
0
2085
INTEL CORPORATION
COM
458140100
303
5390
SH
SOLE
None
0
0
5390
INTERNATIONAL BUSINESS MACHINES
COM
459200101
647
4403
SH
SOLE
None
0
0
4403
INTERNATIONAL PAPER COMPANY
COM
460146103
325
5322
SH
SOLE
None
0
0
5322
INVESCO FTSE RAFI US 1000 ETF
COM
458140100
293
1830
SH
SOLE
None
1830
0
0
INVESCO QQQ TRUST
FTSE RAFI 1000
46137V613
974
2749
SH
SOLE
None
2749
0
0
INVESCO SP 500 EQUAL WEIGHT ETF
UNIT SER 1
46090E103
3575
23742
SH
SOLE
None
23742
0
0
ISHARES CORE MSCI EAFE ETF IV
CORE MSCI EAFE
46432F842
568
7615
SH
SOLE
None
7615
0
0
ISHARES CORE MSCI TOTL INTL STCK ETF
CORE MSCI EAFE
46432F842
1043
14268
SH
SOLE
None
14268
0
0
ISHARES CORE SP MID CAPETF IV
CORE S&P MCP ETF
464287507
1523
5664
SH
SOLE
None
5664
0
0
ISHARES CORE SP SMALL CAP ETF IV
CORE S&P SCP ETF
464287804
411
3637
SH
SOLE
None
3637
0
0
ISHARES CORE US REIT ETF IV
CRE U S REIT ETF
464288521
467
7990
SH
SOLE
None
7990
0
0
ISHARES GOLD TR ISHARES NEW
ISHARES NEW
464285204
4255
125858
SH
SOLE
None
0
0
125858
ISHARES INTERNATIONAL SEL DIV ETF IV
INTL SEL DIV ETF
464288448
400
12395
SH
SOLE
None
12395
0
0
ISHARES TR CORE HIGH DV ETF
CORE HIGH DV ETF
46429B663
3900
40204
SH
SOLE
None
0
0
40204
ISHARES TR CORE MSCI EAFE
CORE MSCI EAFE
46432F842
6826
91016
SH
SOLE
None
0
0
91016
ISHARES TR CORE SP MCP ETF
CORE S&P MCP ETF
464287507
2473
9194
SH
SOLE
None
0
0
9194
ISHARES TR CORE SP SCP ETF
CORE S&P SCP ETF
464287804
2012
17808
SH
SOLE
None
0
0
17808
ISHARES TR CORE SP500 ETF
CORE S&P500 ETF
464287200
5484
12784
SH
SOLE
None
0
0
12784
ISHARES TR CRE U S REIT ETF
CRE U S REIT ETF
464288521
1627
27760
SH
SOLE
None
0
0
27760
ISHARES TR GRWT ALLOCAT ETF
GRWT ALLOCAT ETF
464289867
313
5581
SH
SOLE
None
0
0
5581
ISHARES TR INTL SEL DIV ETF
INTL SEL DIV ETF
464288448
5692
177862
SH
SOLE
None
0
0
177862
ISHARES TR MSCI EAFE MIN VL
MSCI EAFE MIN VL
46429B689
656
8684
SH
SOLE
None
0
0
8684
ISHARES TR MSCI USA MIN VOL
MSCI USA MIN VOL
46429B697
290
3916
SH
SOLE
None
0
0
3916
ISHARES TR MSCI USA QLT FCT
MSCI USA QLT FCT
46432F339
1325
9962
SH
SOLE
None
0
0
9962
JPMORGAN CHASE 7.62526 DUE 101526
COM
478160104
32
25000
SH
SOLE
None
25000
0
0
JPMORGAN CHASE COMPANY
COM
46625H100
630
4037
SH
SOLE
None
0
0
4037
JPMORGAN ULTRASHORT MUNICIPAL INCOME ETF
ULTRA SHT MUNCPL
46641Q654
1021
19995
SH
SOLE
None
0
0
19995
KEYCORP
COM
493267108
337
16150
SH
SOLE
None
0
0
16150
KINROSS GOLD CORPORATION
COM
496902404
149
23634
SH
SOLE
None
0
0
23634
KRAFT HEINZ COMPANY
COM
500754106
399
9858
SH
SOLE
None
0
0
9858
LIBERTY MEDIA CORPORATION
DEB 4.000%11/1
530715AG6
12
17000
SH
SOLE
None
0
0
17000
LIVENT CORPORATION
COM
53814L108
331
16789
SH
SOLE
None
0
0
16789
LYONDELLBASELL INDUSTRIES N V SHS A
SHS - A -
N53745100
267
2581
SH
SOLE
None
0
0
2581
M D C HLDGS INCORPORATED
COM
552676108
360
6970
SH
SOLE
None
0
0
6970
MAGELLAN MIDSTREAM PA LP
ULTRA SHT MUNCPL
46641Q654
208
4240
SH
SOLE
None
4240
0
0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
COM UNIT RP LP
559080106
1055
21530
SH
SOLE
None
0
0
21530
MARATHON OIL CORPORATION
COM
565849106
321
22624
SH
SOLE
None
0
0
22624
MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A
CL A
571903202
210
1510
SH
SOLE
None
0
0
1510
MARTIN MARIETTA M 2.530 DUE 031530
COM UNIT RP LP
559080106
10
10000
SH
SOLE
None
10000
0
0
METROPOLITAN WEST TOTAL RETURN BD M
COM
580135101
434
40266
SH
SOLE
None
39562
0
0
MICROSOFT CORPORATION
COM
594918104
955
3516
SH
SOLE
None
0
0
3516
NOMAD FOODS LIMITED USD ORD SHS
USD ORD SHS
G6564A105
202
7133
SH
SOLE
None
0
0
7133
NORWEGIAN CRUISE LINE HLDG LIMITED SHS
SHS
G66721104
238
8050
SH
SOLE
None
0
0
8050
OGE ENERGY CORPORATION
COM
670837103
516
15195
SH
SOLE
None
0
0
15195
OK DFA 534SYST HLTH DUE 021534XTRO
COM
670837103
30
30000
SH
SOLE
None
30000
0
0
OLD REP INTERNATIONAL CORPORATION
COM
680223104
703
27821
SH
SOLE
None
0
0
27821
ONEOK INCORPORATED NEW
COM
682680103
3375
59280
SH
SOLE
None
0
0
59280
ORION ENGINEERED CARBONS S A
COM
L72967109
472
24831
SH
SOLE
None
0
0
24831
PEPSICO INCORPORATED
COM
713448108
461
3111
SH
SOLE
None
0
0
3111
PFIZER INCORPORATED
COM
717081103
257
6480
SH
SOLE
None
0
0
6480
PHILLIPS 66
COM
718546104
1237
14382
SH
SOLE
None
0
0
14382
PHILLIPS 66
COM
713448108
1012
11805
SH
SOLE
None
11805
0
0
PHILLIPS 66 3.723 DUE 040623
COM
718546104
36
35000
SH
SOLE
None
35000
0
0
PLAINS GP HLDGS L P LTD PARTNR INT A
LTD PARTNR INT A
72651A207
214
17665
SH
SOLE
None
0
0
17665
PRUDENTIAL FINL INCORPORATED
COM
744320102
811
7853
SH
SOLE
None
0
0
7853
QUALCOMM INCORPORATED
COM
747525103
517
3669
SH
SOLE
None
0
0
3669
RAYTHEON TECHNOLOGIES CORPORATION
COM
75513E101
244
2864
SH
SOLE
None
0
0
2864
REGENERON PHARMACEUTICALS
COM
75886F107
498
866
SH
SOLE
None
0
0
866
RPM INTERNATIONAL INCORPORATED
COM
749685103
347
3856
SH
SOLE
None
0
0
3856
SABRE CORPORATION
COM
78573M104
159
12600
SH
SOLE
None
0
0
12600
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQ
808524797
1977
26185
SH
SOLE
None
26185
0
0
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQ
808524797
6035
80479
SH
SOLE
None
0
0
80479
SPDR BLMBRG BRCLY INV GRFLTN ETF IV
BLOMBERG BRC INV
78468R200
5444
177598
SH
SOLE
None
177598
0
0
SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING
BLOMBERG BRC INV
78468R200
5663
182671
SH
SOLE
None
0
0
182671
SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF
BLOOMBERG SRT TR
78468R408
209
7605
SH
SOLE
None
0
0
7605
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
UT SER 1
78467X109
6999
20285
SH
SOLE
None
0
0
20285
SPDR ENERGY SELECT SECTOR FUND
ENERGY
81369Y506
1515
27649
SH
SOLE
None
0
0
27649
SPDR FINANCIAL SELECT SECTOR FUND
FINANCIAL
81369Y605
344
9290
SH
SOLE
None
0
0
9290
SPDR GOLD SHARES
GOLD SHS
78463V107
712
4284
SH
SOLE
None
0
0
4284
SPDR PORTFOLIO EMERGING MARKETS ETF
PORTFOLIO EMG MK
78463X509
344
7467
SH
SOLE
None
0
0
7467
SPDR PORTFOLIO SP 500 HIGH DIVIDEND ETF
PRTFLO S&P500 HI
78468R788
2509
62729
SH
SOLE
None
0
0
62729
SPDR PORTFOLIO SP 500 VALUE ETF
PRTFLO S&P500 VL
78464A508
528
13270
SH
SOLE
None
0
0
13270
SPDR PORTFOLIO SHORT TERM TREASURY ETF
PORTFOLIO SH TSR
78468R101
224
7309
SH
SOLE
None
0
0
7309
SPDR SP 500 ETF
TR UNIT
78462F103
1895
4428
SH
SOLE
None
0
0
4428
SPDR SP 500 ETF IV
TR UNIT
78462F103
1485
3472
SH
SOLE
None
3472
0
0
SPDR SP 500 HIGH DIVIDEND ETF IV
PRTFLO S&P500 HI
78468R788
2420
60425
SH
SOLE
None
60425
0
0
SPDR SP BANK ETF
S&P BK ETF
78464A797
301
5800
SH
SOLE
None
0
0
5800
SPDR SP MIDCAP 400 ETF IV
UTSER1 S&PDCRP
78467Y107
304
620
SH
SOLE
None
620
0
0
SPDR SSGA ULTRA SHORT TERM ETF IV
ULT SHT TRM BD
78467V707
6014
148610
SH
SOLE
None
148610
0
0
SPDR SSGA ULTRA SHORT TERM BOND ETF
ULT SHT TRM BD
78467V707
5983
149564
SH
SOLE
None
0
0
149564
SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF
SSGA US SMAL ETF
78468R887
1391
12267
SH
SOLE
None
0
0
12267
SPDR UTILITIES SELECT SECTOR FUND
SBI INT-UTILS
81369Y886
437
6842
SH
SOLE
None
0
0
6842
SYNAPTICS INCORPORATED
COM
87157D109
345
2246
SH
SOLE
None
0
0
2246
UNITED AIRLS HLDGS INCORPORATED
COM
910047109
404
7616
SH
SOLE
None
0
0
7616
VALLEY NATL BANCORP
COM
919794107
135
10000
SH
SOLE
None
0
0
10000
VANGUARD ENERGY ETF
ENERGY ETF
92204A306
549
7106
SH
SOLE
None
0
0
7106
VANGUARD FTSE ALLWORLD EXUS ETF
ALLWRLD EX US
922042775
3270
51542
SH
SOLE
None
0
0
51542
VANGUARD MID CAP ETF IV
MID CAP ETF
922908629
258
1090
SH
SOLE
None
1090
0
0
VANGUARD REAL ESTATE ETF IV
REAL ESTATE ETF
922908553
789
7735
SH
SOLE
None
7735
0
0
VANGUARD SHORT TERM COR BD ETF
SHRT TRM CORP BD
92206C409
335
4055
SH
SOLE
None
4055
0
0
VANGUARD SMALLCAP ETF
SMALL CP ETF
922908751
407
1795
SH
SOLE
None
0
0
1795
VANGUARD TOTAL STOCK MARKET ETF
TOTAL STK MKT
922908769
221
988
SH
SOLE
None
0
0
988
VERIZON COMMUNICATIONS INCORPORATED
COM
92343V104
332
5924
SH
SOLE
None
0
0
5924
VERTEX PHARMACEUTICALS INCORPORATED
COM
92532F100
442
2187
SH
SOLE
None
0
0
2187
VMWARE INCORPORATED CLASS A COM
CL A COM
928563402
265
1697
SH
SOLE
None
0
0
1697
WALGREENS BOOTS ALLIANCE INCORPORATED
COM
931427108
266
5453
SH
SOLE
None
0
0
5453
WALMART INCORPORATED
COM
931142103
639
4589
SH
SOLE
None
0
0
4589
WELLS FARGO COMPANY NEW
COM
949746101
448
9864
SH
SOLE
None
0
0
9864
WEYERHAEUSER COMPANY MTN BE COM NEW REIT
COM NEW
962166104
237
6900
SH
SOLE
None
0
0
6900