Managing Partner

0001843684-23-000005.txt : 20231010 0001843684-23-000005.hdr.sgml : 20231010 20231010163133 ACCESSION NUMBER: 0001843684-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 EFFECTIVENESS DATE: 20231010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 231318374 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001843684 XXXXXXXX 09-30-2023 09-30-2023 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 5152841011 Laura West Des Moines IA 10-10-2023 0 208 398573996 false INFORMATION TABLE 2 wfa13fq32023.xml ABBOTT LABS COM 002824100 59660 616 SH SOLE 0 0 0 0 ABBVIE INC COM 00287Y109 110007 738 SH SOLE 0 0 0 0 ABSCI CORPORATION COM 00091E109 1320 1000 SH SOLE 0 0 0 0 ADIENT PLC ORD SHS G0084W101 478 13 SH SOLE 0 0 0 0 AFLAC INC COM 001055102 8059 105 SH SOLE 0 0 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1036 175 SH SOLE 0 0 0 0 ALLIANT ENERGY CORP COM 018802108 521710 10768 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL A 02079K305 261720 2000 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL C 02079K107 263700 2000 SH SOLE 0 0 0 0 ALTRIA GROUP INC COM 02209S103 127 3 SH SOLE 0 0 0 0 AMBEV SA SPONSORED ADR 02319V103 4064 1575 SH SOLE 0 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 9027 120 SH SOLE 0 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 5921 36 SH SOLE 0 0 0 0 AMES NATL CORP COM 031001100 13339 804 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 295905 1101 SH SOLE 0 0 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2212 40 SH SOLE 0 0 0 0 APPLE INC COM 037833100 2172993 12692 SH SOLE 0 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 188550 2500 SH SOLE 0 0 0 0 ASANA INC CL A 04342Y104 1831 100 SH SOLE 0 0 0 0 AT&T INC COM 00206R102 661 44 SH SOLE 0 0 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 1910 100 SH SOLE 0 0 0 0 BALL CORP COM 058498106 24293 488 SH SOLE 0 0 0 0 BAXTER INTL INC COM 071813109 7548 200 SH SOLE 0 0 0 0 BEAM GLOBAL COM 07373B109 362 49 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 91429 261 SH SOLE 0 0 0 0 BEST BUY INC COM 086516101 34735 500 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 23274 36 SH SOLE 0 0 0 0 BOEING CO COM 097023105 86832 453 SH SOLE 0 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 5979 103 SH SOLE 0 0 0 0 BYRNA TECHNOLOGIES INC COM NEW 12448X201 224 100 SH SOLE 0 0 0 0 CAPITOL FED FINL INC COM 14057J101 19557 4100 SH SOLE 0 0 0 0 CARETRUST REIT INC COM 14174T107 2202 107 SH SOLE 0 0 0 0 CASEYS GEN STORES INC COM 147528103 50161 185 SH SOLE 0 0 0 0 CATERPILLAR INC COM 149123101 37947 139 SH SOLE 0 0 0 0 CHEMOURS CO COM 163851108 3282 117 SH SOLE 0 0 0 0 CHEVRON CORP NEW COM 166764100 14670 87 SH SOLE 0 0 0 0 CHURCH & DWIGHT CO INC COM 171340102 165668 1808 SH SOLE 0 0 0 0 CISCO SYS INC COM 17275R102 21827 406 SH SOLE 0 0 0 0 CLOROX CO DEL COM 189054109 8257 63 SH SOLE 0 0 0 0 COCA COLA CO COM 191216100 6382 114 SH SOLE 0 0 0 0 COMCAST CORP NEW CL A 20030N101 4390 99 SH SOLE 0 0 0 0 CONSOLIDATED EDISON INC COM 209115104 40371 472 SH SOLE 0 0 0 0 CORTEVA INC COM 22052L104 170005 3323 SH SOLE 0 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 23164 41 SH SOLE 0 0 0 0 CUMMINS INC COM 231021106 28786 126 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 16338 234 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 59737 158 SH SOLE 0 0 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 6117 41 SH SOLE 0 0 0 0 DIGITAL RLTY TR INC COM 253868103 3631 30 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 19283921 854405 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 235 9 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 7834145 168585 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 360149 12025 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 8528901 331993 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 9628031 183426 SH SOLE 0 0 0 0 DISNEY WALT CO COM 254687106 6971 86 SH SOLE 0 0 0 0 DOMINION ENERGY INC COM 25746U109 14563 326 SH SOLE 0 0 0 0 DOW INC COM 260557103 19903 386 SH SOLE 0 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 14034 159 SH SOLE 0 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 22676 304 SH SOLE 0 0 0 0 EATON CORP PLC SHS G29183103 7252 34 SH SOLE 0 0 0 0 EMERSON ELEC CO COM 291011104 4926 51 SH SOLE 0 0 0 0 EOG RES INC COM 26875P101 2916 23 SH SOLE 0 0 0 0 ETFIS SER TR I VIRTUS INFRCAP 26923G822 429 22 SH SOLE 0 0 0 0 EXELON CORP COM 30161N101 7747 205 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 101825 866 SH SOLE 0 0 0 0 FEDEX CORP COM 31428X106 6623 25 SH SOLE 0 0 0 0 FIRST INTST BANCSYSTEM INC COM 32055Y201 157921 6332 SH SOLE 0 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 513 100 SH SOLE 0 0 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 26847 718 SH SOLE 0 0 0 0 FMC CORP COM NEW 302491303 17748 265 SH SOLE 0 0 0 0 FORTINET INC COM 34959E109 11736 200 SH SOLE 0 0 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 1021 15 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM NEW 369604301 5196 47 SH SOLE 0 0 0 0 GILEAD SCIENCES INC COM 375558103 6146 82 SH SOLE 0 0 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 17515 247 SH SOLE 0 0 0 0 HNI CORP COM 404251100 2217 64 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 128395 695 SH SOLE 0 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5332 38 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 42225 1250 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 4851 443 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1433810 45060 SH SOLE 0 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4160948 11614 SH SOLE 0 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 11089 233 SH SOLE 0 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 93860 1895 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 15616458 242680 SH SOLE 0 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 17803590 71400 SH SOLE 0 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 9433 100 SH SOLE 0 0 0 0 ISHARES TR DOW JONES US ETF 464287846 16717 160 SH SOLE 0 0 0 0 ISHARES TR ISHARES BIOTECH 464287556 18099 148 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 47211 685 SH SOLE 0 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 520780 6397 SH SOLE 0 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 561233 6238 SH SOLE 0 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 774485 7553 SH SOLE 0 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 59362 391 SH SOLE 0 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 72020 1040 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 76706 434 SH SOLE 0 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 29386 273 SH SOLE 0 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 977582 9504 SH SOLE 0 0 0 0 ISHARES TR TIPS BD ETF 464287176 10658890 102766 SH SOLE 0 0 0 0 JABIL INC COM 466313103 25378 200 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 8099 52 SH SOLE 0 0 0 0 JOHNSON CTLS INTL PLC SHS G51502105 7716 145 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO COM 46625H100 10152 70 SH SOLE 0 0 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 1833 115 SH SOLE 0 0 0 0 KONTOOR BRANDS INC COM 50050N103 352 8 SH SOLE 0 0 0 0 KRAFT HEINZ CO COM 500754106 236 7 SH SOLE 0 0 0 0 KROGER CO COM 501044101 49762 1112 SH SOLE 0 0 0 0 LI-CYCLE HOLDINGS CORP COMMON SHARES 50202P105 355 100 SH SOLE 0 0 0 0 LINDE PLC SHS G54950103 4469 12 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 57780 278 SH SOLE 0 0 0 0 LUMOS PHARMA INC COM 55028X109 2588 784 SH SOLE 0 0 0 0 MARRIOTT INTL INC NEW CL A 571903202 26536 135 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 42678 162 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 139189 1352 SH SOLE 0 0 0 0 METLIFE INC COM 59156R108 9122 145 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 525553 1664 SH SOLE 0 0 0 0 MONDELEZ INTL INC CL A 609207105 6524 94 SH SOLE 0 0 0 0 MORGAN STANLEY COM NEW 617446448 10209 125 SH SOLE 0 0 0 0 NEW MTN FIN CORP COM 647551100 1471 114 SH SOLE 0 0 0 0 NIKE INC CL B 654106103 57372 600 SH SOLE 0 0 0 0 NORFOLK SOUTHN CORP COM 655844108 166603 846 SH SOLE 0 0 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 625 61 SH SOLE 0 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P405 767 38 SH SOLE 0 0 0 0 OMNICOM GROUP INC COM 681919106 3948 53 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 169578 1601 SH SOLE 0 0 0 0 ORGANON & CO COMMON STOCK 68622V106 2084 120 SH SOLE 0 0 0 0 OTTER TAIL CORP COM 689648103 25358 334 SH SOLE 0 0 0 0 PAYPAL HLDGS INC COM 70450Y103 3216 55 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 6948 41 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 25276 762 SH SOLE 0 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 21362 174 SH SOLE 0 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 403435 3847 SH SOLE 0 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 181257 2515 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 22171 152 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC COM 744320102 20971 221 SH SOLE 0 0 0 0 QCR HOLDINGS INC COM 74727A104 42213 870 SH SOLE 0 0 0 0 QUALCOMM INC COM 747525103 185915 1674 SH SOLE 0 0 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 79 5 SH SOLE 0 0 0 0 S & T BANCORP INC COM 783859101 7095 262 SH SOLE 0 0 0 0 SCHLUMBERGER LTD COM STK 806857108 2566 44 SH SOLE 0 0 0 0 SCHWAB CHARLES CORP COM 808513105 691740 12600 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 42994 1266 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 449548 9018 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 336960 4762 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1871631 28544 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1836454 20317 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1906326 11842 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1841918 11236 SH SOLE 0 0 0 0 SOFI TECHNOLOGIES INC COM 83406F102 392 49 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4287 25 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 103511718 242144 SH SOLE 0 0 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1389421 15132 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 33813 294 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 45378 497 SH SOLE 0 0 0 0 SYSCO CORP COM 871829107 6936 105 SH SOLE 0 0 0 0 TARGA RES CORP COM 87612G101 12944 151 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 18023 163 SH SOLE 0 0 0 0 TEMPLETON DRAGON FD INC COM 88018T101 953 112 SH SOLE 0 0 0 0 TESLA INC COM 88160R101 94584 378 SH SOLE 0 0 0 0 TFI INTL INC COM 87241L109 21279 2099 SH SOLE 0 0 0 0 THE CIGNA GROUP COM 125523100 12015 42 SH SOLE 0 0 0 0 THE REALREAL INC COM 88339P101 844 400 SH SOLE 0 0 0 0 TRUIST FINL CORP COM 89832Q109 3977 139 SH SOLE 0 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 568167 1471 SH SOLE 0 0 0 0 UNDER ARMOUR INC CL C 904311206 77 12 SH SOLE 0 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4832 31 SH SOLE 0 0 0 0 V F CORP COM 918204108 1114 63 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 39949862 572512 SH SOLE 0 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 9528171 66477 SH SOLE 0 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1490402 5473 SH SOLE 0 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 28571 146 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 28681 219 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1417762 6808 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1138870 15052 SH SOLE 0 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8604412 21911 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 316269 1983 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2895163 15313 SH SOLE 0 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4574788 21538 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 162190 1176 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 104 2 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1181354 30129 SH SOLE 0 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 41838727 869828 SH SOLE 0 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 13179350 175374 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8574762 55186 SH SOLE 0 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 2860186 53441 SH SOLE 0 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 35751058 817728 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 106833 1034 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 71330 1000 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 1093011 21670 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 442842 7456 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 1318499 17529 SH SOLE 0 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 588497 3875 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 28521 880 SH SOLE 0 0 0 0 VIATRIS INC COM 92556V106 720 73 SH SOLE 0 0 0 0 VISA INC COM CL A 92826C839 16561 72 SH SOLE 0 0 0 0 VUZIX CORP COM NEW 92921W300 363 100 SH SOLE 0 0 0 0 WABTEC COM 929740108 213 2 SH SOLE 0 0 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 109 10 SH SOLE 0 0 0 0 WASTE MGMT INC DEL COM 94106L109 3049 20 SH SOLE 0 0 0 0 WELLS FARGO CO NEW COM 949746101 48215 1180 SH SOLE 0 0 0 0 WELLTOWER INC COM 95040Q104 26215 320 SH SOLE 0 0 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 1442 47 SH SOLE 0 0 0 0 WHIRLPOOL CORP COM 963320106 1337 10 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 209113 5294 SH SOLE 0 0 0 0 YUM BRANDS INC COM 988498101 7747 62 SH SOLE 0 0 0 0 YUM CHINA HLDGS INC COM 98850P109 3344 60 SH SOLE 0 0 0 0 ZEVIA PBC CL A 98955K104 2220 1000 SH SOLE 0 0 0 0