X0508 4 2023-10-16 1 0001844280 Thorne Healthtech, Inc. THRN 0001250277 JACOBSON PAUL F C/O THORNE HEALTHTECH, INC. 152 W. 57TH STREET NEW YORK NY 10019 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-10-16 4 D 0 2105589 D 0 D Common Stock 2023-10-16 4 D 0 220377 D 0 I See Footnote Common Stock 2023-10-16 4 D 0 1602445 D 0 I See Footnote Employee Stock Option (Right to buy) 1.3483 2023-10-16 4 D 0 208100 0.00 D 2025-02-12 Common Stock 208100 0 D Employee Stock Option (Right to buy) 4.4944 2023-10-16 4 D 0 244750 0.00 D 2025-02-12 Common Stock 244750 0 D Employee Stock Option (Right to buy) 6.7416 2023-10-16 4 D 0 244750 0.00 D 2025-02-12 Common Stock 244750 0 D Employee Stock Option (Right to buy) 5.1236 2023-10-16 4 D 0 1279375 0.00 D 2028-10-10 Common Stock 1279375 0 D Employee Stock Option (Right to buy) 14.4584 2023-10-16 4 D 0 36045 0.00 D 2025-10-25 Common Stock 36045 0 D Warrant (Right to buy) 6.7416 2023-10-16 4 D 0 2532050 0.00 D 2030-06-23 Common Stock 2532050 0 I See Footnote Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") contemplated by the Agreement and Plan of Merger between the Issuer, Healthspan Buyer, LLC and Healthspan Merger Sub, Inc., dated as of August 27, 2023 (the "Merger Agreement"), (i) each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $10.20 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement, and (ii) each issued and outstanding share of the Issuer's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. Pursuant to the Merger Agreement, at the Effective Time each issued and outstanding share of the Issuer's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. These shares are held by a family trust, of which the Reporting Person serves as trustee. These securities are held by Diversified Natural Products, Inc., over which the Reporting Person has voting and dispositive power. At the Effective Time, the option was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to (x) the difference between the Per Share Price and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. At the Effective Time, the warrant was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to (x) the difference between the Per Share Price and the per share exercise price of the warrant, multiplied by (y) the number of disposed warrant shares. /s/ Kim Pearson, under power of attorney 2023-10-18