0000899243-21-036680.txt : 20210920 0000899243-21-036680.hdr.sgml : 20210920 20210920214722 ACCESSION NUMBER: 0000899243-21-036680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210916 FILED AS OF DATE: 20210920 DATE AS OF CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hasson Heather L. CENTRAL INDEX KEY: 0001843821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40448 FILM NUMBER: 211264645 MAIL ADDRESS: STREET 1: C/O G SQUARED ASCEND MANAGEMENT I, LLC STREET 2: 205 N MICHIGAN AVENUE SUITE 3770 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIGS, Inc. CENTRAL INDEX KEY: 0001846576 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 420-500-8209 MAIL ADDRESS: STREET 1: 2834 COLORADO AVENUE STREET 2: SUITE 100 CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-16 0 0001846576 FIGS, Inc. FIGS 0001843821 Hasson Heather L. C/O FIGS, INC. 2834 COLORADO AVENUE, SUITE 100 SANTA MONICA CA 90404 1 1 1 0 Co-Chief Executive Officer Class A Common Stock 2021-09-16 4 M 0 2471669 0.85 A 4276066 D Class A Common Stock 2021-09-16 4 F 0 51671 40.66 D 4224395 D Class A Common Stock 2021-09-20 4 S 0 2419998 40.25 D 1804397 D Stock Option (Right to Buy) 0.85 2021-09-16 4 M 0 2471669 0.85 D 2028-02-21 Class A Common Stock 2471669 948331 D 1,804,397 of these securities are restricted stock units ("RSUs") each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of the RSUs, the shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors. Represents shares that have been withheld by the Issuer upon the net exercise of options underlying 2,471,669 shares of the Issuer's Class A Common Stock and does not represent a sale by the Reporting Person. The Form 3 filed by the Reporting Person on May 27, 2021 erroneously indicated that these options carried an exercise price of $0.86. The correct exercise price is $0.85. All shares underlying this option have vested. /s/ Danielle Warner, Attorney-in-Fact for Heather L. Hasson 2021-09-20