0001606587-21-000988.txt : 20210802 0001606587-21-000988.hdr.sgml : 20210802 20210802154235 ACCESSION NUMBER: 0001606587-21-000988 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210802 DATE AS OF CHANGE: 20210802 EFFECTIVENESS DATE: 20210802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWA, LLC CENTRAL INDEX KEY: 0001844480 IRS NUMBER: 824613188 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20580 FILM NUMBER: 211135871 BUSINESS ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 BUSINESS PHONE: 918-984-9110 MAIL ADDRESS: STREET 1: 8801 S. YALE AVENUE STREET 2: SUITE 420 CITY: TULSA STATE: OK ZIP: 74137 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001844480 XXXXXXXX 06-30-2021 06-30-2021 false COWA, LLC
8801 S. YALE AVENUE SUITE 420 TULSA OK 74137
13F HOLDINGS REPORT 028-20580 N
James E. Diacon Chief Compliance Officer/Investment Adviser Representative 918-984-9110 JAMES E. DIACON TULSA OK 07-28-2021 0 140 160505 false
INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INCORPORATED COM 00287Y109 830 7265 SH SOLE None 0 0 7265 ALERIAN MLP ETF ALERIAN MLP 00162Q452 1312 36445 SH SOLE None 0 0 36445 ALIBABA GROUP HLDG LIMITED SPONSORED ADS SPONSORED ADS 01609W102 1317 5938 SH SOLE None 0 0 5938 ALLIANCE RESOURCE PARTNERS L P UT LTD PART UT LTD PART 01877R108 251 34558 SH SOLE None 0 0 34558 ALPHABET INCORPORATED CAP STK CLASS C CAP STK CL C 02079K107 500 198 SH SOLE None 0 0 198 ALTRIA GROUP INCORPORATED COM 02209S103 342 7117 SH SOLE None 0 0 7117 AMERICAN EXPRESS COMPANY COM 025816109 107 105000 SH SOLE None 0 0 105000 ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 541 8970 SH SOLE None 0 0 8970 ATT INCORPORATED COM 00206R102 1223 42184 SH SOLE None 0 0 42184 AVANTIS U.S. SMALL CAP VALUE ETF US SML CP VALU 025072877 1350 17564 SH SOLE None 0 0 17564 AVNET INCORPORATED COM 053807103 323 8017 SH SOLE None 0 0 8017 B2GOLD CORPORATION COM 11777Q209 208 49781 SH SOLE None 0 0 49781 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 371 1334 SH SOLE None 0 0 1334 BK OF AMERICA CORPORATION COM 060505104 1275 31109 SH SOLE None 0 0 31109 BOEING COMPANY COM 097023105 400 1666 SH SOLE None 0 0 1666 BOK FINL CORPORATION COM NEW COM NEW 05561Q201 558 6397 SH SOLE None 0 0 6397 BP PLC SPONSORED ADR SPONSORED ADR 055622104 486 18692 SH SOLE None 0 0 18692 BRISTOLMYERS SQUIBB COMPANY COM 110122108 1566 23524 SH SOLE None 0 0 23524 CHEVRON CORPORATION NEW COM 166764100 637 5998 SH SOLE None 0 0 5998 CISCO SYSTEMS INCORPORATED COM 17275R102 867 16215 SH SOLE None 0 0 16215 CLOROX COMPANY DEL COM 189054109 340 1900 SH SOLE None 0 0 1900 CNH INDL N V SHS SHS N20944109 221 13000 SH SOLE None 0 0 13000 COCA COLA COMPANY COM 191216100 464 8591 SH SOLE None 0 0 8591 CONOCOPHILLIPS COM 20825C104 1374 22519 SH SOLE None 0 0 22519 CONOCOPHILLIPS COM 20825C104 777 12794 SH SOLE None 12794 0 0 DANAHER CORPORATION COM 235851102 794 2917 SH SOLE None 0 0 2917 DIMENSIONAL INTERN CORE EQT MKT ETF INTL CORE EQT MK 25434V203 4427 151980 SH SOLE None 151980 0 0 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF INTL CORE EQT MK 25434V203 2484 84735 SH SOLE None 0 0 84735 DIMENSIONAL US CORE EQUITY MARKT ETF US CORE EQT MKT 25434V104 1300 43075 SH SOLE None 43075 0 0 DIMENSIONAL US CORE EQUITY MARKET ETF US CORE EQT MKT 25434V104 2125 69935 SH SOLE None 0 0 69935 DXC TECHNOLOGY COMPANY COM 23355L106 772 19125 SH SOLE None 0 0 19125 EBAY INCORPORATED COM 278642103 242 3468 SH SOLE None 0 0 3468 EMERSON ELEC COMPANY COM 291011104 389 4015 SH SOLE None 0 0 4015 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 1921 78392 SH SOLE None 0 0 78392 EXXON MOBIL CORPORATION COM 30231G102 365 5790 SH SOLE None 0 0 5790 FORTIVE CORPORATION COM 34959J108 315 4464 SH SOLE None 0 0 4464 FTC SOLAR INCORPORATED COM 30320C103 299 22603 SH SOLE None 0 0 22603 FUBOTV INCORPORATED COM 35953D104 280 9028 SH SOLE None 0 0 9028 GENERAL ELECTRIC COMPANY COM 369604103 188 14434 SH SOLE None 0 0 14434 GENERAL MTRS COMPANY COM 37045V100 777 13138 SH SOLE None 0 0 13138 HOME DEPOT INCORPORATED COM 437076102 670 2085 SH SOLE None 0 0 2085 INTEL CORPORATION COM 458140100 303 5390 SH SOLE None 0 0 5390 INTERNATIONAL BUSINESS MACHINES COM 459200101 647 4403 SH SOLE None 0 0 4403 INTERNATIONAL PAPER COMPANY COM 460146103 325 5322 SH SOLE None 0 0 5322 INVESCO FTSE RAFI US 1000 ETF COM 458140100 293 1830 SH SOLE None 1830 0 0 INVESCO QQQ TRUST FTSE RAFI 1000 46137V613 974 2749 SH SOLE None 2749 0 0 INVESCO SP 500 EQUAL WEIGHT ETF UNIT SER 1 46090E103 3575 23742 SH SOLE None 23742 0 0 ISHARES CORE MSCI EAFE ETF IV CORE MSCI EAFE 46432F842 568 7615 SH SOLE None 7615 0 0 ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI EAFE 46432F842 1043 14268 SH SOLE None 14268 0 0 ISHARES CORE SP MID CAPETF IV CORE S&P MCP ETF 464287507 1523 5664 SH SOLE None 5664 0 0 ISHARES CORE SP SMALL CAP ETF IV CORE S&P SCP ETF 464287804 411 3637 SH SOLE None 3637 0 0 ISHARES CORE US REIT ETF IV CRE U S REIT ETF 464288521 467 7990 SH SOLE None 7990 0 0 ISHARES GOLD TR ISHARES NEW ISHARES NEW 464285204 4255 125858 SH SOLE None 0 0 125858 ISHARES INTERNATIONAL SEL DIV ETF IV INTL SEL DIV ETF 464288448 400 12395 SH SOLE None 12395 0 0 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 3900 40204 SH SOLE None 0 0 40204 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 6826 91016 SH SOLE None 0 0 91016 ISHARES TR CORE SP MCP ETF CORE S&P MCP ETF 464287507 2473 9194 SH SOLE None 0 0 9194 ISHARES TR CORE SP SCP ETF CORE S&P SCP ETF 464287804 2012 17808 SH SOLE None 0 0 17808 ISHARES TR CORE SP500 ETF CORE S&P500 ETF 464287200 5484 12784 SH SOLE None 0 0 12784 ISHARES TR CRE U S REIT ETF CRE U S REIT ETF 464288521 1627 27760 SH SOLE None 0 0 27760 ISHARES TR GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 313 5581 SH SOLE None 0 0 5581 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 5692 177862 SH SOLE None 0 0 177862 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 656 8684 SH SOLE None 0 0 8684 ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 290 3916 SH SOLE None 0 0 3916 ISHARES TR MSCI USA QLT FCT MSCI USA QLT FCT 46432F339 1325 9962 SH SOLE None 0 0 9962 JPMORGAN CHASE 7.62526 DUE 101526 COM 478160104 32 25000 SH SOLE None 25000 0 0 JPMORGAN CHASE COMPANY COM 46625H100 630 4037 SH SOLE None 0 0 4037 JPMORGAN ULTRASHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 1021 19995 SH SOLE None 0 0 19995 KEYCORP COM 493267108 337 16150 SH SOLE None 0 0 16150 KINROSS GOLD CORPORATION COM 496902404 149 23634 SH SOLE None 0 0 23634 KRAFT HEINZ COMPANY COM 500754106 399 9858 SH SOLE None 0 0 9858 LIBERTY MEDIA CORPORATION DEB 4.000%11/1 530715AG6 12 17000 SH SOLE None 0 0 17000 LIVENT CORPORATION COM 53814L108 331 16789 SH SOLE None 0 0 16789 LYONDELLBASELL INDUSTRIES N V SHS A SHS - A - N53745100 267 2581 SH SOLE None 0 0 2581 M D C HLDGS INCORPORATED COM 552676108 360 6970 SH SOLE None 0 0 6970 MAGELLAN MIDSTREAM PA LP ULTRA SHT MUNCPL 46641Q654 208 4240 SH SOLE None 4240 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM UNIT RP LP 559080106 1055 21530 SH SOLE None 0 0 21530 MARATHON OIL CORPORATION COM 565849106 321 22624 SH SOLE None 0 0 22624 MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A CL A 571903202 210 1510 SH SOLE None 0 0 1510 MARTIN MARIETTA M 2.530 DUE 031530 COM UNIT RP LP 559080106 10 10000 SH SOLE None 10000 0 0 METROPOLITAN WEST TOTAL RETURN BD M COM 580135101 434 40266 SH SOLE None 39562 0 0 MICROSOFT CORPORATION COM 594918104 955 3516 SH SOLE None 0 0 3516 NOMAD FOODS LIMITED USD ORD SHS USD ORD SHS G6564A105 202 7133 SH SOLE None 0 0 7133 NORWEGIAN CRUISE LINE HLDG LIMITED SHS SHS G66721104 238 8050 SH SOLE None 0 0 8050 OGE ENERGY CORPORATION COM 670837103 516 15195 SH SOLE None 0 0 15195 OK DFA 534SYST HLTH DUE 021534XTRO COM 670837103 30 30000 SH SOLE None 30000 0 0 OLD REP INTERNATIONAL CORPORATION COM 680223104 703 27821 SH SOLE None 0 0 27821 ONEOK INCORPORATED NEW COM 682680103 3375 59280 SH SOLE None 0 0 59280 ORION ENGINEERED CARBONS S A COM L72967109 472 24831 SH SOLE None 0 0 24831 PEPSICO INCORPORATED COM 713448108 461 3111 SH SOLE None 0 0 3111 PFIZER INCORPORATED COM 717081103 257 6480 SH SOLE None 0 0 6480 PHILLIPS 66 COM 718546104 1237 14382 SH SOLE None 0 0 14382 PHILLIPS 66 COM 713448108 1012 11805 SH SOLE None 11805 0 0 PHILLIPS 66 3.723 DUE 040623 COM 718546104 36 35000 SH SOLE None 35000 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A LTD PARTNR INT A 72651A207 214 17665 SH SOLE None 0 0 17665 PRUDENTIAL FINL INCORPORATED COM 744320102 811 7853 SH SOLE None 0 0 7853 QUALCOMM INCORPORATED COM 747525103 517 3669 SH SOLE None 0 0 3669 RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 244 2864 SH SOLE None 0 0 2864 REGENERON PHARMACEUTICALS COM 75886F107 498 866 SH SOLE None 0 0 866 RPM INTERNATIONAL INCORPORATED COM 749685103 347 3856 SH SOLE None 0 0 3856 SABRE CORPORATION COM 78573M104 159 12600 SH SOLE None 0 0 12600 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 1977 26185 SH SOLE None 26185 0 0 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 6035 80479 SH SOLE None 0 0 80479 SPDR BLMBRG BRCLY INV GRFLTN ETF IV BLOMBERG BRC INV 78468R200 5444 177598 SH SOLE None 177598 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING BLOMBERG BRC INV 78468R200 5663 182671 SH SOLE None 0 0 182671 SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF BLOOMBERG SRT TR 78468R408 209 7605 SH SOLE None 0 0 7605 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 6999 20285 SH SOLE None 0 0 20285 SPDR ENERGY SELECT SECTOR FUND ENERGY 81369Y506 1515 27649 SH SOLE None 0 0 27649 SPDR FINANCIAL SELECT SECTOR FUND FINANCIAL 81369Y605 344 9290 SH SOLE None 0 0 9290 SPDR GOLD SHARES GOLD SHS 78463V107 712 4284 SH SOLE None 0 0 4284 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 344 7467 SH SOLE None 0 0 7467 SPDR PORTFOLIO SP 500 HIGH DIVIDEND ETF PRTFLO S&P500 HI 78468R788 2509 62729 SH SOLE None 0 0 62729 SPDR PORTFOLIO SP 500 VALUE ETF PRTFLO S&P500 VL 78464A508 528 13270 SH SOLE None 0 0 13270 SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 224 7309 SH SOLE None 0 0 7309 SPDR SP 500 ETF TR UNIT 78462F103 1895 4428 SH SOLE None 0 0 4428 SPDR SP 500 ETF IV TR UNIT 78462F103 1485 3472 SH SOLE None 3472 0 0 SPDR SP 500 HIGH DIVIDEND ETF IV PRTFLO S&P500 HI 78468R788 2420 60425 SH SOLE None 60425 0 0 SPDR SP BANK ETF S&P BK ETF 78464A797 301 5800 SH SOLE None 0 0 5800 SPDR SP MIDCAP 400 ETF IV UTSER1 S&PDCRP 78467Y107 304 620 SH SOLE None 620 0 0 SPDR SSGA ULTRA SHORT TERM ETF IV ULT SHT TRM BD 78467V707 6014 148610 SH SOLE None 148610 0 0 SPDR SSGA ULTRA SHORT TERM BOND ETF ULT SHT TRM BD 78467V707 5983 149564 SH SOLE None 0 0 149564 SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF SSGA US SMAL ETF 78468R887 1391 12267 SH SOLE None 0 0 12267 SPDR UTILITIES SELECT SECTOR FUND SBI INT-UTILS 81369Y886 437 6842 SH SOLE None 0 0 6842 SYNAPTICS INCORPORATED COM 87157D109 345 2246 SH SOLE None 0 0 2246 UNITED AIRLS HLDGS INCORPORATED COM 910047109 404 7616 SH SOLE None 0 0 7616 VALLEY NATL BANCORP COM 919794107 135 10000 SH SOLE None 0 0 10000 VANGUARD ENERGY ETF ENERGY ETF 92204A306 549 7106 SH SOLE None 0 0 7106 VANGUARD FTSE ALLWORLD EXUS ETF ALLWRLD EX US 922042775 3270 51542 SH SOLE None 0 0 51542 VANGUARD MID CAP ETF IV MID CAP ETF 922908629 258 1090 SH SOLE None 1090 0 0 VANGUARD REAL ESTATE ETF IV REAL ESTATE ETF 922908553 789 7735 SH SOLE None 7735 0 0 VANGUARD SHORT TERM COR BD ETF SHRT TRM CORP BD 92206C409 335 4055 SH SOLE None 4055 0 0 VANGUARD SMALLCAP ETF SMALL CP ETF 922908751 407 1795 SH SOLE None 0 0 1795 VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 221 988 SH SOLE None 0 0 988 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 332 5924 SH SOLE None 0 0 5924 VERTEX PHARMACEUTICALS INCORPORATED COM 92532F100 442 2187 SH SOLE None 0 0 2187 VMWARE INCORPORATED CLASS A COM CL A COM 928563402 265 1697 SH SOLE None 0 0 1697 WALGREENS BOOTS ALLIANCE INCORPORATED COM 931427108 266 5453 SH SOLE None 0 0 5453 WALMART INCORPORATED COM 931142103 639 4589 SH SOLE None 0 0 4589 WELLS FARGO COMPANY NEW COM 949746101 448 9864 SH SOLE None 0 0 9864 WEYERHAEUSER COMPANY MTN BE COM NEW REIT COM NEW 962166104 237 6900 SH SOLE None 0 0 6900