Chief Executive Officer

0001095449-21-000093.txt : 20211101 0001095449-21-000093.hdr.sgml : 20211101 20211029195651 ACCESSION NUMBER: 0001095449-21-000093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211029 EFFECTIVENESS DATE: 20211101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Avengers, Inc. CENTRAL INDEX KEY: 0001844393 IRS NUMBER: 943352627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20587 FILM NUMBER: 211364908 BUSINESS ADDRESS: STREET 1: 505 FOURTEENTH STREET STREET 2: #310 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: (415) 773-2174 MAIL ADDRESS: STREET 1: 505 FOURTEENTH STREET STREET 2: #310 CITY: OAKLAND STATE: CA ZIP: 94612 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001844393 XXXXXXXX 09-30-2021 09-30-2021 Financial Avengers, Inc.

505 FOURTEENTH STREET #310 OAKLAND CA 94612

13F HOLDINGS REPORT 028-20587 N Thomas W. Swift Chief Executive Officer (415) 773-2174 Thomas W. Swift Oakland CA 10-29-2021 0 160 149552 false INFORMATION TABLE 2 table.2021-09.xml FORM 13F FOR SEPTEMBER 30, 2021 AMARIN CORP PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 023111206 3 500 SH SOLE 500 0 0 TRIP COM GROUP LTD FSPONSORED ADR 1 ADR RE 0.125 ORD SHS AMERICAN DEPOSITORY 89677Q107 6 200 SH SOLE 200 0 0 UNILEVER PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 904767704 11 200 SH SOLE 200 0 0 ALLIANCEBERNSTEIN GLBL H CLOSED END MUTL FUND 01879R106 25 2050 SH SOLE 2050 0 0 NUVEEN PREFERRED INCOME CLOSED END MUTL FUND 67073B106 9 883 SH SOLE 883 0 0 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A COMMON STOCK 084990175 411 100 SH SOLE 100 0 0 3M CO COMMON STOCK 88579Y101 14 81 SH SOLE 81 0 0 A T & T INC COMMON STOCK 00206R102 4575 169370 SH SOLE 169370 0 0 ABBOTT LABORATORIES COMMON STOCK 002824100 139 1176 SH SOLE 1176 0 0 ACTIVISION BLIZZARD COMMON STOCK 00507V109 59 761 SH SOLE 761 0 0 ADOBE INC COMMON STOCK 00724F101 20 35 SH SOLE 35 0 0 AIRBNB INC CLASS A COMMON STOCK 009066101 271 1615 SH SOLE 1615 0 0 AKOUSTIS TECHNOLOGIES IN COMMON STOCK 00973N102 2 250 SH SOLE 250 0 0 ALPHABET INC. CLASS A COMMON STOCK 02079K305 862 322 SH SOLE 322 0 0 ALPHABET INC. CLASS C COMMON STOCK 02079K107 12356 4636 SH SOLE 4636 0 0 AMAZON.COM INC COMMON STOCK 023135106 22726 6923 SH SOLE 6923 0 0 AMC ENTERTAINMENT CLASS A COMMON STOCK 00165C104 1 20 SH SOLE 20 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 7195 42947 SH SOLE 42947 0 0 AMERICAN INTL GROUP COMMON STOCK 026874784 18 319 SH SOLE 319 0 0 AMPHENOL CORP CLASS A COMMON STOCK 032095101 8 102 SH SOLE 102 0 0 APPLE INC COMMON STOCK 037833100 18512 130824 SH SOLE 130824 0 0 APPLIED MATERIALS COMMON STOCK 038222105 27 210 SH SOLE 210 0 0 ASANA INC CLASS A COMMON STOCK 04342Y104 31 300 SH SOLE 300 0 0 AUTO DATA PROCESSING COMMON STOCK 053015103 198 990 SH SOLE 990 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 8331 196249 SH SOLE 196249 0 0 BANK OF HAWAII CORP COMMON STOCK 062540109 8 91 SH SOLE 91 0 0 BECTON DICKINSON&CO COMMON STOCK 075887109 5 20 SH SOLE 20 0 0 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 11045 40465 SH SOLE 40465 0 0 BEYOND MEAT INC COMMON STOCK 08862e109 78 745 SH SOLE 745 0 0 BOSTON BEER CO INC CLASS A COMMON STOCK 100557107 2 4 SH SOLE 4 0 0 BOX INC CLASS A COMMON STOCK 10316T104 4 150 SH SOLE 150 0 0 BRISTOL-MYERS SQUIBB COMMON STOCK 110122108 7 116 SH SOLE 116 0 0 CARLISLE CO COMMON STOCK 142339100 2 11 SH SOLE 11 0 0 CARTERS INC COMMON STOCK 146229109 11 112 SH SOLE 112 0 0 CASSAVA SCIENCES INC COMMON STOCK 14817C107 1 10 SH SOLE 10 0 0 CDK GLOBAL INC COMMON STOCK 12508e101 13 300 SH SOLE 300 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 11880 163103 SH SOLE 163103 0 0 CHEVRON CORP COMMON STOCK 166764100 10 102 SH SOLE 102 0 0 CITIGROUP INC COMMON STOCK 172967424 113 1607 SH SOLE 1607 0 0 CLOROX CO COMMON STOCK 189054109 13 76 SH SOLE 76 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 46 827 SH SOLE 827 0 0 CONSOLIDATED EDISON COMMON STOCK 209115104 31 425 SH SOLE 425 0 0 CORNING INC COMMON STOCK 219350105 30 825 SH SOLE 825 0 0 CORTEXYME I N C COMMON STOCK 22053A107 9 100 SH SOLE 100 0 0 COSTCO WHOLESALE CO COMMON STOCK 22160K105 101 224 SH SOLE 224 0 0 COTY INC CLASS A COMMON STOCK 222070203 10 1232 SH SOLE 1232 0 0 DANAHER CORP COMMON STOCK 235851102 55 182 SH SOLE 182 0 0 DELTA AIR LINES INC DEL COMMON STOCK 247361702 15 350 SH SOLE 350 0 0 DROPBOX INC COMMON STOCK 26210C104 4 150 SH SOLE 150 0 0 EBAY INC COMMON STOCK 278642103 22 312 SH SOLE 312 0 0 EDISON INTERNTNL COMMON STOCK 281020107 8 152 SH SOLE 152 0 0 EVERGY INC COMMON STOCK 30034W106 30 490 SH SOLE 490 0 0 FACEBOOK INC CLASS A COMMON STOCK 30303M102 241 709 SH SOLE 709 0 0 FEDEX CORP COMMON STOCK 31428X106 13 61 SH SOLE 61 0 0 FIRST GREENWICH FINL INC COMMON STOCK 320425200 8 600 SH SOLE 600 0 0 FIRST SOLAR INC COMMON STOCK 336433107 21 225 SH SOLE 225 0 0 FORD MOTOR CO COMMON STOCK 345370860 6461 456316 SH SOLE 456316 0 0 FORTINET INC COMMON STOCK 34959e109 175 600 SH SOLE 600 0 0 GENERAL MOTORS CO COMMON STOCK 37045V100 109 1384 SH SOLE 1384 0 0 GILEAD SCIENCES INC COMMON STOCK 375558103 151 2158 SH SOLE 2158 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 8 53 SH SOLE 53 0 0 GLOBALSTAR INC COMMON STOCK 378973408 0 54 SH SOLE 54 0 0 HASBRO INC COMMON STOCK 418056107 37 419 SH SOLE 419 0 0 HERSHEY CO COMMON STOCK 427866108 25 147 SH SOLE 147 0 0 HOME DEPOT INC COMMON STOCK 437076102 114 346 SH SOLE 346 0 0 IBM CORP COMMON STOCK 459200101 35 253 SH SOLE 253 0 0 INTEL CORP COMMON STOCK 458140100 4929 92509 SH SOLE 92509 0 0 INTUITIVE SURGICAL TRADES WITH DUE BILLS COMMON STOCK 46120E602 50 50 SH SOLE 50 0 0 J M SMUCKER CO COMMON STOCK 832696405 1 6 SH SOLE 6 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 6285 38917 SH SOLE 38917 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 91 557 SH SOLE 557 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 13 95 SH SOLE 95 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 11 636 SH SOLE 636 0 0 LEHMAN BROS HOLDING IXXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTIONS COMMON STOCK 524ESC100 0 135 SH SOLE 135 0 0 LEVI STRAUSS & CO NEW CLASS A COMMON STOCK 52736R102 27 1122 SH SOLE 1122 0 0 LILLY ELI & CO COMMON STOCK 532457108 77 335 SH SOLE 335 0 0 LUMEN TECHNOLOGIES INC COMMON STOCK 550241103 27 2155 SH SOLE 2155 0 0 LYFT INC CLASS A COMMON STOCK 55087P104 151 2816 SH SOLE 2816 0 0 MASTERCARD INC CLASS A COMMON STOCK 57636Q104 7 20 SH SOLE 20 0 0 MAXAR TECHNOLOGIES INC COMMON STOCK 57778K105 1 23 SH SOLE 23 0 0 MERCK & CO. INC. COMMON STOCK 58933Y105 11 152 SH SOLE 152 0 0 MICROCHIP TECHNOLOGY TRADES WITH DUE BILLS COMMON STOCK 595017104 66 429 SH SOLE 429 0 0 MICROSOFT CORP COMMON STOCK 594918104 7 25 SH SOLE 25 0 0 MICROSOFT CORP COMMON STOCK 594918104 3443 12214 SH SOLE 12214 0 0 MONGODB INC CLASS A COMMON STOCK 60937P106 64 135 SH SOLE 135 0 0 NETFLIX INC COMMON STOCK 64110L106 116 190 SH SOLE 190 0 0 NIKE INC CLASS B COMMON STOCK 654106103 174 1196 SH SOLE 1196 0 0 NORTONLIFELOCK INC COMMON STOCK 668771108 6 237 SH SOLE 237 0 0 NTNL INSTRUMENTS COMMON STOCK 636518102 24 605 SH SOLE 605 0 0 NVIDIA CORP COMMON STOCK 67066G104 4187 20213 SH SOLE 20213 0 0 OMNICELL INC COMMON STOCK 68213N109 89 600 SH SOLE 600 0 0 ORGANON & CO COMMON STOCK 68622V106 0 0 SH SOLE 0 0 0 PAYPAL HOLDINGS INCORPOR COMMON STOCK 70450Y103 596 2291 SH SOLE 2291 0 0 PELOTON INTERACTIVE INC COMMON STOCK 70614W100 4 50 SH SOLE 50 0 0 PEOPLES BANCORP INC COMMON STOCK 709789101 28 875 SH SOLE 875 0 0 PEPSICO INC COMMON STOCK 713448108 42 278 SH SOLE 278 0 0 PFIZER INC COMMON STOCK 717081103 307 7134 SH SOLE 7134 0 0 PITNEY BOWES INC COMMON STOCK 724479100 3 349 SH SOLE 349 0 0 PROCTER & GAMBLE COMMON STOCK 742718109 4735 33869 SH SOLE 33869 0 0 QORVO INC COMMON STOCK 74736K101 11 65 SH SOLE 65 0 0 QUALCOMM INC COMMON STOCK 747525103 14 110 SH SOLE 110 0 0 ROBLOX CORP CLASS A COMMON STOCK 771049103 4 50 SH SOLE 50 0 0 SALESFORCE COM COMMON STOCK 79466L302 478 1761 SH SOLE 1761 0 0 SCIENCE APPLICATIONS COMMON STOCK 808625107 0 3 SH SOLE 3 0 0 SEAGEN INC COMMON STOCK 81181C104 14 80 SH SOLE 80 0 0 SHERWIN WILLIAMS CO COMMON STOCK 824348106 19 69 SH SOLE 69 0 0 SOUTHWEST AIRLINES COMMON STOCK 844741108 7 132 SH SOLE 132 0 0 SS&C TECHNOLOGS HLDG COMMON STOCK 78467J100 56 802 SH SOLE 802 0 0 STARBUCKS CORP COMMON STOCK 855244109 1829 16582 SH SOLE 16582 0 0 STITCH FIX INC CLASS A COMMON STOCK 860897107 40 1000 SH SOLE 1000 0 0 SVB FINL GROUP COMMON STOCK 78486Q101 226 350 SH SOLE 350 0 0 TARGET CORP COMMON STOCK 87612e106 50 218 SH SOLE 218 0 0 TESLA INC COMMON STOCK 88160R101 3922 5057 SH SOLE 5057 0 0 TEXAS INSTRUMENTS COMMON STOCK 882508104 75 388 SH SOLE 388 0 0 THE COCA-COLA CO COMMON STOCK 191216100 41 786 SH SOLE 786 0 0 T-MOBILE US INC COMMON STOCK 872590104 1 7 SH SOLE 7 0 0 TWITTER INC COMMON STOCK 90184L102 7 113 SH SOLE 113 0 0 U S BANCORP COMMON STOCK 902973304 55 928 SH SOLE 928 0 0 UNITEDHEALTH GRP INC COMMON STOCK 91324P102 160 411 SH SOLE 411 0 0 VEEVA SYSTEMS INC CLASS A COMMON STOCK 922475108 29 100 SH SOLE 100 0 0 VERIZON COMMUNICATN COMMON STOCK 92343V104 1386 25668 SH SOLE 25668 0 0 VERTEX PHARMACEUTICA COMMON STOCK 92532F100 73 400 SH SOLE 400 0 0 VIATRIS INC COMMON STOCK 92556V106 10 718 SH SOLE 718 0 0 VISA INC CLASS A COMMON STOCK 92826C839 110 492 SH SOLE 492 0 0 WABTEC COMMON STOCK 929740108 1 9 SH SOLE 9 0 0 WALGREENS BOOTS ALLI COMMON STOCK 931427108 14 298 SH SOLE 298 0 0 WALMART INC COMMON STOCK 931142103 26 186 SH SOLE 186 0 0 WALT DISNEY CO COMMON STOCK 254687106 6324 37384 SH SOLE 37384 0 0 XCEL ENERGY INC MINN COMMON STOCK 98389B100 7 110 SH SOLE 110 0 0 XILINX INC COMMON STOCK 983919101 221 1464 SH SOLE 1464 0 0 ZOOM VIDEO COMMUNICATION COMMON STOCK 98980L101 9 35 SH SOLE 35 0 0 ZYNGA INC CLASS A COMMON STOCK 98986T108 41 5500 SH SOLE 5500 0 0 GENERAL ELECTRIC 4.35Perc.22 DUE 06/15/22 CORPORATE BONDS 36966TCF7 4 4000 SH SOLE 4000 0 0 GENERAL ELECTRIC 6.75Perc.32 DUE 03/15/32 CORPORATE BONDS 36962GXZ2 55 40000 SH SOLE 40000 0 0 BANK MONTREAL QUE F FOREIGN CANADIAN 063671101 10 100 SH SOLE 100 0 0 SHOPIFY INC FCLASS A FOREIGN CANADIAN 82509L107 693 511 SH SOLE 511 0 0 ACON S2 ACQUISITION CO FCORP ACT EXP: 10/01/21 FOREIGN ORDINARIES G00748106 1 80 SH SOLE 80 0 0 ARCH CAP GROUP LTD F FOREIGN ORDINARIES G0450A105 108 2830 SH SOLE 2830 0 0 SPOTIFY TECHNOLOGY F FOREIGN ORDINARIES L8681T102 34 150 SH SOLE 150 0 0 ENTERPRISE PRODS PART LP LIMITED PARTNERSHP 293792107 171 7900 SH SOLE 7900 0 0 EQUITY RESIDENTIAL REIT REAL ESTATE INVESTME 29476L107 38 474 SH SOLE 474 0 0 GRIFFIN AMERICAN HEALTHCARE REIT III INC REAL ESTATE INVESTME 398183103 37 4000 SH SOLE 4000 0 0 IRON MTN INC NEW REIT REAL ESTATE INVESTME 46284V101 22 514 SH SOLE 514 0 0 KBS GROWTH & INCOME REIT INC CLASS A REAL ESTATE INVESTME 48244M106 22 4578 SH SOLE 4578 0 0 MEDICAL PROPERTIES REIT REAL ESTATE INVESTME 58463J304 12 618 SH SOLE 618 0 0 PUBLIC STORAGE REIT REAL ESTATE INVESTME 74460D109 12 39 SH SOLE 39 0 0 SILA REALTY TRUST INC CLASS A REAL ESTATE INVESTME 146280102 19 2300 SH SOLE 2300 0 0 W.P. CAREY INC. REIT REAL ESTATE INVESTME 92936U109 5 70 SH SOLE 70 0 0 LEHMAN BROS HLDG FRN2XXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTION REORG BOND 525ESCAG4 0 10000 SH SOLE 10000 0 0 INVESCO DYNAMIC BIOTECHNOLOGY & GENOME ETF UIT EXCHANGE TRADED 46137V787 15 200 SH SOLE 200 0 0 ISHARES INTERNATIONAL SEL DIV ETF IV UIT EXCHANGE TRADED 464288448 274 9000 SH SOLE 9000 0 0 PIMCO ACTIVE BOND ETF IV UIT EXCHANGE TRADED 72201R775 22 201 SH SOLE 201 0 0 SELECT SECTOR HEALTH CARE SPD ETF IV UIT EXCHANGE TRADED 81369Y209 64 500 SH SOLE 500 0 0 SPDR DOUBLELINE TTL RTRNTTCL ETF UIT EXCHANGE TRADED 78467V848 48 1000 SH SOLE 1000 0 0 SPDR GOLD SHARES ETF UIT EXCHANGE TRADED 78463V107 6 35 SH SOLE 35 0 0 SPDR S&P 500 ETF UIT EXCHANGE TRADED 78462F103 150 350 SH SOLE 350 0 0 TECHNOLOGY SELECT SECTORSPDR ETF IV UIT EXCHANGE TRADED 81369Y803 59 397 SH SOLE 397 0 0 VANGUARD HIGH DIVIDEND YIELD ETF IV UIT EXCHANGE TRADED 921946406 43 414 SH SOLE 414 0 0 VANGUARD MEGA CAP VALUE ETF IV UIT EXCHANGE TRADED 921910840 39 401 SH SOLE 401 0 0 FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 UIT MUNI 33736P619 0 2 SH SOLE 2 0 0